Compliance Manager Jobs in Minnesota
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Compliance Director Location: Alternate locations may be considered. This position will work in a hybrid model (remote and office). The ideal candidate will live within 50 miles of one of our...
US E EA - IT Governance & Compliance Mgr - CIO SA
- Minneapolis, MN
- 2 days ago
- Minneapolis, MN
- 2 days ago
CL5 DT-US Service Assurance Compliance Manager Description: Become a part of the expanding DT-US Service Assurance - Compliance team where you will have the opportunity to create an impact by ensuring...
Fixed Income RegulatoryCompliance Manager What is the opportunity? The Fixed Income RegulatoryCompliance Manager plays a crucial role in safeguarding the firm and managing risks associated with...
Job Summary Job Description What is the opportunity? Collaborate with team members to provide oversight and advice to the organization's financial and operations departments to drive compliance...
Compliance Coordinator - Environmental Specialist 4
- Eden Prairie, MN
- 6 days ago
- Eden Prairie, MN
- 6 days ago
State of Minnesota Compliance Coordinator - Environmental Specialist 4 in Eden Prairie , Minnesota Working Title: Compliance Coordinator Job Class: Environmental Specialist 4 Agency: Pollution...
The Regulatory and Compliance Coordinator will assist in the pursuit, organization, maintenance, and archival activities related to grants and contracts regulatory activities. Primary...
Manage Know Your Customer (KYC) processes. Establish and oversee internal audit processes for trade compliance and anti-corruption/anti-bribery....
The Senior Compliance Manager will join and be supported by a large global asset management compliance organization which is part of the Ameriprise Financial General Counsel's Organization (GCO)....
Building Location: Peerless Building Department: 47530 Information Security Job Description: The Governance, Risk, and Compliance (GRC) Manager is responsible for overseeing all areas of...
We are currently hiring a Hybrid Compliance Coordinator to join our Nexus Mille Lacs Clinical Treatment team. Nexus-Mille Lacs Family Healing offers trauma-informed, family-centered, nationally...
Assist the Senior Regulatory Compliance Manager with sustainability customer requests such as palm oil and cocoa surveys Assist Senior Regulatory Compliance Manager with sustainability directives involving...
Job Description The I-9 Compliance Coordinator is a key member of the HR Administration's I-9 Compliance team, responsible for ensuring Virginia Tech complies with all regulations regarding the...
Governmental Interactions Compliance Manager
- Minneapolis, MN
- 45+ days ago
- Minneapolis, MN
- 45+ days ago
In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines...
Global Trade Compliance Director & Counsel
- St Louis Park, MN
- 45+ days ago
- St Louis Park, MN
- 45+ days ago
addressing red flags Knowledge of restricted party and third-party screening tools Expert knowledge and understanding of global trade laws and regulations including those administered by CBP, BIS, OFAC...
Senior Compliance Manager (Wealth Management, Retirement Solutions)
- Minneapolis, MN
- 45+ days ago
- Minneapolis, MN
- 45+ days ago
Job Summary Job Description What is the Opportunity? This role will lead compliance governance and oversight of (1) RBC Wealth Management Retirement Solutions Business, proactively engaging and...
Demographic Data for Minnesota
Moving to Minnesota? Find some basic demographic data about Minnesota below.
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Salary for Compliance Manager Jobs in Minnesota
Highest Education Level
Compliance Managers in Minnesota offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Driving
- Automotive Repair
- Environmental Compliance
- Stormwater Management
- Network Security
- Process Management
- Collaboration
- Flexibility
- Implementation
- Certified Information Systems Security Pro
- Securities and Exchange Commission
- ServiceNow
- Certified Information Systems Auditor
- IT Governance
- Control & Countermeasure
- Environmental Regulations
- SOC 2
- Lending
- BSA
- Know Your Customer
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Internal Control
- Due Diligence
- Resolution
- Data Analytics
- Strategy Development
- Risk Management
- Finance
- Accounting
- Prioritizing
- Auditing
- Investigation
- Verbal Communication
- Written Communication
- Mentoring
- Coaching
- Documentation
- Interpersonal Skills
- Bachelor's Degree
- Employee Development
- Filing
- Reporting
- Regulations
- Microsoft PowerPoint
- Policy Development
- Project Management
- Microsoft Excel
- Microsoft Office
- Problem Solving
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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