Compliance Manager Jobs in Santa Cruz, CA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- San Jose, CA (24 miles from Santa Cruz, CA)
- 3 days ago
- San Jose, CA (24 miles from Santa Cruz, CA)
- 3 days ago
The Company PayPal has been revolutionizing commerce globally for more than 25 years. Creating innovative experiences that make moving money, selling, and shopping simple, personalized, and...
Sanctions Compliance Officer (SCO)
- San Jose, CA (24 miles from Santa Cruz, CA)
- 17 days ago
- San Jose, CA (24 miles from Santa Cruz, CA)
- 17 days ago
designations and related regulatory announcements for potential impact on the organization o Assist with testing and audits of the sanctions compliance program and periodic OFAC and sanctions risk...
- Santa Clara, CA (22 miles from Santa Cruz, CA)
- 20 days ago
- Santa Clara, CA (22 miles from Santa Cruz, CA)
- 20 days ago
MICRO CENTER is the nation’s leading computer and electronic device big box retailer! Our technology superstore has an industry-leading 40,000+ selection of premier computer products and the most...
Staff Product Compliance Manager - Money Movement
- Mountain View, CA (24 miles from Santa Cruz, CA)
- 45+ days ago
- Mountain View, CA (24 miles from Santa Cruz, CA)
- 45+ days ago
We are seeking a Staff Product Compliance Manager - Money Movement for product compliance management to guide the company as it grows its consumer money movement programs and capabilities....
Fleet Safety & Compliance Coordinator
- Mountain View, CA (24 miles from Santa Cruz, CA)
- 90+ days ago
- Mountain View, CA (24 miles from Santa Cruz, CA)
- 90+ days ago
Who we are Gatik, the leader in autonomous middle mile logistics, delivers goods safely and efficiently using its fleet of light & medium-duty trucks. The company focuses on short-haul, B2B...
Demographic Data for Santa Cruz, CA
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Salary for Compliance Manager Jobs in Santa Cruz, CA
Highest Education Level
Compliance Managers in Santa Cruz, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Driving
- Environmental Compliance
- Network Security
- Process Management
- Collaboration
- Flexibility
- Implementation
- Certified Information Systems Security Pro
- Securities and Exchange Commission
- ServiceNow
- Certified Information Systems Auditor
- IT Governance
- Control & Countermeasure
- Environmental Regulations
- SOC 2
- Lending
- BSA
- Know Your Customer
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Financial Statements
- Internal Control
- Account Reconciliation
- Reconciliations
- Due Diligence
- Resolution
- Financial Reporting
- Strategy Development
- Risk Management
- Finance
- Collections
- Accounting
- Prioritizing
- Auditing
- Investigation
- Verbal Communication
- Written Communication
- Mentoring
- Coaching
- Documentation
- Bachelor's Degree
- Employee Development
- Filing
- Reporting
- Regulations
- Microsoft PowerPoint
- Policy Development
- Project Management
- Microsoft Excel
- Microsoft Office
- Problem Solving
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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