Compliance Manager Jobs in Wisconsin
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
JOB REQUIREMENTS: We\'re looking for people who put their innovation towork to advance our success - and their own. Join an organization thatensures a more secure world through connecting and...
Your career at Deutsche Borse Group\n\n Your area of work: Clearstream is the innovative and trusted post-trade business for the global markets. Its segment Clearstream Fund Services delivers...
Qualifications: 6+ years of experience in consumer lending compliance or related field and post-secondary degree in related field of study or an equivalent combination of education and experience....
JOB REQUIREMENTS: CLA is a top 10 national professional services firmwhere our purpose is to create opportunities every day, for our clients,our people, and our communities through...
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Strong understanding of federal and state financial institution regulations, including BSA/AML, consumer lending regulations (TILA, ECOA, HMDA, FCRA), privacy regulations (GLBA), and NCUA regulations...
Job Summary A Regulatory Compliance Manager is responsible for developing, implementing, and managing an organization's compliance programs....
Demographic Data for Wisconsin
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Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Wisconsin
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Wisconsin offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Executive Management
- Business Processes
- Change Management
- Implementation
- Prioritizing
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Loss Control
- Certified Management Accountant
- Lending
- BSA
- Know Your Customer
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Mortgage Processing
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Internal Control
- Investment Banking
- Fraud Investigation
- Due Diligence
- Complaint Resolution
- Resolution
- Business Administration
- Risk Management
- Finance
- Strategy Development
- Accounting
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Documentation
- Collaboration
- Mentoring
- Employee Development
- Bachelor's Degree
- Coaching
- Reporting
- Filing
- Regulations
- Microsoft PowerPoint
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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