Compliance Manager Jobs in Pineville, NC
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Charlotte, NC (10 miles from Pineville, NC)
- 30+ days ago
- Charlotte, NC (10 miles from Pineville, NC)
- 30+ days ago
, OFAC, FinCEN guidance) Positive energy on the future of crypto and Web3 Excellent communication skills (written and verbal), ability to simplify complex topics for broad audiences Experience working...
Lead Compliance Officer Branch Banking BACO
- Charlotte, NC (10 miles from Pineville, NC)
- 1 day ago
- Charlotte, NC (10 miles from Pineville, NC)
- 1 day ago
Manager (CRCM) designation Knowledge and demonstrated experience applying consumer compliance laws and regulations, including UDAAP, Reg....
- Fort Mill, SC (5 miles from Pineville, NC)
- 3 days ago
- Fort Mill, SC (5 miles from Pineville, NC)
- 3 days ago
Who We Are ServiceMac is a new sub-servicing entity backed by some of the leading practitioners of the mortgage servicing industry. ServiceMac is focused on providing superior technology,...
Remote WorkCompliance Manager - Governance & Reporting
- Charlotte, NC (10 miles from Pineville, NC)
- 4 days ago
- Charlotte, NC (10 miles from Pineville, NC)
- 4 days ago
Work Location: Mount Laurel, New Jersey, United States of America Hours: 40 Pay Details: $86.840 - $139,360 USD TD is committed to providing fair and equitable compensation opportunities to all...
/19303/64fedd75-2d06-44b9-b129-ef7118843cc5.png&z=8&s=BNK&ih_t=5%2F11%2F2025+8%3A44%3A21+AM&utm_medium=internal%20referrer&utm_campaign=internal-ihire-resume-review&utm_content=ihire&utm_term=sf_serp_searchresults_position_5&dt=Desktop)
Compliance Manager - Compliance Monitoring and Programs
- Charlotte, NC (10 miles from Pineville, NC)
- 4 days ago
- Charlotte, NC (10 miles from Pineville, NC)
- 4 days ago
The Compliance Manager - Compliance Monitoring Programs will lead and enhance our Compliance Management System (CMS) with a focus on loan performance and servicing....
Cybersecurity Compliance Manager
- Charlotte, NC (10 miles from Pineville, NC)
- 5 days ago
- Charlotte, NC (10 miles from Pineville, NC)
- 5 days ago
In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines...
Senior Audit Manager - Compliance
- Charlotte, NC (10 miles from Pineville, NC)
- 10 days ago
- Charlotte, NC (10 miles from Pineville, NC)
- 10 days ago
, Flood Disaster Protection Act (FDPA). as well as Servicemember Civil Relief Act (SCRA) and Military Lending Act (MLA)....
- Charlotte, NC (10 miles from Pineville, NC)
- 13 days ago
- Charlotte, NC (10 miles from Pineville, NC)
- 13 days ago
University (Degree) Preferred **Work Experience** + 5+ Years Required; 7+ Years Preferred **Physical Requirements** + Physical Requirements: Sedentary Work **Career Level** 8IC Preferred Experience: + SBA Lending...
Senior Lead Compliance Officer - Municipal Products Group
- Charlotte, NC (10 miles from Pineville, NC)
- 16 days ago
- Charlotte, NC (10 miles from Pineville, NC)
- 16 days ago
About this role: Wells Fargo is seeking a Senior Lead Compliance Officer to perform as the Senior Lead Business Line Compliance Officer for Public Finance Investment Banking within the Municipal...
Safety & Compliance Coordinator
- Charlotte, NC (10 miles from Pineville, NC)
- 17 days ago
- Charlotte, NC (10 miles from Pineville, NC)
- 17 days ago
Must pass pre-employment screens Preferred Qualifications Certification in a related field (e.g., Certified Safety Professional, Compliance Manager Certification)....
- Charlotte, NC (10 miles from Pineville, NC)
- 18 days ago
- Charlotte, NC (10 miles from Pineville, NC)
- 18 days ago
Bachelor's Degree is preferred, and professional certifications such as Certified Regulatory Compliance Manager (CRCM) are a plus....
Senior Business Controls Compliance Manager
- Charlotte, NC (10 miles from Pineville, NC)
- 25 days ago
- Charlotte, NC (10 miles from Pineville, NC)
- 25 days ago
a dynamic, collaborative, progressive, and high-performing team Opportunities to do challenging work Opportunities to build close relationships with clients #LI-Post #LI-Hybrid #TECHPJ Job Skills Anti-Money...
- Charlotte, NC (10 miles from Pineville, NC)
- 27 days ago
- Charlotte, NC (10 miles from Pineville, NC)
- 27 days ago
(OFAC - Office of Foreign Assets Controls) and EU Economic and Export Restrictions. Technology export licensing requirements (US Dept of Commerce - Bureau of Industry and Security)....
Senior Lead Compliance Officer
- Charlotte, NC (10 miles from Pineville, NC)
- 30+ days ago
- Charlotte, NC (10 miles from Pineville, NC)
- 30+ days ago
, Commercial Banking, Corporate and Investment Banking, and Wealth & Investment Management....
- Charlotte, NC (10 miles from Pineville, NC)
- 45+ days ago
- Charlotte, NC (10 miles from Pineville, NC)
- 45+ days ago
, Flood Disaster Protection Act (FDPA). as well as Servicemember Civil Relief Act (SCRA) and Military Lending Act (MLA)....
Demographic Data for Pineville, NC
Moving to Pineville, NC? Find some basic demographic data about Pineville, NC below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Pineville, NC
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Pineville, NC offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Executive Management
- Business Processes
- Change Management
- Implementation
- Prioritizing
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Loss Control
- Certified Management Accountant
- Lending
- BSA
- Know Your Customer
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Mortgage Processing
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Internal Control
- Investment Banking
- Fraud Investigation
- Due Diligence
- Complaint Resolution
- Resolution
- Business Administration
- Risk Management
- Finance
- Strategy Development
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Documentation
- Collaboration
- Mentoring
- Employee Development
- Bachelor's Degree
- Coaching
- Reporting
- Filing
- Regulations
- Microsoft PowerPoint
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
Compliance Manager Related Career Advice Articles
How to Decide Between Investment Banking and Commercial Banking
Many finance professionals begin the career planning phase by taking some time to figure out whether they want to pursue commercial banking or investment banking. While both career paths can reap great rewards, each comes with a different set of responsibilities and skills. Here is a breakdown of some of the factors that separate careers in investment and commercial banking to consider.
Read article »