Compliance Manager Jobs in Sunnyvale, CA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- San Jose, CA (7 miles from Sunnyvale, CA)
- 21 hours ago
- San Jose, CA (7 miles from Sunnyvale, CA)
- 21 hours ago
The Company PayPal has been revolutionizing commerce globally for more than 25 years. Creating innovative experiences that make moving money, selling, and shopping simple, personalized, and...
- Fremont, CA (12 miles from Sunnyvale, CA)
- 2 days ago
- Fremont, CA (12 miles from Sunnyvale, CA)
- 2 days ago
Tesla is seeking a regulatory compliance program manager responsible for overseeing the North America Field Service team's compliance with all local, state, and federal laws, regulations, and...
- Milpitas, CA (11 miles from Sunnyvale, CA)
- 4 days ago
- Milpitas, CA (11 miles from Sunnyvale, CA)
- 4 days ago
We are seeking a Labor Compliance Coordinator for general construction projects to ensure compliance with federal, state, and local labor laws. This role involves overseeing prevailing wage...
Privacy Risk and Compliance Manager
- Menlo Park, CA (10 miles from Sunnyvale, CA)
- 8 days ago
- Menlo Park, CA (10 miles from Sunnyvale, CA)
- 8 days ago
We are seeking a Privacy Risk and Compliance Manager with broad operational knowledge across a range of risk and compliance disciplines....
- Newark, CA (9 miles from Sunnyvale, CA)
- 13 days ago
- Newark, CA (9 miles from Sunnyvale, CA)
- 13 days ago
Expert in ITAR and EAR regulations with experience in Customs Regulations, Foreign Trade Regulations (FTR), Office of Foreign Assets Control (OFAC) Sanctions, Boycott Requirements, Dual Use and Multilateral...
Sanctions Compliance Officer (SCO)
- San Jose, CA (7 miles from Sunnyvale, CA)
- 15 days ago
- San Jose, CA (7 miles from Sunnyvale, CA)
- 15 days ago
designations and related regulatory announcements for potential impact on the organization o Assist with testing and audits of the sanctions compliance program and periodic OFAC and sanctions risk...
- Santa Clara, CA (4 miles from Sunnyvale, CA)
- 18 days ago
- Santa Clara, CA (4 miles from Sunnyvale, CA)
- 18 days ago
MICRO CENTER is the nation’s leading computer and electronic device big box retailer! Our technology superstore has an industry-leading 40,000+ selection of premier computer products and the most...
Staff Product Compliance Manager - Money Movement
- Mountain View, CA (2 miles from Sunnyvale, CA)
- 45+ days ago
- Mountain View, CA (2 miles from Sunnyvale, CA)
- 45+ days ago
We are seeking a Staff Product Compliance Manager - Money Movement for product compliance management to guide the company as it grows its consumer money movement programs and capabilities....
Regulatory Affairs Manager - Heart Failure (on-site)
- Pleasanton, CA (19 miles from Sunnyvale, CA)
- 60+ days ago
- Pleasanton, CA (19 miles from Sunnyvale, CA)
- 60+ days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Fleet Safety & Compliance Coordinator
- Mountain View, CA (2 miles from Sunnyvale, CA)
- 90+ days ago
- Mountain View, CA (2 miles from Sunnyvale, CA)
- 90+ days ago
Who we are Gatik, the leader in autonomous middle mile logistics, delivers goods safely and efficiently using its fleet of light & medium-duty trucks. The company focuses on short-haul, B2B...
Demographic Data for Sunnyvale, CA
Moving to Sunnyvale, CA? Find some basic demographic data about Sunnyvale, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Sunnyvale, CA
Highest Education Level
Compliance Managers in Sunnyvale, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Driving
- Automotive Repair
- Environmental Compliance
- Stormwater Management
- Network Security
- Process Management
- Collaboration
- Flexibility
- Implementation
- Certified Information Systems Security Pro
- Securities and Exchange Commission
- ServiceNow
- Certified Information Systems Auditor
- IT Governance
- Control & Countermeasure
- Environmental Regulations
- SOC 2
- Lending
- BSA
- Know Your Customer
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Internal Control
- Due Diligence
- Resolution
- Strategy Development
- Risk Management
- Finance
- Accounting
- Prioritizing
- Auditing
- Investigation
- Verbal Communication
- Written Communication
- Mentoring
- Coaching
- Documentation
- Data Analysis
- Interpersonal Skills
- Bachelor's Degree
- Employee Development
- Filing
- Reporting
- Regulations
- Microsoft PowerPoint
- Policy Development
- Project Management
- Microsoft Excel
- Microsoft Office
- Problem Solving
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
Compliance Manager Related Career Advice Articles
How to Decide Between Investment Banking and Commercial Banking
Many finance professionals begin the career planning phase by taking some time to figure out whether they want to pursue commercial banking or investment banking. While both career paths can reap great rewards, each comes with a different set of responsibilities and skills. Here is a breakdown of some of the factors that separate careers in investment and commercial banking to consider.
Read article »