Compliance Manager Jobs in Bolton, ON
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Senior Manager, Compliance Examination Quality Assurance
- Toronto, ON (22 miles from Bolton, ON)
- moments ago
- Toronto, ON (22 miles from Bolton, ON)
- moments ago
Job Location Toronto-81 Bay, 31st Floor Employment Type Regular Weekly Hours 37.5 Skills Analytical Thinking, Anti-Money Laundering (AML), Change Management, Collaboration, Continuous Improvement, Critical...
- Toronto, ON (22 miles from Bolton, ON)
- moments ago
- Toronto, ON (22 miles from Bolton, ON)
- moments ago
Job Summary Ensure that the company's activities and procedures meet industry and government compliance standards. Draw on experience and a proven set of practices, knowledge and skills to...
Senior Manager, Compliance Testing (3068)
- Toronto, ON (22 miles from Bolton, ON)
- moments ago
- Toronto, ON (22 miles from Bolton, ON)
- moments ago
Work Location: Toronto, Ontario, Canada Hours: 37.5 Line of Business: Compliance Pay Details: $108,800 - $163,200 CAD TD is committed to providing fair and equitable compensation opportunities to...
- Toronto, ON (22 miles from Bolton, ON)
- 12 days ago
- Toronto, ON (22 miles from Bolton, ON)
- 12 days ago
Application Deadline: 05/29/2025 Address: 100 King Street West Job Family Group: Audit, Risk & Compliance The Enterprise Compliance Program Management Team (ECPM) is a central compliance...
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Manager, Compliance Testing - Canadian Banking & Wealth Management
- Toronto, ON (22 miles from Bolton, ON)
- 13 days ago
- Toronto, ON (22 miles from Bolton, ON)
- 13 days ago
banking, wealth management and private banking, corporate and investment banking, and capital markets....
Senior Compliance Officer - 87457-1
- Toronto, ON (22 miles from Bolton, ON)
- 18 days ago
- Toronto, ON (22 miles from Bolton, ON)
- 18 days ago
Our client, a major player in the financial services industry, is seeking a highly experienced Senior Compliance Officer to join their Compliance & Global Regulatory Affairs (Compliance & GRA)...
Compliance Manager, Monitoring and testing
- Toronto, ON (22 miles from Bolton, ON)
- 19 days ago
- Toronto, ON (22 miles from Bolton, ON)
- 19 days ago
The Compliance Manager must also have worked in the banking industry....
Compliance Officer, Control Room
- Toronto, ON (22 miles from Bolton, ON)
- 19 days ago
- Toronto, ON (22 miles from Bolton, ON)
- 19 days ago
banking, wealth management and private banking, corporate and investment banking, and capital markets....
Senior Manager Compliance Control Room
- Toronto, ON (22 miles from Bolton, ON)
- 19 days ago
- Toronto, ON (22 miles from Bolton, ON)
- 19 days ago
banking, wealth management and private banking, corporate and investment banking, and capital markets....
Senior Compliance Officer, Wealth Distribution Complaints & Investigations
- Toronto, ON (22 miles from Bolton, ON)
- 60+ days ago
- Toronto, ON (22 miles from Bolton, ON)
- 60+ days ago
banking, wealth management and private banking, corporate and investment banking, and capital markets....
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Bolton, ON
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Bolton, ON offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Executive Management
- Business Processes
- Change Management
- Implementation
- Prioritizing
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Lending
- BSA
- Know Your Customer
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Mortgage Processing
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Internal Control
- Investment Banking
- Fraud Investigation
- Due Diligence
- Complaint Resolution
- Resolution
- Business Administration
- Risk Management
- Finance
- Strategy Development
- Auditing
- Written Communication
- Verbal Communication
- Investigation
- Documentation
- Collaboration
- Mentoring
- Employee Development
- Bachelor's Degree
- Coaching
- Reporting
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
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