Compliance Manager Jobs in Raleigh, NC
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
CL5 DT-US Service Assurance Compliance Manager Description: Become a part of the expanding DT-US Service Assurance - Compliance team where you will have the opportunity to create an impact by ensuring...
Overview This position leads all compliance and regulatory functions for First Citizens Capital Securities (“FCCS”), First Citizens Institutional Asset Management (“FCIAM”), and SVB Asset...
Remote WorkThe Regulatory and Compliance Coordinator will assist in the pursuit, organization, maintenance, and archival activities related to grants and contracts regulatory activities. Primary...
Become a part of our caring community and help us put health first This role has ownership for securing and overseeing implementation of Humana's Dual Eligible Special Needs Plan (D-SNP) State...
Remote WorkRequirements University (Degree) Preferred Work Experience 5+ Years Required; 7+ Years Preferred Physical Requirements Physical Requirements: Sedentary Work Career Level 8IC Preferred Experience: SBA Lending...
Truist Audit Manager - Compliance & Ethics Risk Management in Raleigh , North Carolina The position is described below. If you want to apply, click the Apply Now button at the top or bottom of...
Senior Regulatory Affairs Manager, Med Device Software (SaMD/SiMD)
- Raleigh, NC
- 30+ days ago
- Raleigh, NC
- 30+ days ago
This is where you save and sustain lives At Baxter, we are deeply connected by our mission. No matter your role at Baxter, your work makes a positive impact on people around the world. Youll feel...
Job Seekers can review the Job Applicant Privacy Policy by clicking HERE. ( )\ Summary The Environmental Services Compliance Manager is responsible to perform environmental management support, analysis...
Remote WorkEssential Functions: Proactively analyzes a variety of data from various internal and external sources to track and trend all environmental compliance and release prevention data; ensures the data...
Demographic Data for Raleigh, NC
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Salary for Compliance Manager Jobs in Raleigh, NC
Highest Education Level
Compliance Managers in Raleigh, NC offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Driving
- Automotive Repair
- Environmental Compliance
- Stormwater Management
- Network Security
- Process Management
- Collaboration
- Flexibility
- Implementation
- Certified Information Systems Security Pro
- Securities and Exchange Commission
- ServiceNow
- Certified Information Systems Auditor
- IT Governance
- Control & Countermeasure
- Environmental Regulations
- SOC 2
- Lending
- BSA
- Know Your Customer
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Internal Control
- Due Diligence
- Resolution
- Strategy Development
- Risk Management
- Finance
- Accounting
- Prioritizing
- Auditing
- Investigation
- Verbal Communication
- Written Communication
- Mentoring
- Coaching
- Documentation
- Data Analysis
- Interpersonal Skills
- Bachelor's Degree
- Employee Development
- Filing
- Reporting
- Regulations
- Microsoft PowerPoint
- Policy Development
- Project Management
- Microsoft Excel
- Microsoft Office
- Problem Solving
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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