Compliance Manager Jobs in Denver, NC
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Lead Compliance Officer- BACO - CSBB
- Charlotte, NC (22 miles from Denver, NC)
- 5 hours ago
- Charlotte, NC (22 miles from Denver, NC)
- 5 hours ago
Manager (CRCM) designation Knowledge and demonstrated experience applying consumer compliance laws and regulations, including UDAAP, Reg....
Fair Banking Compliance Officer
- Charlotte, NC (22 miles from Denver, NC)
- 8 hours ago
- Charlotte, NC (22 miles from Denver, NC)
- 8 hours ago
The ideal candidate will have a strong understanding of banking regulations in addition to fair lending and UDAAP with the ability to direct or guide fair lending and UDAAP analyses....
- Gastonia, NC (22 miles from Denver, NC)
- 22 hours ago
- Gastonia, NC (22 miles from Denver, NC)
- 22 hours ago
Supervise Regional Compliance Managers, monitor local program QAQI Program initiatives and work with local people leaders to ensure their sites are in compliance and are producing quality outcomes....
US E EA - IT Governance & Compliance Mgr - CIO SA
- Charlotte, NC (22 miles from Denver, NC)
- 2 days ago
- Charlotte, NC (22 miles from Denver, NC)
- 2 days ago
CL5 DT-US Service Assurance Compliance Manager Description: Become a part of the expanding DT-US Service Assurance - Compliance team where you will have the opportunity to create an impact by ensuring...
- Charlotte, NC (22 miles from Denver, NC)
- 5 days ago
- Charlotte, NC (22 miles from Denver, NC)
- 5 days ago
, OFAC, FinCEN guidance) Positive energy on the future of crypto and Web3 Excellent communication skills (written and verbal), ability to simplify complex topics for broad audiences Experience working...
Senior Lead Compliance Officer - Municipal Products Group
- Charlotte, NC (22 miles from Denver, NC)
- 14 days ago
- Charlotte, NC (22 miles from Denver, NC)
- 14 days ago
About this role: Wells Fargo is seeking a Senior Lead Compliance Officer to perform as the Senior Lead Business Line Compliance Officer for Public Finance Investment Banking within the Municipal...
Senior Lead Compliance Officer - RCIM Transformation & SWAT
- Charlotte, NC (22 miles from Denver, NC)
- 15 days ago
- Charlotte, NC (22 miles from Denver, NC)
- 15 days ago
Senior Lead Compliance Officer - RCIM Transformation & SWAT Senior Lead Compliance Officer - RCIM Transformation & SWAT locations CHARLOTTE, NC WEST DES MOINES, IA IRVING, TX SAINT LOUIS, MO...
Lead Compliance Officer - Product Owner & RRCM Platform Operations
- Charlotte, NC (22 miles from Denver, NC)
- 15 days ago
- Charlotte, NC (22 miles from Denver, NC)
- 15 days ago
Manager (CRCM) Job Expectations: Locations: 401 S Tryon Street, Charlotte, NC 28202 600 S 4th Street, Minneapolis, MN 55415 1445 Ross Ave, Dallas, TX 75202 This position offers a hybrid work schedule...
Senior Lead Compliance Officer - RIM MCR Tool
- Charlotte, NC (22 miles from Denver, NC)
- 15 days ago
- Charlotte, NC (22 miles from Denver, NC)
- 15 days ago
Manager (CRCM) Job Expectations: Locations: 401 S Tryon Street, Charlotte, NC 28202 600 S 4th Street, Minneapolis, MN 55415 800 S Jordan Creek Pkwy, West Des Moines, IA 50266 114 N Beaumont Street...
Financial Regulatory Reporting Manager
- Charlotte, NC (22 miles from Denver, NC)
- 23 days ago
- Charlotte, NC (22 miles from Denver, NC)
- 23 days ago
The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your application, you'll be invited to...
Financial Crimes Compliance- Audit Manager (Hybrid)
- Charlotte, NC (22 miles from Denver, NC)
- 27 days ago
- Charlotte, NC (22 miles from Denver, NC)
- 27 days ago
Laundering Specialist (CAMS), Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud Examiner (CFE) 6+ years of experience...
QMS & Product Compliance Director
- Charlotte, NC (22 miles from Denver, NC)
- 28 days ago
- Charlotte, NC (22 miles from Denver, NC)
- 28 days ago
THE BUSINESS Honeywell International Inc. (NYSE: HON) is a global technology and manufacturing company that invents and commercializes solutions to address some of the world's most critical...
- Charlotte, NC (22 miles from Denver, NC)
- 28 days ago
- Charlotte, NC (22 miles from Denver, NC)
- 28 days ago
This Compliance Director will play a critical role in the Vanguard Enterprise Compliance Program with specific responsibility for Vanguards Technology, Cyber Security, Information Security, and...
- Charlotte, NC (22 miles from Denver, NC)
- 29 days ago
- Charlotte, NC (22 miles from Denver, NC)
- 29 days ago
The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your application, you'll be invited to...
- Charlotte, NC (22 miles from Denver, NC)
- 29 days ago
- Charlotte, NC (22 miles from Denver, NC)
- 29 days ago
Manager (CRCM) General Description of Available Benefits for Eligible Employees of Truist Financial Corporation: All regular teammates (not temporary or contingent workers) working 20 hours or more...
Demographic Data for Denver, NC
Moving to Denver, NC? Find some basic demographic data about Denver, NC below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Denver, NC
Highest Education Level
Compliance Managers in Denver, NC offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Driving
- Automotive Repair
- Environmental Compliance
- Stormwater Management
- Network Security
- Process Management
- Collaboration
- Flexibility
- Implementation
- Certified Information Systems Security Pro
- Securities and Exchange Commission
- ServiceNow
- Certified Information Systems Auditor
- IT Governance
- Control & Countermeasure
- Environmental Regulations
- SOC 2
- Lending
- BSA
- Know Your Customer
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Internal Control
- Due Diligence
- Resolution
- Strategy Development
- Risk Management
- Finance
- Accounting
- Prioritizing
- Auditing
- Investigation
- Verbal Communication
- Written Communication
- Mentoring
- Coaching
- Documentation
- Data Analysis
- Interpersonal Skills
- Bachelor's Degree
- Employee Development
- Filing
- Reporting
- Regulations
- Microsoft PowerPoint
- Policy Development
- Project Management
- Microsoft Excel
- Microsoft Office
- Problem Solving
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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