Compliance Manager Jobs in Elsmere, DE
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Senior Compliance Director, Products and Funds
- Malvern, PA (20 miles from Elsmere, DE)
- 2 days ago
- Malvern, PA (20 miles from Elsmere, DE)
- 2 days ago
The Senior Compliance Director, Products and Funds provides strategic leadership and direction on the design and management of Vanguard's mutual funds, ETFs, institutional products, and new...
Invst Operations Securities Specialist
- Newark, DE (11 miles from Elsmere, DE)
- 4 days ago
- Newark, DE (11 miles from Elsmere, DE)
- 4 days ago
INVST OPERATIONS SECURITIES SPECIALIST WHAT IS THE OPPORTUNITY? The Securities Specialist will support responsibilities assigned to the Trust Operations team. Position will serve as a liaison...
- Wilmington, DE (4 miles from Elsmere, DE)
- 13 days ago
- Wilmington, DE (4 miles from Elsmere, DE)
- 13 days ago
Job Title :- Consumer Compliance Manager Location :- Mount Laurel, New Jersey; Wilmington, Delaware; and Charlotte, North Carolina (Hybrid/ 2 days onsite) Duration :- 11 Months In this role, you will...
Consumer Compliance Manager - Oversight
- Wilmington, DE (4 miles from Elsmere, DE)
- 13 days ago
- Wilmington, DE (4 miles from Elsmere, DE)
- 13 days ago
and deposits Conceptual knowledge of the intent and purpose of key regulations including Reg Z, Reg E, Truth in Lending Act (TILA), Record retention, CAN-SPAM Act, Children's Online Privacy Protection...
- Wilmington, DE (4 miles from Elsmere, DE)
- 14 days ago
- Wilmington, DE (4 miles from Elsmere, DE)
- 14 days ago
Job Title : Compliance Manager Location : Wilmington, DE (Hybrid Opportunity) Duration : 11+ Months Job Description: Knowledge of banking and financial products such as credit cards, unsecured lending...
- Malvern, PA (20 miles from Elsmere, DE)
- 14 days ago
- Malvern, PA (20 miles from Elsmere, DE)
- 14 days ago
Strong understanding of regulatory requirements related to CDD and EDD, including the Bank Secrecy Act (BSA) and Anti-Money Laundering (AML) regulations....
- Wilmington, DE (4 miles from Elsmere, DE)
- 15 days ago
- Wilmington, DE (4 miles from Elsmere, DE)
- 15 days ago
Job Title: Consumer Compliance Manager Location: Mount Laurel, NJ / Wilmington, DE / Charlotte, NC (Hybrid 2days office) Duration: 12 Months Job Description: In this role, you will perform and supervise...
Sustainability and Regulatory Compliance Director Electronics & Industrial
- Wilmington, DE (4 miles from Elsmere, DE)
- 16 days ago
- Wilmington, DE (4 miles from Elsmere, DE)
- 16 days ago
At DuPont, our purpose is to empower the world with essential innovations to thrive. We work on things that matter. Whether its providing clean water to more than a billion people on the planet,...
- Malvern, PA (20 miles from Elsmere, DE)
- 28 days ago
- Malvern, PA (20 miles from Elsmere, DE)
- 28 days ago
This Compliance Director will play a critical role in the Vanguard Enterprise Compliance Program with specific responsibility for Vanguards Technology, Cyber Security, Information Security, and...
VP, Compliance Officer - Deposit Advisory
- Malvern, PA (20 miles from Elsmere, DE)
- 60+ days ago
- Malvern, PA (20 miles from Elsmere, DE)
- 60+ days ago
At Customers Bank, we believe in working hard, working smart, working together to deliver memorable customer experiences and having fun. Our vision, mission, and values guide us along our path to...
Senior Compliance Director, Head of Retail Regulatory Enablement
- Malvern, PA (20 miles from Elsmere, DE)
- 90+ days ago
- Malvern, PA (20 miles from Elsmere, DE)
- 90+ days ago
Financial integrity from the inside out Vanguard's core purpose is to take a stand for all investors, to treat them fairly, and to give them the best chance for investment success. Known for our...
Compliance Director, Global Sanctions Compliance
- Malvern, PA (20 miles from Elsmere, DE)
- 90+ days ago
- Malvern, PA (20 miles from Elsmere, DE)
- 90+ days ago
This role is responsible for the development, implementation, and maintenance of compliance processes and program activities. Performs complex compliance sanctions reviews. Serves as a trusted...
Demographic Data for Elsmere, DE
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Salary for Compliance Manager Jobs in Elsmere, DE
Highest Education Level
Compliance Managers in Elsmere, DE offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Driving
- Automotive Repair
- Environmental Compliance
- Stormwater Management
- Network Security
- Process Management
- Collaboration
- Flexibility
- Implementation
- Certified Information Systems Security Pro
- Securities and Exchange Commission
- ServiceNow
- Certified Information Systems Auditor
- IT Governance
- Control & Countermeasure
- Environmental Regulations
- SOC 2
- Lending
- BSA
- Know Your Customer
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Internal Control
- Due Diligence
- Resolution
- Strategy Development
- Risk Management
- Finance
- Accounting
- Prioritizing
- Auditing
- Investigation
- Verbal Communication
- Written Communication
- Mentoring
- Coaching
- Documentation
- Data Analysis
- Interpersonal Skills
- Bachelor's Degree
- Employee Development
- Filing
- Reporting
- Regulations
- Microsoft PowerPoint
- Policy Development
- Project Management
- Microsoft Excel
- Microsoft Office
- Problem Solving
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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