Compliance Manager Jobs in Woodbridge, ON
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Associate Compliance Officer, Insurance Registrations and Continuing Education
- Toronto, ON (13 miles from Woodbridge, ON)
- 2 days ago
- Toronto, ON (13 miles from Woodbridge, ON)
- 2 days ago
Application Deadline: 03/27/2025 Address: 100 King Street West Job Family Group: Audit, Risk & Compliance ** This is a hybrid role which requires a minimum of 2 days in the Toronto office ** BMO...
Manager, Compliance and AML, Data Quality
- Toronto, ON (13 miles from Woodbridge, ON)
- 5 days ago
- Toronto, ON (13 miles from Woodbridge, ON)
- 5 days ago
Requisition ID: 219598 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. The Manager, Compliance and AML, Data Quality supports the...
Compliance Officer, Scotia Securities Inc.
- Toronto, ON (13 miles from Woodbridge, ON)
- 5 days ago
- Toronto, ON (13 miles from Woodbridge, ON)
- 5 days ago
Attention to regulatory requirements such as CIRO Policies 2, 5 and 6, Anti-Money Laundering/Anti-Terrorist Financing, and Privacy Regulations and other regulatory matters to perform case investigations...
Senior Manager, Compliance Testing - Corporate Functions
- Toronto, ON (13 miles from Woodbridge, ON)
- 5 days ago
- Toronto, ON (13 miles from Woodbridge, ON)
- 5 days ago
Requisition ID: 219882 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Purpose The Senior Manager, Compliance Testing contributes to the...
- Toronto, ON (13 miles from Woodbridge, ON)
- 5 days ago
- Toronto, ON (13 miles from Woodbridge, ON)
- 5 days ago
Application Deadline: 03/17/2025 Address: 100 King Street West Job Family Group: Audit, Risk & Compliance The successful candidate will work with the Capital Markets Compliance team in...
Senior Manager, Compliance Business Oversight (2882)
- Toronto, ON (13 miles from Woodbridge, ON)
- 6 days ago
- Toronto, ON (13 miles from Woodbridge, ON)
- 6 days ago
Work Location: Toronto, Ontario, Canada Hours: 37.5 Line of Business: Compliance Pay Details: $108,800 - $163,200 CAD TD is committed to providing fair and equitable compensation opportunities to...
Manager, Compliance Control Room (2268)
- Toronto, ON (13 miles from Woodbridge, ON)
- 6 days ago
- Toronto, ON (13 miles from Woodbridge, ON)
- 6 days ago
Work Location: Toronto, Ontario, Canada Hours: 37.5 Line of Business: Compliance Pay Details: $91,200 - $136,800 CAD TD is committed to providing fair and equitable compensation opportunities to...
Senior Compliance Officer, Wealth Distribution Complaints & Investigations
- Toronto, ON (13 miles from Woodbridge, ON)
- 10 days ago
- Toronto, ON (13 miles from Woodbridge, ON)
- 10 days ago
Requisition ID: 219039 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Purpose Support the Wealth Management Complaints and Investigations...
Senior Compliance Officer, Advisory - Canadian Wealth Distribution Compliance
- Toronto, ON (13 miles from Woodbridge, ON)
- 10 days ago
- Toronto, ON (13 miles from Woodbridge, ON)
- 10 days ago
Requisition ID: 219057 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Purpose Contribute to the overall success of the Canadian Wealth...
Senior Compliance Officer, Capital Markets Compliance Program Governance
- Toronto, ON (13 miles from Woodbridge, ON)
- 12 days ago
- Toronto, ON (13 miles from Woodbridge, ON)
- 12 days ago
Application Deadline: 03/19/2025 Address: 100 King Street West Job Family Group: Audit, Risk & Compliance Working closely with the Canadian Capital Markets (CM) CCO, Managing Director, Trade...
Chief Compliance Officer Corpay Cross-Border Division
- Toronto, ON (13 miles from Woodbridge, ON)
- 24 days ago
- Toronto, ON (13 miles from Woodbridge, ON)
- 24 days ago
CAMS (Certified Anti-Money Laundering Specialist) or equivalent compliance certification. Prior C-suite executive engagement experience, including board-level reporting and strategy development....
Procurement Compliance Coordinator Co-Op
- Milton, ON (24 miles from Woodbridge, ON)
- 30+ days ago
- Milton, ON (24 miles from Woodbridge, ON)
- 30+ days ago
We are seeking a talented, energetic students to join the Procurement team in our Milton location as Procurement Compliance Coordinator Co-Op for the duration of 4 months (May 2025 August 2025)...
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Woodbridge, ON
Highest Education Level
Compliance Managers in Woodbridge, ON offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Driving
- Environmental Compliance
- Network Security
- Process Management
- Collaboration
- Flexibility
- Implementation
- Certified Information Systems Security Pro
- Securities and Exchange Commission
- ServiceNow
- Certified Information Systems Auditor
- IT Governance
- Environmental Regulations
- SOC 2
- Lending
- BSA
- Know Your Customer
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Financial Statements
- Internal Control
- Account Reconciliation
- Reconciliations
- Due Diligence
- Financial Reporting
- Resolution
- Strategy Development
- Risk Management
- Finance
- Collections
- Accounting
- Prioritizing
- Auditing
- Investigation
- Verbal Communication
- Written Communication
- Mentoring
- Coaching
- Documentation
- Bachelor's Degree
- Employee Development
- Filing
- Reporting
- Regulations
- Microsoft PowerPoint
- Policy Development
- Project Management
- Microsoft Excel
- Microsoft Office
- Problem Solving
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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