Compliance Manager Jobs in Oakville, ON
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Toronto, ON (21 miles from Oakville, ON)
- 3 days ago
- Toronto, ON (21 miles from Oakville, ON)
- 3 days ago
Job Summary Job Description What is the opportunity? To provide compliance support and advice to the Wealth Management Canada business, primarily RBC Royal Trust, RBC Phillips, Hager & North...
Compliance Manager, Regulatory Complaints, Investigations and Inquiries
- Toronto, ON (21 miles from Oakville, ON)
- 3 days ago
- Toronto, ON (21 miles from Oakville, ON)
- 3 days ago
As Compliance Manager, you will be a member of the Regulatory Complaint, Investigation & Inquiries (RCII) team that supports Royal Mutual Funds Inc....
Regulatory Affairs Manager, Oncology
- Mississauga, ON (9 miles from Oakville, ON)
- 6 days ago
- Mississauga, ON (9 miles from Oakville, ON)
- 6 days ago
Site Name: Mississauga Milverton Drive Posted Date: Apr 14 2025 Key Accountabilities/Responsibilities: Develops regulatory strategies for rapid approvals with optimal labelling for products within...
- Toronto, ON (21 miles from Oakville, ON)
- 17 days ago
- Toronto, ON (21 miles from Oakville, ON)
- 17 days ago
The Senior Compliance Manager will assist in the implementation, maintenance, and administration of the Compliance Program....
Manager, Compliance and EAML Program
- Toronto, ON (21 miles from Oakville, ON)
- 18 days ago
- Toronto, ON (21 miles from Oakville, ON)
- 18 days ago
How you will succeed Anti-Money Laundering/Anti-Terrorist Financing (AML/ATF) and Sanctions testing - Plan and conduct examinations to provide reasonable assurance that applicable AML/ATF and Sanctions...
Senior Compliance Officer, Wealth Distribution Complaints & Investigations
- Toronto, ON (21 miles from Oakville, ON)
- 45+ days ago
- Toronto, ON (21 miles from Oakville, ON)
- 45+ days ago
banking, wealth management and private banking, corporate and investment banking, and capital markets....
- Mississauga, ON (9 miles from Oakville, ON)
- 27 days ago
- Mississauga, ON (9 miles from Oakville, ON)
- 27 days ago
The Applications Development Group Manager is a senior management level position responsible for accomplishing results through the management of a team or department in an effort to establish and...
Alcohol Compliance Supervisor - Budweiser Stage
- Toronto, ON (21 miles from Oakville, ON)
- 30+ days ago
- Toronto, ON (21 miles from Oakville, ON)
- 30+ days ago
Company Overview: Legends is a holistic agency that specializes in delivering solutions for legendary brands. We approach each project with our 360-degree service solution. Our Global Planning,...
Chief Compliance Officer Corpay Cross-Border Division
- Toronto, ON (21 miles from Oakville, ON)
- 45+ days ago
- Toronto, ON (21 miles from Oakville, ON)
- 45+ days ago
CAMS (Certified Anti-Money Laundering Specialist) or equivalent compliance certification. Prior C-suite executive engagement experience, including board-level reporting and strategy development....
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Oakville, ON
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Oakville, ON offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Automotive Repair
- Insurance Verification
- Environmental Compliance
- Revenue Cycle
- Water Quality
- Collaboration
- Flexibility
- Implementation
- Cost Reduction
- Securities and Exchange Commission
- Fixed Income
- National Pollutant Discharge Elimination System
- Control & Countermeasure
- Lending
- BSA
- Know Your Customer
- Automated Clearing House
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Mortgage Processing
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Internal Control
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Prioritizing
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Documentation
- Mentoring
- Data Analysis
- Reporting
- Bachelor's Degree
- Coaching
- Filing
- Regulations
- Microsoft PowerPoint
- Policy Development
- Problem Solving
- Project Management
- Microsoft Excel
- Microsoft Office
- Time Management
- Staff Supervision
- Organization
- Customer Service
- Research Skills
- Scheduling
- Leadership
- Communication Skills
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