Compliance Manager Jobs in Seminole, FL
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Legal Compliance and Control Manager
- Tampa, FL (21 miles from Seminole, FL)
- 4 days ago
- Tampa, FL (21 miles from Seminole, FL)
- 4 days ago
Individuals in Cross Disciplinary Controls are responsible for multiple activities within the Controls capabilities such as assessment & design, MCA, QA, Monitoring & Testing, Issue Management...
Senior Banking Regulatory Reporting Manager
- Tampa, FL (21 miles from Seminole, FL)
- 23 days ago
- Tampa, FL (21 miles from Seminole, FL)
- 23 days ago
Business Integration Partners (BIP) is Europe's fastest growing digital consulting company and are on track to reach the Top 20 by 2025, with an expanding global footprint in the US (New York,...
Compliance Officer, Global Banking & Markets, US Compliance
- Tampa, FL (21 miles from Seminole, FL)
- 30+ days ago
- Tampa, FL (21 miles from Seminole, FL)
- 30+ days ago
banking, wealth management and private banking, corporate and investment banking, and capital markets....
Privacy and Responsible Information Management Compliance Officer, VP
- Tampa, FL (21 miles from Seminole, FL)
- 30+ days ago
- Tampa, FL (21 miles from Seminole, FL)
- 30+ days ago
Laundering, Sanctions, etc....
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Compliance Director, Regulatory Reporting, Operations, and Custody Compliance
- St Petersburg, FL (10 miles from Seminole, FL)
- 30+ days ago
- St Petersburg, FL (10 miles from Seminole, FL)
- 30+ days ago
Under intermittent supervision, uses extensive knowledge and skills obtained through education and experience in the securities industry to serve as Compliance partner to Regulatory Reporting and...
VP, Global AML Compliance Officer - AML Strategic Control Enhancements (Hybrid)
- Tampa, FL (21 miles from Seminole, FL)
- 60+ days ago
- Tampa, FL (21 miles from Seminole, FL)
- 60+ days ago
This individual will join the AML Risk Insights and Strategic Control Enhancements team and support the Strategic Control Enhancements function. The successful candidate will be a strategic...
Audit and Compliance Supervisor - Patient Financial Services
- Clearwater, FL (9 miles from Seminole, FL)
- 60+ days ago
- Clearwater, FL (9 miles from Seminole, FL)
- 60+ days ago
BayCare is currently in search of our newest Team Member who is passionate about providing outstanding customer service to our community. We are looking for an individual seeking a career...
Demographic Data for Seminole, FL
Moving to Seminole, FL? Find some basic demographic data about Seminole, FL below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Seminole, FL
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Seminole, FL offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Executive Management
- Business Processes
- Change Management
- Implementation
- Prioritizing
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Loss Control
- Certified Management Accountant
- Lending
- BSA
- Know Your Customer
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Mortgage Processing
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Internal Control
- Investment Banking
- Fraud Investigation
- Due Diligence
- Complaint Resolution
- Resolution
- Business Administration
- Risk Management
- Finance
- Strategy Development
- Accounting
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Documentation
- Collaboration
- Mentoring
- Employee Development
- Bachelor's Degree
- Coaching
- Reporting
- Filing
- Regulations
- Microsoft PowerPoint
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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