Compliance Manager Jobs in Westlake Village, CA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Agoura Hills, CA (4 miles from Westlake Village, CA)
- 16 hours ago
- Agoura Hills, CA (4 miles from Westlake Village, CA)
- 16 hours ago
Inventory & Compliance Coordinator Mobility Devices Location: Agoura Hills, CA A leading sales and operations company is seeking an Inventory & Compliance Coordinator to manage mobility device...
- Woodland Hills, CA (10 miles from Westlake Village, CA)
- 1 day ago
- Woodland Hills, CA (10 miles from Westlake Village, CA)
- 1 day ago
Anticipated End Date: 2025-03-18 Position Title: Compliance Director Job Description: Compliance Director Location: Alternate locations may be considered. This position will work in a hybrid model...
- Thousand Oaks, CA (4 miles from Westlake Village, CA)
- 13 days ago
- Thousand Oaks, CA (4 miles from Westlake Village, CA)
- 13 days ago
Expert in ITAR and EAR regulations with experience in Customs Regulations, Foreign Trade Regulations (FTR), Office of Foreign Assets Control (OFAC) Sanctions, Boycott Requirements, Dual Use and Multilateral...
- Calabasas, CA (4 miles from Westlake Village, CA)
- 24 days ago
- Calabasas, CA (4 miles from Westlake Village, CA)
- 24 days ago
Exciting Opportunities at Maverick Payments! Join our fast-paced, growing company and further your career with Maverick Payments, where you can thrive, your ideas are valued, and your colleagues...
Remote Work- Santa Monica, CA (22 miles from Westlake Village, CA)
- 30+ days ago
- Santa Monica, CA (22 miles from Westlake Village, CA)
- 30+ days ago
laundering program....
Job Title: Assistant Compliance Manager Location: CA - Irvine What you'll do: The Assistant Compliance Manager works under the direction of the Corporate Compliance Associate Director to oversee Mortgage...
Demographic Data for Westlake Village, CA
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Salary for Compliance Manager Jobs in Westlake Village, CA
Highest Education Level
Compliance Managers in Westlake Village, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Driving
- Automotive Repair
- Environmental Compliance
- Network Security
- Process Management
- Collaboration
- Flexibility
- Implementation
- Certified Information Systems Security Pro
- Securities and Exchange Commission
- ServiceNow
- Certified Information Systems Auditor
- IT Governance
- Control & Countermeasure
- Environmental Regulations
- SOC 2
- Lending
- BSA
- Know Your Customer
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Internal Control
- Due Diligence
- Resolution
- Data Analytics
- Strategy Development
- Risk Management
- Finance
- Accounting
- Prioritizing
- Auditing
- Investigation
- Verbal Communication
- Written Communication
- Mentoring
- Coaching
- Documentation
- Data Analysis
- Interpersonal Skills
- Bachelor's Degree
- Employee Development
- Filing
- Reporting
- Regulations
- Microsoft PowerPoint
- Policy Development
- Project Management
- Microsoft Excel
- Microsoft Office
- Problem Solving
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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