Compliance Manager Jobs in Astoria, NY
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Compliance MGR, PayPal Wallet & P2P
- New York, NY (3 miles from Astoria, NY)
- 6 hours ago
- New York, NY (3 miles from Astoria, NY)
- 6 hours ago
The CompanyPayPal has been revolutionizing commerce globally for more than 25 years. Creating innovative experiences that make moving money, selling, and shopping simple, personalized, and secure,...
Reinstatement and Policy Compliance Coordinator for the Division of Tenant & Owner Resources
- New York, NY (3 miles from Astoria, NY)
- 17 hours ago
- New York, NY (3 miles from Astoria, NY)
- 17 hours ago
Job Description The New York City Department of Housing Preservation and Development (HPD) is the nations largest municipal housing preservation and development agency. Its mission is to promote...
Fair Banking Compliance Officer
- New York, NY (3 miles from Astoria, NY)
- 19 hours ago
- New York, NY (3 miles from Astoria, NY)
- 19 hours ago
The ideal candidate will have a strong understanding of banking regulations in addition to fair lending and UDAAP with the ability to direct or guide fair lending and UDAAP analyses....
Reinstatement and Policy Compliance Coordinator for the Division of Tenant & Owner Resources
- New York City, NY (4 miles from Astoria, NY)
- 19 hours ago
- New York City, NY (4 miles from Astoria, NY)
- 19 hours ago
The New York City Department of Housing Preservation and Development (HPD) is the nation's largest municipal housing preservation and development agency. Its mission is to promote quality and...
- East Hanover, NJ (23 miles from Astoria, NY)
- 1 day ago
- East Hanover, NJ (23 miles from Astoria, NY)
- 1 day ago
Job Description Summary The Global Program Regulatory Manager (GPRM) works with some independence under limited supervision to provide strategic and operational regulatory direction and may...
- New York, NY (3 miles from Astoria, NY)
- 1 day ago
- New York, NY (3 miles from Astoria, NY)
- 1 day ago
AFC serves to ensure that DWS acts with integrity and discipline with regards to the legal and regulatory requirements of the Anti-Money Laundering regime....
- New York, NY (3 miles from Astoria, NY)
- 1 day ago
- New York, NY (3 miles from Astoria, NY)
- 1 day ago
AFC Compliance Officer Job ID:R0380081 Full/Part-Time: Full-time Regular/Temporary: Regular Listed: 2025-03-11 Location: New York
- New York, NY (3 miles from Astoria, NY)
- 1 day ago
- New York, NY (3 miles from Astoria, NY)
- 1 day ago
Responsible for maintaining all lending and deposit-related account disclosures and forms and make updates as needed....
Corporate Banking Compliance Officer, Analyst
- New York, NY (3 miles from Astoria, NY)
- 2 days ago
- New York, NY (3 miles from Astoria, NY)
- 2 days ago
Your Customer (KYC) due diligence procedures Understanding of Final CDD Rule Understanding of rules involving BSA/AML, OFAC & Sanctions Exhibit culture of strong risk principles Ability to engage local...
Remote Work- New York, NY (3 miles from Astoria, NY)
- 2 days ago
- New York, NY (3 miles from Astoria, NY)
- 2 days ago
, TILA/Regulation Z, ECOA/Regulation B, FCRA, FACTA, BSA/AML, UDAAP, and GLBA, BSA/AML, Regulation E, crypto lending, crypto exchange, Securities Act of 1933 (including Reg D), Investment Advisers Act...
Financial Crime Compliance Officer - Legal Rules/Regulations, Governance and New Business
- New York, NY (3 miles from Astoria, NY)
- 3 days ago
- New York, NY (3 miles from Astoria, NY)
- 3 days ago
Join us as a Financial Crime Compliance Officer, where you will support governance, oversight, and regulatory compliance efforts within Americas Financial Crime Compliance, through the enhancement...
- Jersey City, NJ (7 miles from Astoria, NY)
- 4 days ago
- Jersey City, NJ (7 miles from Astoria, NY)
- 4 days ago
Position Summary Position Summary Are you good at research? Does regulatory compliance seem like a role you are cut out for? Are you focused on helping others comply with regulations and policies?...
- Weehawken, NJ (4 miles from Astoria, NY)
- 5 days ago
- Weehawken, NJ (4 miles from Astoria, NY)
- 5 days ago
Support the business in remaining compliant within the regulatory environment and managing their risk. Work on the identification, assessment, measurement, mitigation and monitoring of compliance...
Quality Assurance & Compliance Coordinator
- New York, NY (3 miles from Astoria, NY)
- 5 days ago
- New York, NY (3 miles from Astoria, NY)
- 5 days ago
LOCATION New York, NY SALARY $65,000 - $90,000 EMPLOYMENT TYPE Direct Hire CATEGORY Retail + Wholesale DIVISION Fourth Floor Quality Assurance & Compliance Coordinator Our client, an established...
Audit & Compliance Coordinator
- New York, NY (3 miles from Astoria, NY)
- 6 days ago
- New York, NY (3 miles from Astoria, NY)
- 6 days ago
Job Description DCAS's mission is to make City government work for all New Yorkers. From managing New York Citys most iconic courthouses and municipal buildings, to purchasing over $1 billion...
Demographic Data for Astoria, NY
Moving to Astoria, NY? Find some basic demographic data about Astoria, NY below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Astoria, NY
Highest Education Level
Compliance Managers in Astoria, NY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Driving
- Automotive Repair
- Environmental Compliance
- Stormwater Management
- Network Security
- Process Management
- Collaboration
- Flexibility
- Implementation
- Certified Information Systems Security Pro
- Securities and Exchange Commission
- ServiceNow
- Certified Information Systems Auditor
- IT Governance
- Control & Countermeasure
- Environmental Regulations
- SOC 2
- Lending
- BSA
- Know Your Customer
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Internal Control
- Due Diligence
- Resolution
- Data Analytics
- Strategy Development
- Risk Management
- Finance
- Accounting
- Prioritizing
- Auditing
- Investigation
- Verbal Communication
- Written Communication
- Mentoring
- Coaching
- Documentation
- Interpersonal Skills
- Bachelor's Degree
- Employee Development
- Filing
- Reporting
- Regulations
- Microsoft PowerPoint
- Policy Development
- Project Management
- Microsoft Excel
- Microsoft Office
- Problem Solving
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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