Compliance Manager Jobs in Yarmouth, ME
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Compliance Manager - Compliance Monitoring and Programs
- Portland, ME (10 miles from Yarmouth, ME)
- 3 days ago
- Portland, ME (10 miles from Yarmouth, ME)
- 3 days ago
The Compliance Manager - Compliance Monitoring Programs will lead and enhance our Compliance Management System (CMS) with a focus on loan performance and servicing....
Compliance Manager - Governance & Reporting
- Portland, ME (10 miles from Yarmouth, ME)
- 3 days ago
- Portland, ME (10 miles from Yarmouth, ME)
- 3 days ago
Work Location: Mount Laurel, New Jersey, United States of America Hours: 40 Pay Details: $86.840 - $139,360 USD TD is committed to providing fair and equitable compensation opportunities to all...
Senior Manager, Compliance Testing
- Portland, ME (10 miles from Yarmouth, ME)
- 45+ days ago
- Portland, ME (10 miles from Yarmouth, ME)
- 45+ days ago
Z, Truth in Lending Act; Reg. X, Real Estate Settlement Procedures Act; Reg. DD, Truth in Savings; Reg. V, Fair Credit Reporting Act; Servicemembers Civil Relief Act; UDAAP; etc.)....
Demographic Data for Yarmouth, ME
Moving to Yarmouth, ME? Find some basic demographic data about Yarmouth, ME below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Yarmouth, ME
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Yarmouth, ME offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Executive Management
- Business Processes
- Change Management
- Implementation
- Prioritizing
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Loss Control
- Certified Management Accountant
- Lending
- BSA
- Know Your Customer
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Mortgage Processing
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Internal Control
- Investment Banking
- Fraud Investigation
- Due Diligence
- Resolution
- Business Administration
- Risk Management
- Finance
- Strategy Development
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Documentation
- Collaboration
- Mentoring
- Employee Development
- Bachelor's Degree
- Coaching
- Reporting
- Filing
- Regulations
- Microsoft PowerPoint
- Policy Development
- Problem Solving
- Project Management
- Microsoft Excel
- Microsoft Office
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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