Compliance Manager Jobs in Plano, TX
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Independent Testing Manager - Compliance & UDAAP Testing CSBB
- Irving, TX (20 miles from Plano, TX)
- 23 hours ago
- Irving, TX (20 miles from Plano, TX)
- 23 hours ago
Certified Regulatory Compliance Manager (CRCM). Certified Internal Auditor (CIA). Chartered Financial Analyst (CFA) or Certified Public Accountant (CPA)....
Independent Testing Senior Manager - Compliance & UDAAP Testing CSBB
- Irving, TX (20 miles from Plano, TX)
- 23 hours ago
- Irving, TX (20 miles from Plano, TX)
- 23 hours ago
Certified Regulatory Compliance Manager (CRCM). Certified Internal Auditor (CIA). Chartered Financial Analyst (CFA) or Certified Public Accountant (CPA)....
Environmental Compliance Coordinator
- Irving, TX (20 miles from Plano, TX)
- 1 day ago
- Irving, TX (20 miles from Plano, TX)
- 1 day ago
Testing and Inspection Management: Provide assistance to Gasoline Compliance Managers (RGECM) and Gasoline Environmental Specialist (RGECS) with compliance inspection programs to adhere to federal,...
, Flood Disaster Protection Act (FDPA). as well as Servicemember Civil Relief Act (SCRA) and Military Lending Act (MLA)....
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Compliance Director Multifamily Operations
- Dallas, TX (18 miles from Plano, TX)
- 4 days ago
- Dallas, TX (18 miles from Plano, TX)
- 4 days ago
This position works with the property management team to provide superior customer service to employees, owners, lenders, auditors and governmental agencies....
Regulatory Compliance Manager - Food Manufacturing
- Dallas, TX (18 miles from Plano, TX)
- 6 days ago
- Dallas, TX (18 miles from Plano, TX)
- 6 days ago
Assist the Senior Regulatory Compliance Manager with sustainability customer requests such as palm oil and cocoa surveys Assist Senior Regulatory Compliance Manager with sustainability directives involving...
Security Risk and Compliance Director
- Dallas, TX (18 miles from Plano, TX)
- 9 days ago
- Dallas, TX (18 miles from Plano, TX)
- 9 days ago
Job Title: Security Risk and Compliance Director Location: CityScape What you'll do: The Director of Security and Privacy Compliance is vested with the authority to facilitate the development,...
- Richardson, TX (6 miles from Plano, TX)
- 9 days ago
- Richardson, TX (6 miles from Plano, TX)
- 9 days ago
Stay abreast of new regulations and any changes to existing regulations impacting mortgage lending....
Compliance Manager, Private Markets
- Dallas, TX (18 miles from Plano, TX)
- 10 days ago
- Dallas, TX (18 miles from Plano, TX)
- 10 days ago
Advertising Rule, and FINRA Advertising regulations Experience with private markets, private funds, registered products and alternative investments Experience with Real Estate, Private Credit or Direct Lending...
- Richardson, TX (6 miles from Plano, TX)
- 17 days ago
- Richardson, TX (6 miles from Plano, TX)
- 17 days ago
SUMMARY The Payments Compliance Manager will work closely with the Chief Compliance Officer for the money transmitter subsidiary of RealPage, Inc., also known as RealPage Payments Services (RPPS)....
Remote WorkTax Compliance Director Multifamily Operations
- Dallas, TX (18 miles from Plano, TX)
- 17 days ago
- Dallas, TX (18 miles from Plano, TX)
- 17 days ago
This position works with the property management team to provide superior customer service to employees, owners, lenders, auditors and governmental agencies....
Medical Necessity Coding Compliance Coordinator
- Euless, TX (24 miles from Plano, TX)
- 22 days ago
- Euless, TX (24 miles from Plano, TX)
- 22 days ago
Description Introduction Do you want to join an organization that invests in you as a Medical Necessity Compliance Coordinator? At Parallon, you come first. HCA Healthcare has committed up to $300...
Medical Necessity Coding Compliance Coordinator
- Dallas, TX (18 miles from Plano, TX)
- 23 days ago
- Dallas, TX (18 miles from Plano, TX)
- 23 days ago
Description Introduction Do you want to join an organization that invests in you as a Medical Necessity Compliance Coordinator? At Parallon, you come first. HCA Healthcare has committed up to 300...
Compliance Manager, Regulatory Change Management
- Frisco, TX (11 miles from Plano, TX)
- 24 days ago
- Frisco, TX (11 miles from Plano, TX)
- 24 days ago
Employee Applicant Privacy Notice Who we are: Shape a brighter financial future with us. Together with our members, we're changing the way people think about and interact with personal finance....
- Coppell, TX (15 miles from Plano, TX)
- 24 days ago
- Coppell, TX (15 miles from Plano, TX)
- 24 days ago
Certified Information Privacy Professional (CIPP), Certified Regulatory Compliance Manager (CRCM), or similar certification preferred....
Demographic Data for Plano, TX
Moving to Plano, TX? Find some basic demographic data about Plano, TX below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Plano, TX
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Plano, TX offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Automotive Repair
- Executive Management
- Business Processes
- Insurance Verification
- Change Management
- Revenue Cycle
- Flexibility
- Implementation
- Cost Reduction
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Lending
- BSA
- Know Your Customer
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Internal Control
- Investment Banking
- Due Diligence
- Resolution
- Business Administration
- Risk Management
- Finance
- Collections
- Written Communication
- Investigation
- Prioritizing
- Auditing
- Documentation
- Mentoring
- Collaboration
- Data Analysis
- Employee Development
- Bachelor's Degree
- Coaching
- Filing
- Reporting
- Regulations
- Microsoft PowerPoint
- Multitasking
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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