Compliance Manager Jobs in Plantsville, CT
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Hartford, CT (18 miles from Plantsville, CT)
- 2 days ago
- Hartford, CT (18 miles from Plantsville, CT)
- 2 days ago
Certified Regulatory Compliance Manager (CRCM) certification or equivalent is preferred....
- Branford, CT (21 miles from Plantsville, CT)
- 9 days ago
- Branford, CT (21 miles from Plantsville, CT)
- 9 days ago
SARAH SENECA is a non-profit organization that provides residential services to individuals with physical and intellectual disabilities.ESSENTIAL JOB FUNCTIONS: Completes audits at the group homes...
Internal Audit Manager, Compliance
- Southington, CT (2 miles from Plantsville, CT)
- 9 days ago
- Southington, CT (2 miles from Plantsville, CT)
- 9 days ago
If you're looking for a meaningful career, you'll find it here at Webster. Founded in 1935, our focus has always been to put people first--doing whatever we can to help individuals, families,...
Remote WorkEnvironmental Compliance Coordinator
- Wallingford, CT (9 miles from Plantsville, CT)
- 10 days ago
- Wallingford, CT (9 miles from Plantsville, CT)
- 10 days ago
Salary: Competitive Contract: Full-time, permanent Working hours: 9am-5pm, Mon-Fri - 35 hours per week Determined to broaden your professional horizons in 2025? Here's a brand new job that might...
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- Guilford, CT (19 miles from Plantsville, CT)
- 16 days ago
- Guilford, CT (19 miles from Plantsville, CT)
- 16 days ago
Work Schedule Standard (Mon-Fri) Environmental Conditions Office Job Description Responsibilities: Join Thermo Fisher Scientific Inc. as a Manager, Regulatory Affairs, and play a pivotal role in...
If you're looking for a meaningful career, you'll find it here at Webster. Founded in 1935, our focus has always been to put people first--doing whatever we can to help individuals, families,...
Remote Work- New Haven, CT (18 miles from Plantsville, CT)
- 60+ days ago
- New Haven, CT (18 miles from Plantsville, CT)
- 60+ days ago
Position Focus: Under the general direction of the Director of the Conflict of Interest Office, and with broad latitude for discretion and independent judgment, the Compliance Coordinator is...
Regional Environmental Compliance Manager
- Meriden, CT (6 miles from Plantsville, CT)
- 90+ days ago
- Meriden, CT (6 miles from Plantsville, CT)
- 90+ days ago
Based in Meriden, CT, this role also includes direct oversight of an Environmental Compliance Manager, supporting their growth and ensuring alignment with company objectives....
Demographic Data for Plantsville, CT
Moving to Plantsville, CT? Find some basic demographic data about Plantsville, CT below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Plantsville, CT
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Plantsville, CT offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Executive Management
- Business Processes
- Change Management
- Implementation
- Prioritizing
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Certified Management Accountant
- Lending
- BSA
- Know Your Customer
- Automated Clearing House
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Mortgage Processing
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Internal Control
- Investment Banking
- Fraud Investigation
- Due Diligence
- Complaint Resolution
- Resolution
- Business Administration
- Risk Management
- Finance
- Strategy Development
- Auditing
- Written Communication
- Verbal Communication
- Investigation
- Documentation
- Mentoring
- Employee Development
- Collaboration
- Bachelor's Degree
- Coaching
- Filing
- Microsoft PowerPoint
- Regulations
- Reporting
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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