Compliance Manager Jobs in Waukee, IA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
US E EA - IT Governance & Compliance Mgr - CIO SA
- Des Moines, IA (13 miles from Waukee, IA)
- 2 days ago
- Des Moines, IA (13 miles from Waukee, IA)
- 2 days ago
CL5 DT-US Service Assurance Compliance Manager Description: Become a part of the expanding DT-US Service Assurance - Compliance team where you will have the opportunity to create an impact by ensuring...
- Des Moines, IA (13 miles from Waukee, IA)
- 8 days ago
- Des Moines, IA (13 miles from Waukee, IA)
- 8 days ago
The Regulatory and Compliance Coordinator will assist in the pursuit, organization, maintenance, and archival activities related to grants and contracts regulatory activities. Primary...
Regulatory Affairs Manager - Pesticides, Biocides, & Biofuels
- Pleasant Hill, IA (16 miles from Waukee, IA)
- 19 days ago
- Pleasant Hill, IA (16 miles from Waukee, IA)
- 19 days ago
Overview We're hiring! Kemin is seeking a Regulatory Affairs Manager to join our Animal Nutrition and Health team. This position is responsible for ensuring regulatory compliance of product...
Environmental Services Compliance Manager- REMOTE
- Des Moines, IA (13 miles from Waukee, IA)
- 60+ days ago
- Des Moines, IA (13 miles from Waukee, IA)
- 60+ days ago
Job Seekers can review the Job Applicant Privacy Policy by clicking HERE. ( )\ Summary The Environmental Services Compliance Manager is responsible to perform environmental management support, analysis...
Remote WorkDemographic Data for Waukee, IA
Moving to Waukee, IA? Find some basic demographic data about Waukee, IA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Waukee, IA
Highest Education Level
Compliance Managers in Waukee, IA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Driving
- Automotive Repair
- Environmental Compliance
- Stormwater Management
- Network Security
- Process Management
- Collaboration
- Flexibility
- Implementation
- Certified Information Systems Security Pro
- Securities and Exchange Commission
- ServiceNow
- Certified Information Systems Auditor
- IT Governance
- Control & Countermeasure
- Environmental Regulations
- SOC 2
- Lending
- BSA
- Know Your Customer
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Internal Control
- Due Diligence
- Resolution
- Data Analytics
- Strategy Development
- Risk Management
- Finance
- Accounting
- Prioritizing
- Auditing
- Investigation
- Verbal Communication
- Written Communication
- Mentoring
- Coaching
- Documentation
- Data Analysis
- Interpersonal Skills
- Bachelor's Degree
- Employee Development
- Filing
- Reporting
- Regulations
- Microsoft PowerPoint
- Policy Development
- Project Management
- Microsoft Excel
- Microsoft Office
- Problem Solving
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
Compliance Manager Related Career Advice Articles
How to Decide Between Investment Banking and Commercial Banking
Many finance professionals begin the career planning phase by taking some time to figure out whether they want to pursue commercial banking or investment banking. While both career paths can reap great rewards, each comes with a different set of responsibilities and skills. Here is a breakdown of some of the factors that separate careers in investment and commercial banking to consider.
Read article »