Compliance Manager Jobs
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Strategic Employment Partners
- Los Angeles, CA
- 4 days ago
- Strategic Employment Partners
- Los Angeles, CA
- 4 days ago
Title : Compliance Manager Location : On-site in Los Angeles, CA Compensation : Up to $180k in base + Benefits What we’re looking for: Strong knowledge of banking regulations (BSA/AML, OFAC, CRA, consumer...
Regulatory Compliance Analyst ( Med Supp ) / Med Supp Compliance Coordinator
- U-Haul - Oxford Life Insurance
- Phoenix, AZ
- 14 days ago
- U-Haul - Oxford Life Insurance
- Phoenix, AZ
- 14 days ago
Growth Path: This role provides an opportunity to grow into a Regulatory Compliance Manager or Senior Compliance Analyst with additional experience and regulatory knowledge....
Stroke Compliance Coordinator Registered Nurse RN
- Mechanicsville, VA
- 45+ days ago
- Mechanicsville, VA
- 45+ days ago
Description Introduction Are you looking for a place to deliver excellent care patients deserve? At Johnston-Willis Hospital we support our colleagues in their positions. Join our Team as a(an)...
This role is not open for submissions from outside staffing agencies Safety Coordinator What Brought You Here: Total compensation pay range: $65,000-$75,000/yr. depending on experience. Quarterly...
A leading acute care hospital in New York is now seeking an experienced Hospital Compliance Director to join their award-winning healthcare team! This acclaimed healthcare facility features over...
, OFAC, FinCEN guidance) Positive energy on the future of crypto and Web3 Excellent communication skills (written and verbal), ability to simplify complex topics for broad audiences Experience working...
Compliance Officer - Markets Business Line Advisory Compliance
- New York, NY
- 29 days ago
- New York, NY
- 29 days ago
Compliance Officer - Markets Business Line Advisory ComplianceNew York, United States of America USA Job Family Description: You will provide real-time compliance advisory support to the US Fixed...
Job Title Compliance Coordinator Job Description Summary Position supports a Major Medical/Tech Client. The position will be responsible for coordinating the reporting and successful adherence to...
In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines...
Remote WorkGlobal Ethics & Compliance Director (CVRM & Medical Affairs)
- Gaithersburg, MD
- 1 hour ago
- Gaithersburg, MD
- 1 hour ago
Our growth story at AZ is based on our core therapeutic areas of Oncology, Respiratory, Cardiovascular/Renal/Metabolics (CVRM), Vaccines, and Immunotherapy (V&I) and investment in China, Japan,...
In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines...
Career Category Regulatory Job Description HOW MIGHT YOU DEFY IMAGINATION? Youve earned your degree. How will you use that achievement to reach your goals? Do more with the knowledge youve worked...
Remote WorkThe HR Compliance Coordinator is responsible for ensuring that the HR processes and procedures are in compliance with employment laws, governing bodies and regulatory agencies such as The Joint...
Alternative Sentencing Facility (ASF) Training and Compliance Coordinator
- Boulder, CO
- 4 hours ago
- Boulder, CO
- 4 hours ago
Boulder County Community Services Department is seeking to hire a Alternative Sentencing Facility Training and Compliance Coordinator. This position develops, coordinates and supervises the...
Overview Cordillera Property Owners Association is managed by GrandManors, a company that specializes in the management of community associations with onsite staff. Our mission is to provide the...
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs Nationwide
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Compliance
- Water Quality
- Collaboration
- Flexibility
- Implementation
- Cost Reduction
- Securities and Exchange Commission
- Equity Research
- National Pollutant Discharge Elimination System
- Series 24 Licensed
- Control & Countermeasure
- Lending
- BSA
- Know Your Customer
- Automated Clearing House
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Mortgage Processing
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Investment Banking
- Internal Control
- Due Diligence
- Resolution
- Business Administration
- Risk Management
- Finance
- Strategy Development
- Accounting
- Prioritizing
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Documentation
- Data Analysis
- Reporting
- Bachelor's Degree
- Coaching
- Filing
- Regulations
- Microsoft PowerPoint
- Policy Development
- Problem Solving
- Project Management
- Microsoft Excel
- Microsoft Office
- Time Management
- Staff Supervision
- Organization
- Customer Service
- Research Skills
- Scheduling
- Leadership
- Communication Skills
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