Compliance Manager Jobs in Walnut Creek, CA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Regulatory Affairs Manager APAC - Diabetes Care (on-site)
- Alameda, CA (13 miles from Walnut Creek, CA)
- 45+ days ago
- Alameda, CA (13 miles from Walnut Creek, CA)
- 45+ days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
- Fremont, CA (21 miles from Walnut Creek, CA)
- 2 days ago
- Fremont, CA (21 miles from Walnut Creek, CA)
- 2 days ago
Tesla is seeking a regulatory compliance program manager responsible for overseeing the North America Field Service team's compliance with all local, state, and federal laws, regulations, and...
Contracts Administration, Operation, And Compliance Director
- San Francisco, CA (19 miles from Walnut Creek, CA)
- 7 days ago
- San Francisco, CA (19 miles from Walnut Creek, CA)
- 7 days ago
Provide leadership, vision, direction, and support for the Contract Administration, Contract Operations, and Contract Compliance Managers to assist SFO Divisions with contract solicitation, management...
- Newark, CA (24 miles from Walnut Creek, CA)
- 14 days ago
- Newark, CA (24 miles from Walnut Creek, CA)
- 14 days ago
Expert in ITAR and EAR regulations with experience in Customs Regulations, Foreign Trade Regulations (FTR), Office of Foreign Assets Control (OFAC) Sanctions, Boycott Requirements, Dual Use and Multilateral...
- Oakland, CA (10 miles from Walnut Creek, CA)
- 14 days ago
- Oakland, CA (10 miles from Walnut Creek, CA)
- 14 days ago
Summary SUMMARY: Plans, coordinates, monitors compliance with federal, state and local regulations; manages accreditation activities necessary for maintaining required accreditation; manages...
Senior Compliance Officer, Escalations
- San Francisco, CA (19 miles from Walnut Creek, CA)
- 15 days ago
- San Francisco, CA (19 miles from Walnut Creek, CA)
- 15 days ago
This is Adyen Adyen provides payments, data, and financial products in a single solution for customers like Meta, Uber, H&M, and Microsoft - making us the financial technology platform of choice....
- South San Francisco, CA (24 miles from Walnut Creek, CA)
- 17 days ago
- South San Francisco, CA (24 miles from Walnut Creek, CA)
- 17 days ago
Regulatory Affairs Manager II | REMOTE ROLE | PST Hours We are seeking a Regulatory Affairs Manager II to support global regulatory initiatives and ensure compliance with regulatory requirements...
Remote Work- Emeryville, CA (12 miles from Walnut Creek, CA)
- 45+ days ago
- Emeryville, CA (12 miles from Walnut Creek, CA)
- 45+ days ago
What the Role Is Babylist is looking for a Production Compliance Manager to ensure that all Owned Brands products meet stringent regulatory, safety, and quality standards....
Risk and Reg FS - Regulatory Strategy & Compliance Manager
- San Francisco, CA (19 miles from Walnut Creek, CA)
- 60+ days ago
- San Francisco, CA (19 miles from Walnut Creek, CA)
- 60+ days ago
FCRA, TILA, HMDA, Fair Lending, UDAAP, etc, regulatory requirements, and related industry-leading practices relating to compliance risk management programs and processes; - Understanding issues involving...
Regulatory Affairs Manager - Heart Failure (on-site)
- Pleasanton, CA (19 miles from Walnut Creek, CA)
- 60+ days ago
- Pleasanton, CA (19 miles from Walnut Creek, CA)
- 60+ days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Demographic Data for Walnut Creek, CA
Moving to Walnut Creek, CA? Find some basic demographic data about Walnut Creek, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Walnut Creek, CA
Highest Education Level
Compliance Managers in Walnut Creek, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Driving
- Environmental Compliance
- Network Security
- Process Management
- Collaboration
- Flexibility
- Implementation
- Certified Information Systems Security Pro
- Securities and Exchange Commission
- ServiceNow
- Certified Information Systems Auditor
- IT Governance
- Environmental Regulations
- SOC 2
- Lending
- BSA
- Know Your Customer
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Financial Statements
- Internal Control
- Account Reconciliation
- Reconciliations
- Due Diligence
- Financial Reporting
- Resolution
- Strategy Development
- Risk Management
- Finance
- Collections
- Accounting
- Prioritizing
- Auditing
- Investigation
- Verbal Communication
- Written Communication
- Mentoring
- Coaching
- Documentation
- Bachelor's Degree
- Filing
- Reporting
- Regulations
- Microsoft PowerPoint
- Policy Development
- Project Management
- Microsoft Excel
- Microsoft Office
- Problem Solving
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
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