Compliance Manager Jobs in Aston, PA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Regulatory Affairs Manager, North America (Bilingual)
- Philadelphia, PA (15 miles from Aston, PA)
- 14 hours ago
- Philadelphia, PA (15 miles from Aston, PA)
- 14 hours ago
Hello potential future Oatly employee. It's us, the original oatmilk company that started in Sweden back 25 or so years ago and has since expanded to the U.S. where we've continued growing at a...
Risk Assessment and Compliance Director
- Philadelphia, PA (15 miles from Aston, PA)
- 1 day ago
- Philadelphia, PA (15 miles from Aston, PA)
- 1 day ago
The American Friends Service Committee is a Quaker religious organization that promotes lasting peace with justice, as a practical expression of faith in action. Drawing on continuing spiritual...
- Kennett Square, PA (15 miles from Aston, PA)
- 3 days ago
- Kennett Square, PA (15 miles from Aston, PA)
- 3 days ago
Obtains and maintains the designation of Certified Regulatory Compliance Manager from the ABA....
- Newark, DE (22 miles from Aston, PA)
- 13 days ago
- Newark, DE (22 miles from Aston, PA)
- 13 days ago
Join Chimes - and go further to help others go far! Chimes is a not-for-profit organization that assists people with intellectual and behavioral challenges to achieve their fullest potential. Our...
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Facilities Maintenance Compliance Coordinator
- Camden, NJ (17 miles from Aston, PA)
- 15 days ago
- Camden, NJ (17 miles from Aston, PA)
- 15 days ago
Short Description Assist Compliance Manager ensure regulatory compliance relating to the facilities maintenance world....
Compliance Coordinator, Scholarship and VA Benefits
- Newark, DE (22 miles from Aston, PA)
- 30+ days ago
- Newark, DE (22 miles from Aston, PA)
- 30+ days ago
Under the direction of the Compliance Manager, the Compliance Coordinator for Scholarship and VA Benefits has primary responsibility for managing the day-to-day activities supporting gift and endowed...
VP, Compliance Officer - Deposit Advisory
- Malvern, PA (13 miles from Aston, PA)
- 30+ days ago
- Malvern, PA (13 miles from Aston, PA)
- 30+ days ago
At Customers Bank, we believe in working hard, working smart, working together to deliver memorable customer experiences and having fun. Our vision, mission, and values guide us along our path to...
Quality Control Compliance Supervisor
- Philadelphia, PA (15 miles from Aston, PA)
- 30+ days ago
- Philadelphia, PA (15 miles from Aston, PA)
- 30+ days ago
Overview Iovance Biotherapeutics is a growing, latestage company focused on the development and commercialization of novel cancer immunotherapies. Iovance is seeking a Supervisor, Quality Control...
Senior Compliance Director, Products and Funds
- Malvern, PA (13 miles from Aston, PA)
- 45+ days ago
- Malvern, PA (13 miles from Aston, PA)
- 45+ days ago
The Senior Compliance Director, Products and Funds provides strategic leadership and direction on the design and management of Vanguard's mutual funds, ETFs, institutional products, and new...
- Cherry Hill, NJ (22 miles from Aston, PA)
- 60+ days ago
- Cherry Hill, NJ (22 miles from Aston, PA)
- 60+ days ago
R10063587 Safety & Compliance Director (Open) Location: Horsham, PA (Regional Office) - ManagementCherry Hill, NJ - Filling industrial, Dundalk, MD - Filling industrial, Harrisburg, PA (Plant) -...
Sustainability and Regulatory Compliance Director Electronics & Industrial
- Wilmington, DE (10 miles from Aston, PA)
- 60+ days ago
- Wilmington, DE (10 miles from Aston, PA)
- 60+ days ago
At DuPont, our purpose is to empower the world with essential innovations to thrive. We work on things that matter. Whether its providing clean water to more than a billion people on the planet,...
Alcohol Compliance Supervisor - The Mann Center Philadelphia, PA
- Philadelphia, PA (15 miles from Aston, PA)
- 60+ days ago
- Philadelphia, PA (15 miles from Aston, PA)
- 60+ days ago
The Role Under the direction of management, ensures responsible service of alcohol throughout the entire building in accordance with state and company policies. Assist staff with any alcohol...
Demographic Data for Aston, PA
Moving to Aston, PA? Find some basic demographic data about Aston, PA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Aston, PA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Aston, PA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Automotive Repair
- Executive Management
- Business Processes
- Change Management
- Flexibility
- Implementation
- Cost Reduction
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Lending
- BSA
- Know Your Customer
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Mortgage Processing
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Internal Control
- Investment Banking
- Due Diligence
- Resolution
- Business Administration
- Risk Management
- Finance
- Strategy Development
- Written Communication
- Verbal Communication
- Investigation
- Prioritizing
- Auditing
- Documentation
- Collaboration
- Mentoring
- Data Analysis
- Employee Development
- Bachelor's Degree
- Coaching
- Filing
- Reporting
- Regulations
- Microsoft PowerPoint
- Multitasking
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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