Compliance Manager Jobs in Germantown, WI
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
US E EA - IT Governance & Compliance Mgr - CIO SA
- Milwaukee, WI (17 miles from Germantown, WI)
- 2 days ago
- Milwaukee, WI (17 miles from Germantown, WI)
- 2 days ago
CL5 DT-US Service Assurance Compliance Manager Description: Become a part of the expanding DT-US Service Assurance - Compliance team where you will have the opportunity to create an impact by ensuring...
Risk & Compliance Manager - Program Management
- Hartford, WI (13 miles from Germantown, WI)
- 13 days ago
- Hartford, WI (13 miles from Germantown, WI)
- 13 days ago
As a critical member of the Strategy Advancement team, the Risk & Compliance Manager, Program Management will oversee risk, compliance, and audit activities for the Data, AI and Analytics Office (DAO...
Sr Compliance Officer, Private Bank Compliance
- Milwaukee, WI (17 miles from Germantown, WI)
- 15 days ago
- Milwaukee, WI (17 miles from Germantown, WI)
- 15 days ago
The person filling this role should have experience in areas related to trust and investment management or private banking, specifically custom lending....
Tax Global Tax Operations--Global Compliance & Reporting--Manager - US
- Milwaukee, WI (17 miles from Germantown, WI)
- 25 days ago
- Milwaukee, WI (17 miles from Germantown, WI)
- 25 days ago
At EY, youll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture and technology to become the best version of you. And were counting on your...
Compliance Officer - Control Room
- Milwaukee, WI (17 miles from Germantown, WI)
- 45+ days ago
- Milwaukee, WI (17 miles from Germantown, WI)
- 45+ days ago
Control Room Compliance Officer (Remote United States) We have an exciting opportunity to join our Compliance team as a Control Room Compliance Officer and we are offering this as a 100% remote...
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Salary for Compliance Manager Jobs in Germantown, WI
Highest Education Level
Compliance Managers in Germantown, WI offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Driving
- Automotive Repair
- Environmental Compliance
- Stormwater Management
- Network Security
- Process Management
- Collaboration
- Flexibility
- Implementation
- Certified Information Systems Security Pro
- Securities and Exchange Commission
- ServiceNow
- Certified Information Systems Auditor
- IT Governance
- Control & Countermeasure
- Environmental Regulations
- SOC 2
- Lending
- BSA
- Know Your Customer
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Internal Control
- Due Diligence
- Resolution
- Data Analytics
- Strategy Development
- Risk Management
- Finance
- Accounting
- Prioritizing
- Auditing
- Investigation
- Verbal Communication
- Written Communication
- Mentoring
- Coaching
- Documentation
- Data Analysis
- Interpersonal Skills
- Bachelor's Degree
- Employee Development
- Filing
- Reporting
- Regulations
- Microsoft PowerPoint
- Policy Development
- Project Management
- Microsoft Excel
- Microsoft Office
- Problem Solving
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
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