Compliance Manager Jobs in Van Nuys, CA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Agoura Hills, CA (14 miles from Van Nuys, CA)
- 9 hours ago
- Agoura Hills, CA (14 miles from Van Nuys, CA)
- 9 hours ago
Inventory & Compliance Coordinator Mobility Devices Location: Agoura Hills, CA A leading sales and operations company is seeking an Inventory & Compliance Coordinator to manage mobility device...
- Woodland Hills, CA (8 miles from Van Nuys, CA)
- 19 hours ago
- Woodland Hills, CA (8 miles from Van Nuys, CA)
- 19 hours ago
Anticipated End Date: 2025-03-18 Position Title: Compliance Director Job Description: Compliance Director Location: Alternate locations may be considered. This position will work in a hybrid model...
- Los Angeles, CA (20 miles from Van Nuys, CA)
- 1 day ago
- Los Angeles, CA (20 miles from Van Nuys, CA)
- 1 day ago
Compliance Director Location: Alternate locations may be considered. This position will work in a hybrid model (remote and office). The ideal candidate will live within 50 miles of one of our...
Regulatory Compliance, Manager
- Los Angeles, CA (20 miles from Van Nuys, CA)
- 10 days ago
- Los Angeles, CA (20 miles from Van Nuys, CA)
- 10 days ago
The estimated pay scale for the Regulatory Compliance Manager role based in Los Angeles, CA, is $110,615 to $140,000 annual salary....
- Thousand Oaks, CA (22 miles from Van Nuys, CA)
- 13 days ago
- Thousand Oaks, CA (22 miles from Van Nuys, CA)
- 13 days ago
Expert in ITAR and EAR regulations with experience in Customs Regulations, Foreign Trade Regulations (FTR), Office of Foreign Assets Control (OFAC) Sanctions, Boycott Requirements, Dual Use and Multilateral...
Invst Operations Securities Specialist
- Los Angeles, CA (20 miles from Van Nuys, CA)
- 15 days ago
- Los Angeles, CA (20 miles from Van Nuys, CA)
- 15 days ago
INVST OPERATIONS SECURITIES SPECIALIST WHAT IS THE OPPORTUNITY? The Securities Specialist will support responsibilities assigned to the Trust Operations team. Position will serve as a liaison...
Fair Banking Compliance Officer
- Los Angeles, CA (20 miles from Van Nuys, CA)
- 17 days ago
- Los Angeles, CA (20 miles from Van Nuys, CA)
- 17 days ago
services, including its affiliates, specifically focused on deposits and consumer lending....
Investment Operations Securities Specialist Senior
- Los Angeles, CA (20 miles from Van Nuys, CA)
- 20 days ago
- Los Angeles, CA (20 miles from Van Nuys, CA)
- 20 days ago
INVESTMENT OPERATIONS SECURITIES SPECIALIST SENIOR WHAT IS THE OPPORTUNITY? The Senior Securities Specialist will support responsibilities assigned to the Trust Operations team. Position will...
SOX Compliance Officer - Remote
- Los Angeles, CA (20 miles from Van Nuys, CA)
- 21 days ago
- Los Angeles, CA (20 miles from Van Nuys, CA)
- 21 days ago
Responsibilities: Oversee SOX compliance of routine processes that include lending, deposit, and investment processes within Zions Bancorporation and its affiliates....
Remote Work- Los Angeles, CA (20 miles from Van Nuys, CA)
- 23 days ago
- Los Angeles, CA (20 miles from Van Nuys, CA)
- 23 days ago
Proficient in consumer lending, mortgage and commercial lending laws and regulations....
- Calabasas, CA (14 miles from Van Nuys, CA)
- 23 days ago
- Calabasas, CA (14 miles from Van Nuys, CA)
- 23 days ago
Exciting Opportunities at Maverick Payments! Join our fast-paced, growing company and further your career with Maverick Payments, where you can thrive, your ideas are valued, and your colleagues...
Remote WorkCompliance Manager - Commercial Lending
- Los Angeles, CA (20 miles from Van Nuys, CA)
- 30+ days ago
- Los Angeles, CA (20 miles from Van Nuys, CA)
- 30+ days ago
This position is responsible for compliance oversight for all Commercial and Private Bank Lending department areas including lending and depository functions....
- Santa Monica, CA (10 miles from Van Nuys, CA)
- 30+ days ago
- Santa Monica, CA (10 miles from Van Nuys, CA)
- 30+ days ago
laundering program....
Regulatory Affairs Manager (Santa Clarita, CA)
- Santa Clarita, CA (22 miles from Van Nuys, CA)
- 30+ days ago
- Santa Clarita, CA (22 miles from Van Nuys, CA)
- 30+ days ago
Client is looking for a Regulatory & Quality Affairs Manager for our Valencia, CA corporate office. The Regulatory & Quality Affairs Manager ensures all facilities and or business entities...
- Los Angeles, CA (20 miles from Van Nuys, CA)
- 30+ days ago
- Los Angeles, CA (20 miles from Van Nuys, CA)
- 30+ days ago
Works with Senior Compliance Officer, Compliance Manager to maintain audit tracking logs and other tracking reports as deemed necessary....
Demographic Data for Van Nuys, CA
Moving to Van Nuys, CA? Find some basic demographic data about Van Nuys, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Van Nuys, CA
Highest Education Level
Compliance Managers in Van Nuys, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Driving
- Automotive Repair
- Environmental Compliance
- Stormwater Management
- Network Security
- Process Management
- Collaboration
- Flexibility
- Implementation
- Certified Information Systems Security Pro
- Securities and Exchange Commission
- ServiceNow
- Certified Information Systems Auditor
- IT Governance
- Control & Countermeasure
- Environmental Regulations
- SOC 2
- Lending
- BSA
- Know Your Customer
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Internal Control
- Due Diligence
- Resolution
- Data Analytics
- Strategy Development
- Risk Management
- Finance
- Accounting
- Prioritizing
- Auditing
- Investigation
- Verbal Communication
- Written Communication
- Mentoring
- Coaching
- Documentation
- Interpersonal Skills
- Bachelor's Degree
- Employee Development
- Filing
- Reporting
- Regulations
- Microsoft PowerPoint
- Policy Development
- Project Management
- Microsoft Excel
- Microsoft Office
- Problem Solving
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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