Compliance Manager Jobs in Huntersville, NC
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Charlotte, NC (12 miles from Huntersville, NC)
- 16 hours ago
- Charlotte, NC (12 miles from Huntersville, NC)
- 16 hours ago
, Commercial Banking, Corporate and Investment Banking, and Wealth & Investment Management....
- Charlotte, NC (12 miles from Huntersville, NC)
- 2 days ago
- Charlotte, NC (12 miles from Huntersville, NC)
- 2 days ago
The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your application, you'll be invited to...
Independent Testing Senior Manager - Compliance & UDAAP Testing CSBB
- Charlotte, NC (12 miles from Huntersville, NC)
- 2 days ago
- Charlotte, NC (12 miles from Huntersville, NC)
- 2 days ago
Certified Regulatory Compliance Manager (CRCM). Certified Internal Auditor (CIA). Chartered Financial Analyst (CFA) or Certified Public Accountant (CPA)....
Lead Compliance Officer - Regulatory Change & Inventory Management
- Charlotte, NC (12 miles from Huntersville, NC)
- 3 days ago
- Charlotte, NC (12 miles from Huntersville, NC)
- 3 days ago
, Commercial Banking, Corporate and Investment Banking, and Wealth & Investment Management....
Senior Business Controls Compliance Manager
- Charlotte, NC (12 miles from Huntersville, NC)
- 4 days ago
- Charlotte, NC (12 miles from Huntersville, NC)
- 4 days ago
a dynamic, collaborative, progressive, and high-performing team Opportunities to do challenging work Opportunities to build close relationships with clients #LI-Post #LI-Hybrid #TECHPJ Job Skills Anti-Money...
Independent Testing Manager - Compliance & UDAAP Testing CSBB
- Charlotte, NC (12 miles from Huntersville, NC)
- 5 days ago
- Charlotte, NC (12 miles from Huntersville, NC)
- 5 days ago
Certified Regulatory Compliance Manager (CRCM). Certified Internal Auditor (CIA). Chartered Financial Analyst (CFA) or Certified Public Accountant (CPA)....
- Charlotte, NC (12 miles from Huntersville, NC)
- 7 days ago
- Charlotte, NC (12 miles from Huntersville, NC)
- 7 days ago
(OFAC - Office of Foreign Assets Controls) and EU Economic and Export Restrictions. Technology export licensing requirements (US Dept of Commerce - Bureau of Industry and Security)....
- Charlotte, NC (12 miles from Huntersville, NC)
- 9 days ago
- Charlotte, NC (12 miles from Huntersville, NC)
- 9 days ago
. + Provides administrative oversight to a wide variety of bank compliance programs including areas such as AML-BSA, Regulatory Change Management, Compliance Complaint, Fair and Responsible Practices...
- Charlotte, NC (12 miles from Huntersville, NC)
- 17 days ago
- Charlotte, NC (12 miles from Huntersville, NC)
- 17 days ago
Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), and/or Certified Financial Services Auditor (CFSA) designation a plus....
Senior Audit Manager - Compliance
- Charlotte, NC (12 miles from Huntersville, NC)
- 22 days ago
- Charlotte, NC (12 miles from Huntersville, NC)
- 22 days ago
, Flood Disaster Protection Act (FDPA). as well as Servicemember Civil Relief Act (SCRA) and Military Lending Act (MLA)....
Senior Lead Compliance Officer
- Charlotte, NC (12 miles from Huntersville, NC)
- 23 days ago
- Charlotte, NC (12 miles from Huntersville, NC)
- 23 days ago
, Commercial Banking, Corporate and Investment Banking, and Wealth & Investment Management....
Executive Assistant & Compliance Coordinator
- Charlotte, NC (12 miles from Huntersville, NC)
- 24 days ago
- Charlotte, NC (12 miles from Huntersville, NC)
- 24 days ago
This position offers growth opportunities, including potential advancement to Compliance Manager or Training & Operations Director as the agency expands....
- Charlotte, NC (12 miles from Huntersville, NC)
- 24 days ago
- Charlotte, NC (12 miles from Huntersville, NC)
- 24 days ago
The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your application, you'll be invited to...
Remote WorkCompliance Manager - Compliance Monitoring and Programs
- Charlotte, NC (12 miles from Huntersville, NC)
- 28 days ago
- Charlotte, NC (12 miles from Huntersville, NC)
- 28 days ago
The Compliance Manager - Compliance Monitoring Programs will lead and enhance our Compliance Management System (CMS) with a focus on loan performance and servicing....
- Charlotte, NC (12 miles from Huntersville, NC)
- 30+ days ago
- Charlotte, NC (12 miles from Huntersville, NC)
- 30+ days ago
, Flood Disaster Protection Act (FDPA). as well as Servicemember Civil Relief Act (SCRA) and Military Lending Act (MLA)....
Demographic Data for Huntersville, NC
Moving to Huntersville, NC? Find some basic demographic data about Huntersville, NC below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Huntersville, NC
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Huntersville, NC offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Automotive Repair
- Insurance Verification
- Environmental Compliance
- Revenue Cycle
- Water Quality
- Collaboration
- Flexibility
- Implementation
- Cost Reduction
- Securities and Exchange Commission
- Fixed Income
- National Pollutant Discharge Elimination System
- Control & Countermeasure
- Lending
- BSA
- Know Your Customer
- Automated Clearing House
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Mortgage Processing
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Internal Control
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Prioritizing
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Documentation
- Mentoring
- Data Analysis
- Reporting
- Bachelor's Degree
- Coaching
- Filing
- Regulations
- Microsoft PowerPoint
- Policy Development
- Problem Solving
- Project Management
- Microsoft Excel
- Microsoft Office
- Time Management
- Staff Supervision
- Organization
- Customer Service
- Research Skills
- Scheduling
- Leadership
- Communication Skills
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