Compliance Manager Jobs in Monroe, NC
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Charlotte, NC (20 miles from Monroe, NC)
- 1 day ago
- Charlotte, NC (20 miles from Monroe, NC)
- 1 day ago
, Commercial Banking, Corporate and Investment Banking, and Wealth & Investment Management....
- Charlotte, NC (20 miles from Monroe, NC)
- 3 days ago
- Charlotte, NC (20 miles from Monroe, NC)
- 3 days ago
The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your application, you'll be invited to...
Independent Testing Senior Manager - Compliance & UDAAP Testing CSBB
- Charlotte, NC (20 miles from Monroe, NC)
- 3 days ago
- Charlotte, NC (20 miles from Monroe, NC)
- 3 days ago
Certified Regulatory Compliance Manager (CRCM). Certified Internal Auditor (CIA). Chartered Financial Analyst (CFA) or Certified Public Accountant (CPA)....
Lead Compliance Officer - Regulatory Change & Inventory Management
- Charlotte, NC (20 miles from Monroe, NC)
- 4 days ago
- Charlotte, NC (20 miles from Monroe, NC)
- 4 days ago
, Commercial Banking, Corporate and Investment Banking, and Wealth & Investment Management....
Senior Business Controls Compliance Manager
- Charlotte, NC (20 miles from Monroe, NC)
- 5 days ago
- Charlotte, NC (20 miles from Monroe, NC)
- 5 days ago
a dynamic, collaborative, progressive, and high-performing team Opportunities to do challenging work Opportunities to build close relationships with clients #LI-Post #LI-Hybrid #TECHPJ Job Skills Anti-Money...
Independent Testing Manager - Compliance & UDAAP Testing CSBB
- Charlotte, NC (20 miles from Monroe, NC)
- 6 days ago
- Charlotte, NC (20 miles from Monroe, NC)
- 6 days ago
Certified Regulatory Compliance Manager (CRCM). Certified Internal Auditor (CIA). Chartered Financial Analyst (CFA) or Certified Public Accountant (CPA)....
- Charlotte, NC (20 miles from Monroe, NC)
- 8 days ago
- Charlotte, NC (20 miles from Monroe, NC)
- 8 days ago
(OFAC - Office of Foreign Assets Controls) and EU Economic and Export Restrictions. Technology export licensing requirements (US Dept of Commerce - Bureau of Industry and Security)....
- Charlotte, NC (20 miles from Monroe, NC)
- 10 days ago
- Charlotte, NC (20 miles from Monroe, NC)
- 10 days ago
. + Provides administrative oversight to a wide variety of bank compliance programs including areas such as AML-BSA, Regulatory Change Management, Compliance Complaint, Fair and Responsible Practices...
- Charlotte, NC (20 miles from Monroe, NC)
- 18 days ago
- Charlotte, NC (20 miles from Monroe, NC)
- 18 days ago
Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), and/or Certified Financial Services Auditor (CFSA) designation a plus....
Senior Audit Manager - Compliance
- Charlotte, NC (20 miles from Monroe, NC)
- 23 days ago
- Charlotte, NC (20 miles from Monroe, NC)
- 23 days ago
, Flood Disaster Protection Act (FDPA). as well as Servicemember Civil Relief Act (SCRA) and Military Lending Act (MLA)....
Senior Lead Compliance Officer
- Charlotte, NC (20 miles from Monroe, NC)
- 24 days ago
- Charlotte, NC (20 miles from Monroe, NC)
- 24 days ago
, Commercial Banking, Corporate and Investment Banking, and Wealth & Investment Management....
Executive Assistant & Compliance Coordinator
- Charlotte, NC (20 miles from Monroe, NC)
- 25 days ago
- Charlotte, NC (20 miles from Monroe, NC)
- 25 days ago
This position offers growth opportunities, including potential advancement to Compliance Manager or Training & Operations Director as the agency expands....
Compliance Manager - Compliance Monitoring and Programs
- Charlotte, NC (20 miles from Monroe, NC)
- 29 days ago
- Charlotte, NC (20 miles from Monroe, NC)
- 29 days ago
The Compliance Manager - Compliance Monitoring Programs will lead and enhance our Compliance Management System (CMS) with a focus on loan performance and servicing....
- Charlotte, NC (20 miles from Monroe, NC)
- 30+ days ago
- Charlotte, NC (20 miles from Monroe, NC)
- 30+ days ago
, Flood Disaster Protection Act (FDPA). as well as Servicemember Civil Relief Act (SCRA) and Military Lending Act (MLA)....
Financial Crimes Compliance- Audit Manager (Hybrid)
- Charlotte, NC (20 miles from Monroe, NC)
- 60+ days ago
- Charlotte, NC (20 miles from Monroe, NC)
- 60+ days ago
Laundering Specialist (CAMS), Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud Examiner (CFE) 6+ years of experience...
Demographic Data for Monroe, NC
Moving to Monroe, NC? Find some basic demographic data about Monroe, NC below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Monroe, NC
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Monroe, NC offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Automotive Repair
- Insurance Verification
- Environmental Compliance
- Revenue Cycle
- Water Quality
- Collaboration
- Flexibility
- Implementation
- Cost Reduction
- Securities and Exchange Commission
- Fixed Income
- National Pollutant Discharge Elimination System
- Control & Countermeasure
- Lending
- BSA
- Know Your Customer
- Automated Clearing House
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Mortgage Processing
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Internal Control
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Prioritizing
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Documentation
- Data Analysis
- Reporting
- Bachelor's Degree
- Coaching
- Filing
- Regulations
- Microsoft PowerPoint
- Policy Development
- Problem Solving
- Project Management
- Microsoft Excel
- Microsoft Office
- Time Management
- Staff Supervision
- Organization
- Customer Service
- Research Skills
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
Compliance Manager Related Career Advice Articles
How to Decide Between Investment Banking and Commercial Banking
Many finance professionals begin the career planning phase by taking some time to figure out whether they want to pursue commercial banking or investment banking. While both career paths can reap great rewards, each comes with a different set of responsibilities and skills. Here is a breakdown of some of the factors that separate careers in investment and commercial banking to consider.
Read article »