Compliance Manager Jobs in Stamford, CT
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- New Canaan, CT (7 miles from Stamford, CT)
- 1 day ago
- New Canaan, CT (7 miles from Stamford, CT)
- 1 day ago
SBA lending background. CRCM designation is desirable....
Position Summary Position Summary Are you good at research? Does regulatory compliance seem like a role you are cut out for? Are you focused on helping others comply with regulations and policies?...
- Stamford, CT
- 8 days ago
- Stamford, CT
- 8 days ago
Position Summary Are you good at research? Does regulatory compliance seem like a role you are cut out for? Are you focused on helping others comply with regulations and policies? Do you have...
Contracts & Compliance Coordinator
- Danbury, CT (22 miles from Stamford, CT)
- 9 days ago
- Danbury, CT (22 miles from Stamford, CT)
- 9 days ago
Job ID: 111719 The Leonardo DRS Naval Power Systems business is a trusted provider of innovative naval gas and hybrid power systems, control technology and support solutions for the U.S. Navy and...
Wealth Services Compliance Coordinator
- Hicksville, NY (20 miles from Stamford, CT)
- 9 days ago
- Hicksville, NY (20 miles from Stamford, CT)
- 9 days ago
Position Title Wealth Services Compliance Coordinator Location Hicksville, NY 11801 Job Summary The Wealth Services Back-Office provides certain administrative functions to support front-line...
- Bronxville, NY (17 miles from Stamford, CT)
- 15 days ago
- Bronxville, NY (17 miles from Stamford, CT)
- 15 days ago
Fleet Compliance Coordinator Job Description: The Department of Campus Operations is responsible for delivering essential day-to-day services that support students, faculty, staff and visitors at...
- Hempstead, NY (23 miles from Stamford, CT)
- 25 days ago
- Hempstead, NY (23 miles from Stamford, CT)
- 25 days ago
Iyaho Social Services Inc Compliance Operations Manager in Hempstead , New York Oversee multiple programs that support individuals with developmental disabilities. Ensure that the social service...
Regulatory Affairs Manager (Tarrytown, NY)
- Tarrytown, NY (16 miles from Stamford, CT)
- 29 days ago
- Tarrytown, NY (16 miles from Stamford, CT)
- 29 days ago
Position Regulatory Affairs Manager (Tarrytown, NY) Department: Science & Technology Department: Science Tech Prestige Consumer Healthcare is a company that focuses on product innovation and...
- Westport, CT (11 miles from Stamford, CT)
- 45+ days ago
- Westport, CT (11 miles from Stamford, CT)
- 45+ days ago
Job Title: I9 Compliance Coordinator Job Classification: Full Time, Non-exempt Company Overview: Headquartered in Westport, Connecticut; PetVet Care Centers is a nationwide veterinary network...
Demographic Data for Stamford, CT
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Salary for Compliance Manager Jobs in Stamford, CT
Highest Education Level
Compliance Managers in Stamford, CT offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Driving
- Automotive Repair
- Environmental Compliance
- Stormwater Management
- Network Security
- Process Management
- Collaboration
- Flexibility
- Implementation
- Certified Information Systems Security Pro
- Securities and Exchange Commission
- ServiceNow
- Certified Information Systems Auditor
- IT Governance
- Control & Countermeasure
- Environmental Regulations
- SOC 2
- Lending
- BSA
- Know Your Customer
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Internal Control
- Due Diligence
- Resolution
- Data Analytics
- Strategy Development
- Risk Management
- Finance
- Accounting
- Prioritizing
- Auditing
- Investigation
- Verbal Communication
- Written Communication
- Mentoring
- Coaching
- Documentation
- Data Analysis
- Interpersonal Skills
- Bachelor's Degree
- Employee Development
- Filing
- Reporting
- Regulations
- Microsoft PowerPoint
- Policy Development
- Project Management
- Microsoft Excel
- Microsoft Office
- Problem Solving
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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