Compliance Manager Jobs in Scarborough, ON
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Manager, Compliance and AML, Data Quality
- Toronto, ON (9 miles from Scarborough, ON)
- 2 days ago
- Toronto, ON (9 miles from Scarborough, ON)
- 2 days ago
Requisition ID: 219598 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. The Manager, Compliance and AML, Data Quality supports the...
Compliance Officer, Scotia Securities Inc.
- Toronto, ON (9 miles from Scarborough, ON)
- 2 days ago
- Toronto, ON (9 miles from Scarborough, ON)
- 2 days ago
Attention to regulatory requirements such as CIRO Policies 2, 5 and 6, Anti-Money Laundering/Anti-Terrorist Financing, and Privacy Regulations and other regulatory matters to perform case investigations...
Senior Manager, Compliance Testing - Corporate Functions
- Toronto, ON (9 miles from Scarborough, ON)
- 2 days ago
- Toronto, ON (9 miles from Scarborough, ON)
- 2 days ago
Requisition ID: 219882 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Purpose The Senior Manager, Compliance Testing contributes to the...
- Toronto, ON (9 miles from Scarborough, ON)
- 2 days ago
- Toronto, ON (9 miles from Scarborough, ON)
- 2 days ago
Application Deadline: 03/17/2025 Address: 100 King Street West Job Family Group: Audit, Risk & Compliance The successful candidate will work with the Capital Markets Compliance team in...
Manager, Compliance, Road to Strong (2892)
- Toronto, ON (9 miles from Scarborough, ON)
- 3 days ago
- Toronto, ON (9 miles from Scarborough, ON)
- 3 days ago
Work Location: Toronto, Ontario, Canada Hours: 37.5 Line of Business: Compliance Pay Details: $91,200 - $136,800 CAD TD is committed to providing fair and equitable compensation opportunities to...
Senior Manager, Compliance Business Oversight (2882)
- Toronto, ON (9 miles from Scarborough, ON)
- 3 days ago
- Toronto, ON (9 miles from Scarborough, ON)
- 3 days ago
Work Location: Toronto, Ontario, Canada Hours: 37.5 Line of Business: Compliance Pay Details: $108,800 - $163,200 CAD TD is committed to providing fair and equitable compensation opportunities to...
Senior Manager, Compliance Road to Strong (1967, 1966)
- Toronto, ON (9 miles from Scarborough, ON)
- 3 days ago
- Toronto, ON (9 miles from Scarborough, ON)
- 3 days ago
Work Location: Toronto, Ontario, Canada Hours: 37.5 Line of Business: Compliance Pay Details: $108,800 - $163,200 CAD TD is committed to providing fair and equitable compensation opportunities to...
Manager, Compliance Control Room (2268)
- Toronto, ON (9 miles from Scarborough, ON)
- 3 days ago
- Toronto, ON (9 miles from Scarborough, ON)
- 3 days ago
Work Location: Toronto, Ontario, Canada Hours: 37.5 Line of Business: Compliance Pay Details: $91,200 - $136,800 CAD TD is committed to providing fair and equitable compensation opportunities to...
Senior Manager, Compliance Governance & Operations (2726)
- Toronto, ON (9 miles from Scarborough, ON)
- 3 days ago
- Toronto, ON (9 miles from Scarborough, ON)
- 3 days ago
Work Location: Toronto, Ontario, Canada Hours: 37.5 Line of Business: Compliance Pay Details: $108,800 - $163,200 CAD TD is committed to providing fair and equitable compensation opportunities to...
Senior Compliance Officer, Wealth Distribution Complaints & Investigations
- Toronto, ON (9 miles from Scarborough, ON)
- 7 days ago
- Toronto, ON (9 miles from Scarborough, ON)
- 7 days ago
Requisition ID: 219039 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Purpose Support the Wealth Management Complaints and Investigations...
Senior Compliance Officer, Advisory - Canadian Wealth Distribution Compliance
- Toronto, ON (9 miles from Scarborough, ON)
- 7 days ago
- Toronto, ON (9 miles from Scarborough, ON)
- 7 days ago
Requisition ID: 219057 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Purpose Contribute to the overall success of the Canadian Wealth...
Senior Compliance Officer, Capital Markets Compliance Program Governance
- Toronto, ON (9 miles from Scarborough, ON)
- 9 days ago
- Toronto, ON (9 miles from Scarborough, ON)
- 9 days ago
Application Deadline: 03/19/2025 Address: 100 King Street West Job Family Group: Audit, Risk & Compliance Working closely with the Canadian Capital Markets (CM) CCO, Managing Director, Trade...
Compliance Coordinator Co-Op (8 months)
- Whitby, ON (17 miles from Scarborough, ON)
- 21 days ago
- Whitby, ON (17 miles from Scarborough, ON)
- 21 days ago
Work Schedule Standard (Mon-Fri) Environmental Conditions Office Job Description Duration: April 2025 - December 2025 (co-op students only) Summary: Provide administrative support to the...
Chief Compliance Officer Corpay Cross-Border Division
- Toronto, ON (9 miles from Scarborough, ON)
- 21 days ago
- Toronto, ON (9 miles from Scarborough, ON)
- 21 days ago
CAMS (Certified Anti-Money Laundering Specialist) or equivalent compliance certification. Prior C-suite executive engagement experience, including board-level reporting and strategy development....
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Scarborough, ON
Highest Education Level
Compliance Managers in Scarborough, ON offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Driving
- Automotive Repair
- Environmental Compliance
- Network Security
- Process Management
- Collaboration
- Flexibility
- Implementation
- Certified Information Systems Security Pro
- Securities and Exchange Commission
- ServiceNow
- Certified Information Systems Auditor
- IT Governance
- Control & Countermeasure
- Environmental Regulations
- SOC 2
- Lending
- BSA
- Know Your Customer
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Internal Control
- Due Diligence
- Resolution
- Data Analytics
- Strategy Development
- Risk Management
- Finance
- Accounting
- Prioritizing
- Auditing
- Investigation
- Verbal Communication
- Written Communication
- Mentoring
- Coaching
- Documentation
- Data Analysis
- Interpersonal Skills
- Bachelor's Degree
- Employee Development
- Filing
- Reporting
- Regulations
- Microsoft PowerPoint
- Policy Development
- Project Management
- Microsoft Excel
- Microsoft Office
- Problem Solving
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
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