Compliance Manager Jobs in Purchase, NY
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- New City, NY (16 miles from Purchase, NY)
- 30+ days ago
- New City, NY (16 miles from Purchase, NY)
- 30+ days ago
A leading acute care hospital in New York is now seeking an experienced Hospital Compliance Director to join their award-winning healthcare team! This acclaimed healthcare facility features over...
Compliance Manager, Payment Solutions
- New York, NY (24 miles from Purchase, NY)
- 21 hours ago
- New York, NY (24 miles from Purchase, NY)
- 21 hours ago
The CompanyPayPal has been revolutionizing commerce globally for more than 25 years. Creating innovative experiences that make moving money, selling, and shopping simple, personalized, and secure,...
Senior AML Compliance Officer, ABC, & Sanctions
- New York, NY (24 miles from Purchase, NY)
- 2 days ago
- New York, NY (24 miles from Purchase, NY)
- 2 days ago
Position Summary Responsibilities Key Responsibilities Supervise 2 or more compliance officers; Analyze and opine on potential implications under the Investment Advisors Act of 1940 and Investment...
- New York, NY (24 miles from Purchase, NY)
- 3 days ago
- New York, NY (24 miles from Purchase, NY)
- 3 days ago
sanctions Experience in conducting in-depth Anti-Money Laundering risk reviews to include Enhanced Due Diligence (EDD), as applicable Experience with and sensitivity to working with sensitive personal...
Program Compliance Coordinator - Billing
- New York, NY (24 miles from Purchase, NY)
- 4 days ago
- New York, NY (24 miles from Purchase, NY)
- 4 days ago
The Program Compliance Coordinator works as part of the Program Compliance team to ensure that BRC programs are providing high quality and safe client services that meet funder regulations....
Investment and Corporate Banking Advisory Compliance Officer- Americas (aICBAa)
- New York, NY (24 miles from Purchase, NY)
- 4 days ago
- New York, NY (24 miles from Purchase, NY)
- 4 days ago
Summary: A The Investment and Corporate Banking Advisory (aICBAa) Compliance Officer a Americas is responsible for the regulatory advisory function of the investment banking and financing...
- New York, NY (24 miles from Purchase, NY)
- 5 days ago
- New York, NY (24 miles from Purchase, NY)
- 5 days ago
Certified Regulatory Compliance Manager (CRCM) certification or equivalent is preferred....
Broker Dealer Regulatory Governance Compliance Officer
- New York, NY (24 miles from Purchase, NY)
- 5 days ago
- New York, NY (24 miles from Purchase, NY)
- 5 days ago
SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing,...
Implementation & Execution, Project Manager - Compliance Remediation, Vice Presi
- New York, NY (24 miles from Purchase, NY)
- 5 days ago
- New York, NY (24 miles from Purchase, NY)
- 5 days ago
Overview Execute high priority and complex projects for the firm by using best-in-class project management skills and strong working knowledge of financial services and operational processes. The...
Professional Development CLE Compliance Coordinator
- New York, NY (24 miles from Purchase, NY)
- 6 days ago
- New York, NY (24 miles from Purchase, NY)
- 6 days ago
Professional Development CLE Compliance Coordinator (25000082) Professional Development CLE Compliance Coordinator - (25000082) We are looking for a Professional Development CLE Compliance...
- New York, NY (24 miles from Purchase, NY)
- 6 days ago
- New York, NY (24 miles from Purchase, NY)
- 6 days ago
Ultimate Care NY is seeking a highly organized and detail-oriented Compliance Coordinator to join our team. Under the direction of the Director of Compliance, the Compliance Coordinator plays a...
- New York, NY (24 miles from Purchase, NY)
- 8 days ago
- New York, NY (24 miles from Purchase, NY)
- 8 days ago
Broad expertise in Risk Management Financial and Non-financial Risks, Credit Underwriting, Risk Analytics Modeling, Portfolio, Risk and Regulatory Reporting, Stress Testing and Capital...
- New York, NY (24 miles from Purchase, NY)
- 9 days ago
- New York, NY (24 miles from Purchase, NY)
- 9 days ago
Compliance Officer Personliche Daten Land USA Stadt New York Art der Anstellung Professional Arbeitszeit Vollzeit Vertragsart Unbefristet Offene Stellen 1 Beschreibung & Anforderungen For our...
AML, ABC and Sanctions Compliance Officer
- New York, NY (24 miles from Purchase, NY)
- 9 days ago
- New York, NY (24 miles from Purchase, NY)
- 9 days ago
Position Summary Responsibilities Key Responsibilities Interacts with deal team to collect due customer identification and beneficial ownership information Conduct Know Your Customer due diligence...
- New York, NY (24 miles from Purchase, NY)
- 10 days ago
- New York, NY (24 miles from Purchase, NY)
- 10 days ago
Solutions, and Project Analysis teams to incorporate program revenue assumptions and operating restrictions into financial models and project collateral (including contracts, internal approval memos, lender...
Demographic Data for Purchase, NY
Moving to Purchase, NY? Find some basic demographic data about Purchase, NY below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Purchase, NY
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Purchase, NY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Automotive Repair
- Insurance Verification
- Environmental Compliance
- Revenue Cycle
- Water Quality
- Collaboration
- Flexibility
- Implementation
- Cost Reduction
- Securities and Exchange Commission
- Fixed Income
- National Pollutant Discharge Elimination System
- Control & Countermeasure
- Lending
- BSA
- Know Your Customer
- Automated Clearing House
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Mortgage Processing
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Internal Control
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Prioritizing
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Documentation
- Data Analysis
- Reporting
- Interpersonal Skills
- Bachelor's Degree
- Coaching
- Filing
- Regulations
- Microsoft PowerPoint
- Policy Development
- Problem Solving
- Project Management
- Microsoft Excel
- Microsoft Office
- Time Management
- Staff Supervision
- Organization
- Customer Service
- Research Skills
- Scheduling
- Leadership
- Communication Skills
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