Compliance Manager Jobs in New York, NY
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Position Summary Responsibilities Key Responsibilities Supervise 2 or more compliance officers; Analyze and opine on potential implications under the Investment Advisors Act of 1940 and Investment...
The Program Compliance Coordinator works as part of the Program Compliance team to ensure that BRC programs are providing high quality and safe client services that meet funder regulations....
Investment and Corporate Banking Advisory Compliance Officer- Americas (aICBAa)
- New York, NY
- 2 days ago
- New York, NY
- 2 days ago
Summary: A The Investment and Corporate Banking Advisory (aICBAa) Compliance Officer a Americas is responsible for the regulatory advisory function of the investment banking and financing...
Tax Accountant - Tax - Global Compliance and Reporting - Manager - Multiple Positions - 1600837
- Hoboken, NJ (1 mile from New York, NY)
- 3 days ago
- Hoboken, NJ (1 mile from New York, NY)
- 3 days ago
EY focuses on high-ethical standards and integrity among its employees and expects all candidates to demonstrate these qualities. At EY, youll have the chance to build a career as unique as you...
Compliance Coordinator, Insurance
- Summit, NJ (19 miles from New York, NY)
- 3 days ago
- Summit, NJ (19 miles from New York, NY)
- 3 days ago
About Specialty Program Group: Specialty Program Group (SPG) is the wholesale & MGA division of HUB International (5th Largest Global Broker). SPG acts in a holding company capacity acquiring best...
Certified Regulatory Compliance Manager (CRCM) certification or equivalent is preferred....
Broker Dealer Regulatory Governance Compliance Officer
- New York, NY
- 4 days ago
- New York, NY
- 4 days ago
SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing,...
Implementation & Execution, Project Manager - Compliance Remediation, Vice Presi
- New York, NY
- 4 days ago
- New York, NY
- 4 days ago
Overview Execute high priority and complex projects for the firm by using best-in-class project management skills and strong working knowledge of financial services and operational processes. The...
Professional Development CLE Compliance Coordinator (25000082) Professional Development CLE Compliance Coordinator - (25000082) We are looking for a Professional Development CLE Compliance...
Ultimate Care NY is seeking a highly organized and detail-oriented Compliance Coordinator to join our team. Under the direction of the Director of Compliance, the Compliance Coordinator plays a...
sanctions Experience in conducting in-depth Anti-Money Laundering risk reviews to include Enhanced Due Diligence (EDD), as applicable Experience with and sensitivity to working with sensitive personal...
Broad expertise in Risk Management Financial and Non-financial Risks, Credit Underwriting, Risk Analytics Modeling, Portfolio, Risk and Regulatory Reporting, Stress Testing and Capital...
Audit & Compliance Coordinator
- New York City, NY (2 miles from New York, NY)
- 7 days ago
- New York City, NY (2 miles from New York, NY)
- 7 days ago
DCAS's mission is to make City government work for all New Yorkers. From managing New York City's most iconic courthouses and municipal buildings, to purchasing over $1 billion annually in goods...
Compliance Officer Personliche Daten Land USA Stadt New York Art der Anstellung Professional Arbeitszeit Vollzeit Vertragsart Unbefristet Offene Stellen 1 Beschreibung & Anforderungen For our...
Position Summary Responsibilities Key Responsibilities Interacts with deal team to collect due customer identification and beneficial ownership information Conduct Know Your Customer due diligence...
Demographic Data for New York, NY
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Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in New York, NY
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in New York, NY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Automotive Repair
- Environmental Compliance
- Water Quality
- Collaboration
- Flexibility
- Implementation
- Cost Reduction
- Securities and Exchange Commission
- Fixed Income
- National Pollutant Discharge Elimination System
- Control & Countermeasure
- Operations Analysis
- Environmental Regulations
- Lending
- BSA
- Know Your Customer
- Automated Clearing House
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Mortgage Processing
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Internal Control
- Due Diligence
- Resolution
- Business Administration
- Risk Management
- Finance
- Strategy Development
- Prioritizing
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Documentation
- Mentoring
- Data Analysis
- Reporting
- Bachelor's Degree
- Coaching
- Filing
- Regulations
- Microsoft PowerPoint
- Policy Development
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Staff Supervision
- Organization
- Customer Service
- Research Skills
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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