Compliance Manager Jobs in Kentucky
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Sazerac Company Overview Build your career at Sazerac! With almost 400 years of rich history, Sazerac Company has thrived as an independent, American family-owned company with operations in the...
Job Description/Responsibilities The Compliance Coordinator is responsible for ensuring that the company complies with all state regulatory requirements related to selling the Company's products....
Responsibilities The Compliance Coordinator is responsible for ensuring that the company complies with all state regulatory requirements related to selling the Companys products. These regulatory...
Title IX Coordinator/Compliance Coordinator 2025-2026 (13639)
- Shepherdsville, KY
- 7 days ago
- Shepherdsville, KY
- 7 days ago
Organization Information Greetings from Bullitt County Public Schools! You will find 13 elementary schools, six middle schools, three high schools, the Bullitt AlternativeCenter, the Riverview...
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Title IX Coordinator/Compliance Coordinator 2025-2026
- Shepherdsville, KY
- 8 days ago
- Shepherdsville, KY
- 8 days ago
POSITION: TITLE IX COORDINATOR/COMPLIANCE COORDINATOR This position starts July 1 2025 POSITION SUMMARY: Coordinates the District's effort to comply with its responsibilities under Title IX and...
Company Summary Statement As one of the largest investor-owned utility companies in the United States, PPL Corporation (NYSE: PPL), is committed to creating long-term, sustainable value for our...
SANITATION SUPERVISOR Job Location: Louisville Company description Ferrero is a family-owned company with a truly progressive and global outlook and iconic brands such as Nutella, Tic Tac, Ferrero...
This position is responsible for ensuring all policies and procedures related to financial aid are administered, as outlined in the UK Athletic Compliance Policies & Procedures, and in accordance...
Make banking a Fifth Third better We connect great people to great opportunities. Are you ready to take the next step? Discover a career in banking at Fifth Third Bank. GENERAL FUNCTION: Fifth...
Location: Fort Smith, Arkansas, Louisville, KY or Maxwelton, West Virginia Careers that unlock the magic of human connection Pernod Ricard is a global premium spirits and wine company. Were the...
Act (ECOA), Unfair, Deceptive, and Abusive Acts and Practices (UDAAP), Electronic Funds Transfer Act (Regulation E), Truth in Savings Act (Regulation DD) and Bank Secrecy Act/Anti Money Laundering....
Demographic Data for Kentucky
Moving to Kentucky? Find some basic demographic data about Kentucky below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Kentucky
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Kentucky offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Executive Management
- Business Processes
- Change Management
- Implementation
- Prioritizing
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Loss Control
- Certified Management Accountant
- Lending
- BSA
- Know Your Customer
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Mortgage Processing
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Internal Control
- Investment Banking
- Fraud Investigation
- Due Diligence
- Resolution
- Business Administration
- Risk Management
- Finance
- Strategy Development
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Documentation
- Collaboration
- Mentoring
- Employee Development
- Bachelor's Degree
- Coaching
- Reporting
- Filing
- Regulations
- Microsoft PowerPoint
- Policy Development
- Problem Solving
- Project Management
- Microsoft Excel
- Microsoft Office
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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