Compliance Manager Jobs in Plantation, FL
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Compliance Coordinator (Admin Assistant)
- Hialeah, FL (20 miles from Plantation, FL)
- 1 day ago
- Hialeah, FL (20 miles from Plantation, FL)
- 1 day ago
Provides various reports, including safety trends. Performs other duties and projects as assigned.Create reports and assist with presentations.Assist operational staff with the implementation of...
Senior Risk Compliance Officer - Enhanced Due Dilligence
- Miami Lakes, FL (18 miles from Plantation, FL)
- 1 day ago
- Miami Lakes, FL (18 miles from Plantation, FL)
- 1 day ago
Must have in-depth knowledge of BSA/AML/OFAC regulations....
- Sunrise, FL (3 miles from Plantation, FL)
- 3 days ago
- Sunrise, FL (3 miles from Plantation, FL)
- 3 days ago
Manager (CRCM) Certification Salary Range: $90,000.00 to $165,000.00 annually + bonus + benefits The above represents the expected salary range for this job requisition....
Global Trade & Compliance Director
- Boca Raton, FL (15 miles from Plantation, FL)
- 8 days ago
- Boca Raton, FL (15 miles from Plantation, FL)
- 8 days ago
., Customs and Border Protection, OFAC) and other regulatory bodies. Skills and Competencies: Strong understanding of international trade documentation and regulatory requirements....
Privacy Compliance Oversight Manager (US)
- Fort Lauderdale, FL (3 miles from Plantation, FL)
- 15 days ago
- Fort Lauderdale, FL (3 miles from Plantation, FL)
- 15 days ago
Work Location: Mount Laurel, New Jersey, United States of America Hours: 40 Pay Details: $86,840 - $139,360 USD TD is committed to providing fair and equitable compensation opportunities to all...
Compliance Manager - Compliance Monitoring and Programs
- Fort Lauderdale, FL (3 miles from Plantation, FL)
- 28 days ago
- Fort Lauderdale, FL (3 miles from Plantation, FL)
- 28 days ago
The Compliance Manager - Compliance Monitoring Programs will lead and enhance our Compliance Management System (CMS) with a focus on loan performance and servicing....
Compliance Director, Commercial and Small Business Banking
- Fort Lauderdale, FL (3 miles from Plantation, FL)
- 29 days ago
- Fort Lauderdale, FL (3 miles from Plantation, FL)
- 29 days ago
in relation to U.S Small Business and Commercial Banking....
- Tamarac, FL (3 miles from Plantation, FL)
- 60+ days ago
- Tamarac, FL (3 miles from Plantation, FL)
- 60+ days ago
Reports to the Code Compliance Manager or designee....
- Sunrise, FL (3 miles from Plantation, FL)
- 90+ days ago
- Sunrise, FL (3 miles from Plantation, FL)
- 90+ days ago
Supervision is received from the Assistant Code Compliance Manager and Chief Code Compliance who provides assistance to achieve effective code enforcement....
Assistant Code Compliance Manager
- Sunrise, FL (3 miles from Plantation, FL)
- 90+ days ago
- Sunrise, FL (3 miles from Plantation, FL)
- 90+ days ago
Description NATURE OF WORK This classification involves supervising fieldwork for investigation, interpretation, and execution of regulatory codes and ordinances for the City. An employee in this...
Beauty Product Quality & Compliance Coordinator (On-Site)
- Dania Beach, FL (6 miles from Plantation, FL)
- 90+ days ago
- Dania Beach, FL (6 miles from Plantation, FL)
- 90+ days ago
Who We Are: Our team of innovators and visionaries is passionate about pushing the envelope and taking bold risks that inspire people to realize their beautiful potential. With our HQ in Dania...
Code Compliance Officer - Part-Time
- Tamarac, FL (3 miles from Plantation, FL)
- 90+ days ago
- Tamarac, FL (3 miles from Plantation, FL)
- 90+ days ago
Reports to the Code Compliance Manager or designee....
Demographic Data for Plantation, FL
Moving to Plantation, FL? Find some basic demographic data about Plantation, FL below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Plantation, FL
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Plantation, FL offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Automotive Repair
- Insurance Verification
- Environmental Compliance
- Revenue Cycle
- Water Quality
- Collaboration
- Flexibility
- Implementation
- Cost Reduction
- Securities and Exchange Commission
- Fixed Income
- National Pollutant Discharge Elimination System
- Control & Countermeasure
- Lending
- BSA
- Know Your Customer
- Automated Clearing House
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Mortgage Processing
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Internal Control
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Prioritizing
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Documentation
- Mentoring
- Data Analysis
- Reporting
- Bachelor's Degree
- Coaching
- Filing
- Regulations
- Microsoft PowerPoint
- Policy Development
- Problem Solving
- Project Management
- Microsoft Excel
- Microsoft Office
- Time Management
- Staff Supervision
- Organization
- Customer Service
- Research Skills
- Scheduling
- Leadership
- Communication Skills
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