Compliance Manager Jobs in Gastonia, NC
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Charlotte, NC (22 miles from Gastonia, NC)
- 11 days ago
- Charlotte, NC (22 miles from Gastonia, NC)
- 11 days ago
, OFAC, FinCEN guidance) Positive energy on the future of crypto and Web3 Excellent communication skills (written and verbal), ability to simplify complex topics for broad audiences Experience working...
- Charlotte, NC (22 miles from Gastonia, NC)
- 1 day ago
- Charlotte, NC (22 miles from Gastonia, NC)
- 1 day ago
The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your application, you'll be invited to...
Independent Testing Senior Manager - Compliance & UDAAP Testing CSBB
- Charlotte, NC (22 miles from Gastonia, NC)
- 1 day ago
- Charlotte, NC (22 miles from Gastonia, NC)
- 1 day ago
Certified Regulatory Compliance Manager (CRCM). Certified Internal Auditor (CIA). Chartered Financial Analyst (CFA) or Certified Public Accountant (CPA)....
Lead Compliance Officer - Regulatory Change & Inventory Management
- Charlotte, NC (22 miles from Gastonia, NC)
- 2 days ago
- Charlotte, NC (22 miles from Gastonia, NC)
- 2 days ago
, Commercial Banking, Corporate and Investment Banking, and Wealth & Investment Management....
Senior Business Controls Compliance Manager
- Charlotte, NC (22 miles from Gastonia, NC)
- 3 days ago
- Charlotte, NC (22 miles from Gastonia, NC)
- 3 days ago
a dynamic, collaborative, progressive, and high-performing team Opportunities to do challenging work Opportunities to build close relationships with clients #LI-Post #LI-Hybrid #TECHPJ Job Skills Anti-Money...
Independent Testing Manager - Compliance & UDAAP Testing CSBB
- Charlotte, NC (22 miles from Gastonia, NC)
- 4 days ago
- Charlotte, NC (22 miles from Gastonia, NC)
- 4 days ago
Certified Regulatory Compliance Manager (CRCM). Certified Internal Auditor (CIA). Chartered Financial Analyst (CFA) or Certified Public Accountant (CPA)....
- Charlotte, NC (22 miles from Gastonia, NC)
- 6 days ago
- Charlotte, NC (22 miles from Gastonia, NC)
- 6 days ago
(OFAC - Office of Foreign Assets Controls) and EU Economic and Export Restrictions. Technology export licensing requirements (US Dept of Commerce - Bureau of Industry and Security)....
- Charlotte, NC (22 miles from Gastonia, NC)
- 8 days ago
- Charlotte, NC (22 miles from Gastonia, NC)
- 8 days ago
. + Provides administrative oversight to a wide variety of bank compliance programs including areas such as AML-BSA, Regulatory Change Management, Compliance Complaint, Fair and Responsible Practices...
Compliance Officer, Marketing & Advisory
- Charlotte, NC (22 miles from Gastonia, NC)
- 14 days ago
- Charlotte, NC (22 miles from Gastonia, NC)
- 14 days ago
Operations teams on the development of products, services, and processes to build compliance into the products from the start Review and edit FAQs, procedures, and training programs related to deposit and lending...
- Charlotte, NC (22 miles from Gastonia, NC)
- 16 days ago
- Charlotte, NC (22 miles from Gastonia, NC)
- 16 days ago
Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), and/or Certified Financial Services Auditor (CFSA) designation a plus....
Senior Audit Manager - Compliance
- Charlotte, NC (22 miles from Gastonia, NC)
- 21 days ago
- Charlotte, NC (22 miles from Gastonia, NC)
- 21 days ago
, Flood Disaster Protection Act (FDPA). as well as Servicemember Civil Relief Act (SCRA) and Military Lending Act (MLA)....
Senior Lead Compliance Officer
- Charlotte, NC (22 miles from Gastonia, NC)
- 22 days ago
- Charlotte, NC (22 miles from Gastonia, NC)
- 22 days ago
, Commercial Banking, Corporate and Investment Banking, and Wealth & Investment Management....
Executive Assistant & Compliance Coordinator
- Charlotte, NC (22 miles from Gastonia, NC)
- 23 days ago
- Charlotte, NC (22 miles from Gastonia, NC)
- 23 days ago
This position offers growth opportunities, including potential advancement to Compliance Manager or Training & Operations Director as the agency expands....
- Charlotte, NC (22 miles from Gastonia, NC)
- 23 days ago
- Charlotte, NC (22 miles from Gastonia, NC)
- 23 days ago
The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your application, you'll be invited to...
Remote WorkCompliance Manager - Compliance Monitoring and Programs
- Charlotte, NC (22 miles from Gastonia, NC)
- 27 days ago
- Charlotte, NC (22 miles from Gastonia, NC)
- 27 days ago
The Compliance Manager - Compliance Monitoring Programs will lead and enhance our Compliance Management System (CMS) with a focus on loan performance and servicing....
Demographic Data for Gastonia, NC
Moving to Gastonia, NC? Find some basic demographic data about Gastonia, NC below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Gastonia, NC
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Gastonia, NC offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Compliance
- Water Quality
- Collaboration
- Flexibility
- Implementation
- Cost Reduction
- Securities and Exchange Commission
- Fixed Income
- National Pollutant Discharge Elimination System
- Series 24 Licensed
- Control & Countermeasure
- Environmental Regulations
- Lending
- BSA
- Know Your Customer
- Automated Clearing House
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Mortgage Processing
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Internal Control
- Due Diligence
- Resolution
- Business Administration
- Risk Management
- Finance
- Strategy Development
- Prioritizing
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Documentation
- Data Analysis
- Reporting
- Bachelor's Degree
- Coaching
- Filing
- Regulations
- Microsoft PowerPoint
- Policy Development
- Problem Solving
- Project Management
- Microsoft Excel
- Microsoft Office
- Time Management
- Staff Supervision
- Organization
- Customer Service
- Research Skills
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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