Compliance Manager Jobs in Rockville, MD
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Washington, DC (14 miles from Rockville, MD)
- 20 hours ago
- Washington, DC (14 miles from Rockville, MD)
- 20 hours ago
Risk & Compliance Manager, UK Risk & Compliance Manager, UK Remote, United Kingdom | Compliance | Full-time Not your everyday company Lemonade completely reinvented how insurance works....
Regulatory Affairs Manager Combination Products
- Washington, DC (14 miles from Rockville, MD)
- 22 hours ago
- Washington, DC (14 miles from Rockville, MD)
- 22 hours ago
HOW MIGHT YOU DEFY IMAGINATION? Youve earned your degree. How will you use that achievement to reach your goals? Do more with the knowledge youve worked hard to acquire and the passion you already...
Global Ethics & Compliance Director (CVRM & Medical Affairs)
- Gaithersburg, MD (4 miles from Rockville, MD)
- 2 days ago
- Gaithersburg, MD (4 miles from Rockville, MD)
- 2 days ago
Our growth story at AZ is based on our core therapeutic areas of Oncology, Respiratory, Cardiovascular/Renal/Metabolics (CVRM), Vaccines, and Immunotherapy (V&I) and investment in China, Japan,...
US Regulatory Affairs Manager (US-REMOTE)
- Washington, DC (14 miles from Rockville, MD)
- 3 days ago
- Washington, DC (14 miles from Rockville, MD)
- 3 days ago
HOW MIGHT YOU DEFY IMAGINATION? You've worked hard to become the professional you are today and are now ready to take the next step in your career. How will you put your skills, experience and...
Remote WorkCompliance Director, Advanced Wound Management
- Washington, DC (14 miles from Rockville, MD)
- 6 days ago
- Washington, DC (14 miles from Rockville, MD)
- 6 days ago
Compliance Director AWM + ENT Life Unlimited. At Smith+Nephew, we design and manufacture technology that takes the limits off living. The position is the Compliance Director, AWM (Advanced Wound...
- Arlington, VA (13 miles from Rockville, MD)
- 8 days ago
- Arlington, VA (13 miles from Rockville, MD)
- 8 days ago
Firm information: Cambridge Associates ("CA") is a leading global investment firm. CA's goal is to help endowments & foundations, pension plans, and ultra-high net worth private clients implement...
- Fairfax, VA (21 miles from Rockville, MD)
- 9 days ago
- Fairfax, VA (21 miles from Rockville, MD)
- 9 days ago
compliance including: applying for export licensing; ensuring certification of exemptions/exceptions; classifying products and programs for export classification; filing documents with Customs; ensuring OFAC...
Senior Third-Party Risk & Compliance Manager, Supplier Governanc
- Arlington, VA (13 miles from Rockville, MD)
- 10 days ago
- Arlington, VA (13 miles from Rockville, MD)
- 10 days ago
Senior Third-Party Risk & Compliance Manager, Supplier Governanc Amazon Today Top Secret Unspecified Unspecified Arlington, VA (ON-SITE/OFFICE) DESCRIPTION AWS Infrastructure Services owns the design...
- McLean, VA (10 miles from Rockville, MD)
- 11 days ago
- McLean, VA (10 miles from Rockville, MD)
- 11 days ago
POSITION SUMMARY The CCO is responsible for overseeing and administering the firm’s compliance program, ensuring adherence to SEC, FINRA, and other regulatory requirements. This role ensures...
Senior Third-Party Risk & Compliance Manager, Supplier Governance
- Arlington, VA (13 miles from Rockville, MD)
- 13 days ago
- Arlington, VA (13 miles from Rockville, MD)
- 13 days ago
AWS Infrastructure Services owns the design, planning, delivery, and operation of all AWS global infrastructure. In other words, were the people who keep the cloud running. We support all AWS data...
Regulatory Affairs Manager CMC
- Washington, DC (14 miles from Rockville, MD)
- 14 days ago
- Washington, DC (14 miles from Rockville, MD)
- 14 days ago
Regulatory Affairs Manager CMC Amgen - 4.0 Washington, DC Job Details $112,345 - $143,224 a year 1 day ago Benefits Disability insurance Health insurance Dental insurance Flexible spending account...
Cyber Compliance Supervisor - Data Protection and Risk
- McLean, VA (10 miles from Rockville, MD)
- 15 days ago
- McLean, VA (10 miles from Rockville, MD)
- 15 days ago
We are the leading provider of professional services to the middle market globally, our purpose is to instill confidence in a world of change, empowering our clients and people to realize their...
Chief Compliance Officer - Wealth Management
- McLean, VA (10 miles from Rockville, MD)
- 15 days ago
- McLean, VA (10 miles from Rockville, MD)
- 15 days ago
This role will be a hybrid position based in Mclean, VA. Our client is a top Wealth Management Firm that provides comprehensive financial planning, retirement and tax planning, estate planning,...
Montgomery College, Rockville, has an immediate need for a full-time Information Security, Risk and Compliance Manager in the Office of Information Technology....
Information Security Risk & Compliance Manager Montgomery College
- Rockville, MD
- 22 days ago
- Rockville, MD
- 22 days ago
Montgomery College, Rockville, has an immediate need for a full-time Information Security, Risk and Compliance Manager in the Office of Information Technology....
Demographic Data for Rockville, MD
Moving to Rockville, MD? Find some basic demographic data about Rockville, MD below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Rockville, MD
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Rockville, MD offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Automotive Repair
- Insurance Verification
- Environmental Compliance
- Revenue Cycle
- Water Quality
- Collaboration
- Flexibility
- Implementation
- Cost Reduction
- Securities and Exchange Commission
- Fixed Income
- National Pollutant Discharge Elimination System
- Control & Countermeasure
- Lending
- BSA
- Know Your Customer
- Automated Clearing House
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Mortgage Processing
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Internal Control
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Prioritizing
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Documentation
- Data Analysis
- Reporting
- Interpersonal Skills
- Bachelor's Degree
- Coaching
- Filing
- Regulations
- Microsoft PowerPoint
- Policy Development
- Problem Solving
- Project Management
- Microsoft Excel
- Microsoft Office
- Time Management
- Staff Supervision
- Organization
- Customer Service
- Research Skills
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
Compliance Manager Related Career Advice Articles
How to Decide Between Investment Banking and Commercial Banking
Many finance professionals begin the career planning phase by taking some time to figure out whether they want to pursue commercial banking or investment banking. While both career paths can reap great rewards, each comes with a different set of responsibilities and skills. Here is a breakdown of some of the factors that separate careers in investment and commercial banking to consider.
Read article »