Compliance Manager Jobs in New York
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
AFC serves to ensure that DWS acts with integrity and discipline with regards to the legal and regulatory requirements of the Anti-Money Laundering regime....
AFC Compliance Officer Job ID:R0380081 Full/Part-Time: Full-time Regular/Temporary: Regular Listed: 2025-03-11 Location: New York
Responsible for maintaining all lending and deposit-related account disclosures and forms and make updates as needed....
Your Customer (KYC) due diligence procedures Understanding of Final CDD Rule Understanding of rules involving BSA/AML, OFAC & Sanctions Exhibit culture of strong risk principles Ability to engage local...
Remote Work, TILA/Regulation Z, ECOA/Regulation B, FCRA, FACTA, BSA/AML, UDAAP, and GLBA, BSA/AML, Regulation E, crypto lending, crypto exchange, Securities Act of 1933 (including Reg D), Investment Advisers Act...
US E EA - IT Governance & Compliance Mgr - CIO SA
- Williamsville, NY
- 2 days ago
- Williamsville, NY
- 2 days ago
CL5 DT-US Service Assurance Compliance Manager Description: Become a part of the expanding DT-US Service Assurance - Compliance team where you will have the opportunity to create an impact by ensuring...
Financial Crime Compliance Officer - Legal Rules/Regulations, Governance and New Business
- New York, NY
- 2 days ago
- New York, NY
- 2 days ago
Join us as a Financial Crime Compliance Officer, where you will support governance, oversight, and regulatory compliance efforts within Americas Financial Crime Compliance, through the enhancement...
Primary responsibility of this position is administrative support to LaBella's Fleet & Compliance Manager for LaBella's fleet of vehicles, safety-related recording and reporting, and managing documentation...
LOCATION New York, NY SALARY $65,000 - $90,000 EMPLOYMENT TYPE Direct Hire CATEGORY Retail + Wholesale DIVISION Fourth Floor Quality Assurance & Compliance Coordinator Our client, an established...
Job Description DCAS's mission is to make City government work for all New Yorkers. From managing New York Citys most iconic courthouses and municipal buildings, to purchasing over $1 billion...
Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities and...
Support the business in remaining compliant within the regulatory environment and managing their risk. Work on the identification, assessment, measurement, mitigation and monitoring of compliance...
Requisition ID: 219504 Salary Range: 117,400.00 - 224,700.00 Please note that the Salary Range shown is a guideline only. Salary offered may vary based on factors, including, but not limited to,...
DCAS's mission is to make City government work for all New Yorkers. From managing New York City's most iconic courthouses and municipal buildings, to purchasing over $1 billion annually in goods...
Position Summary Are you good at research? Does regulatory compliance seem like a role you are cut out for? Are you focused on helping others comply with regulations and policies? Do you have...
Demographic Data for New York
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Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in New York
Highest Education Level
Compliance Managers in New York offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Driving
- Automotive Repair
- Environmental Compliance
- Stormwater Management
- Network Security
- Process Management
- Collaboration
- Flexibility
- Implementation
- Certified Information Systems Security Pro
- Securities and Exchange Commission
- ServiceNow
- Certified Information Systems Auditor
- IT Governance
- Control & Countermeasure
- Environmental Regulations
- SOC 2
- Lending
- BSA
- Know Your Customer
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Investment Banking
- Internal Control
- Due Diligence
- Resolution
- Data Analytics
- Strategy Development
- Risk Management
- Finance
- Accounting
- Prioritizing
- Auditing
- Investigation
- Verbal Communication
- Written Communication
- Mentoring
- Coaching
- Documentation
- Interpersonal Skills
- Bachelor's Degree
- Employee Development
- Filing
- Reporting
- Regulations
- Microsoft PowerPoint
- Policy Development
- Project Management
- Microsoft Excel
- Microsoft Office
- Problem Solving
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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