Compliance Manager Jobs in Philadelphia, PA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Fair Banking Compliance Officer
- Mount Laurel, NJ (13 miles from Philadelphia, PA)
- 1 hour ago
- Mount Laurel, NJ (13 miles from Philadelphia, PA)
- 1 hour ago
The ideal candidate will have a strong understanding of banking regulations in addition to fair lending and UDAAP with the ability to direct or guide fair lending and UDAAP analyses....
Senior Compliance Director, Products and Funds
- Malvern, PA (20 miles from Philadelphia, PA)
- 1 day ago
- Malvern, PA (20 miles from Philadelphia, PA)
- 1 day ago
The Senior Compliance Director, Products and Funds provides strategic leadership and direction on the design and management of Vanguard's mutual funds, ETFs, institutional products, and new...
- Mount Laurel, NJ (13 miles from Philadelphia, PA)
- 1 day ago
- Mount Laurel, NJ (13 miles from Philadelphia, PA)
- 1 day ago
Job Title: Consumer Compliance Manager Location: Mount Laurel, NJ/ Wilmington, DE/ Charlotte, NC Duration: 12+ Months Job Description: In this role, you will perform and supervise/oversee consumer compliance...
US E EA - IT Governance & Compliance Mgr - CIO SA
- Philadelphia, PA
- 2 days ago
- Philadelphia, PA
- 2 days ago
CL5 DT-US Service Assurance Compliance Manager Description: Become a part of the expanding DT-US Service Assurance - Compliance team where you will have the opportunity to create an impact by ensuring...
- King of Prussia, PA (15 miles from Philadelphia, PA)
- 3 days ago
- King of Prussia, PA (15 miles from Philadelphia, PA)
- 3 days ago
Responsibilities Eager to contribute your expertise and talents in a career that really makes a difference? As a leading provider of hospital and healthcare services nationwide, UHS improves the...
Financial Institution Regulatory Compliance Manager
- Philadelphia, PA
- 9 days ago
- Philadelphia, PA
- 9 days ago
If yes, consider joining Baker Tilly (BT) as a Regulatory Compliance Manager!...
Remote Work- Cherry Hill, NJ (7 miles from Philadelphia, PA)
- 10 days ago
- Cherry Hill, NJ (7 miles from Philadelphia, PA)
- 10 days ago
R10063587 Safety & Compliance Director (Open) Location: Horsham, PA (Regional Office) - ManagementCherry Hill, NJ - Filling industrial, Dundalk, MD - Filling industrial, Harrisburg, PA (Plant) -...
- Wilmington, DE (24 miles from Philadelphia, PA)
- 12 days ago
- Wilmington, DE (24 miles from Philadelphia, PA)
- 12 days ago
Job Title :- Consumer Compliance Manager Location :- Mount Laurel, New Jersey; Wilmington, Delaware; and Charlotte, North Carolina (Hybrid/ 2 days onsite) Duration :- 11 Months In this role, you will...
Consumer Compliance Manager - Oversight
- Wilmington, DE (24 miles from Philadelphia, PA)
- 13 days ago
- Wilmington, DE (24 miles from Philadelphia, PA)
- 13 days ago
and deposits Conceptual knowledge of the intent and purpose of key regulations including Reg Z, Reg E, Truth in Lending Act (TILA), Record retention, CAN-SPAM Act, Children's Online Privacy Protection...
- Malvern, PA (20 miles from Philadelphia, PA)
- 14 days ago
- Malvern, PA (20 miles from Philadelphia, PA)
- 14 days ago
Strong understanding of regulatory requirements related to CDD and EDD, including the Bank Secrecy Act (BSA) and Anti-Money Laundering (AML) regulations....
Senior Manager, Compliance Governance & Operations (US)
- Mount Laurel, NJ (13 miles from Philadelphia, PA)
- 14 days ago
- Mount Laurel, NJ (13 miles from Philadelphia, PA)
- 14 days ago
Work Location: Mount Laurel, New Jersey, United States of America Hours: 40 Pay Details: $119,600 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
- Wilmington, DE (24 miles from Philadelphia, PA)
- 14 days ago
- Wilmington, DE (24 miles from Philadelphia, PA)
- 14 days ago
Job Title: Consumer Compliance Manager Location: Mount Laurel, NJ / Wilmington, DE / Charlotte, NC (Hybrid 2days office) Duration: 12 Months Job Description: In this role, you will perform and supervise...
Consumer Compliance Manager/Analyst
- Mount Laurel, NJ (13 miles from Philadelphia, PA)
- 14 days ago
- Mount Laurel, NJ (13 miles from Philadelphia, PA)
- 14 days ago
We have a Senior Consultant, Consumer Compliance Manager Position Location- Candidates must be able to travel to work locations situated in Mount Laurel, New Jersey; Wilmington, Delaware; and Charlotte...
Manager, Compliance Quality Control- Originations
- Fort Washington, PA (12 miles from Philadelphia, PA)
- 15 days ago
- Fort Washington, PA (12 miles from Philadelphia, PA)
- 15 days ago
Familiarity with mortgage Loan Originations Systems (LOS), documents and Extensible Markup Language (XML) data....
Compliance Manager - Retail Card
- Cherry Hill, NJ (7 miles from Philadelphia, PA)
- 15 days ago
- Cherry Hill, NJ (7 miles from Philadelphia, PA)
- 15 days ago
If what is above sounds like your next dream role, apply now to this Compliance Manager - Retail Card opportunity!...
Demographic Data for Philadelphia, PA
Moving to Philadelphia, PA? Find some basic demographic data about Philadelphia, PA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Philadelphia, PA
Highest Education Level
Compliance Managers in Philadelphia, PA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Driving
- Automotive Repair
- Environmental Compliance
- Stormwater Management
- Network Security
- Process Management
- Collaboration
- Flexibility
- Implementation
- Certified Information Systems Security Pro
- Securities and Exchange Commission
- ServiceNow
- Certified Information Systems Auditor
- IT Governance
- Control & Countermeasure
- Environmental Regulations
- SOC 2
- Lending
- BSA
- Know Your Customer
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Internal Control
- Due Diligence
- Resolution
- Data Analytics
- Strategy Development
- Risk Management
- Finance
- Accounting
- Prioritizing
- Auditing
- Investigation
- Verbal Communication
- Written Communication
- Mentoring
- Coaching
- Documentation
- Data Analysis
- Interpersonal Skills
- Bachelor's Degree
- Employee Development
- Filing
- Reporting
- Regulations
- Microsoft PowerPoint
- Policy Development
- Project Management
- Microsoft Excel
- Microsoft Office
- Problem Solving
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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