Compliance Manager Jobs in Santa Cruz, CA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Global Trade Compliance Director
- San Jose, CA (24 miles from Santa Cruz, CA)
- 10 days ago
- San Jose, CA (24 miles from Santa Cruz, CA)
- 10 days ago
., EAR, ITAR, OFAC, sanctions, customs regulations) Support the implementation and day-to-day management of export, import, and sanctions compliance policies and procedures aligned with U.S. and international...
Quality Compliance Coordinator, Registered Nurse, Home Health
- Santa Cruz, CA
- 10 days ago
- Santa Cruz, CA
- 10 days ago
We are so glad you are interested in joining Sutter Health! Organization: SCAH-Sutter Care at Home - Santa Cruz Position Overview: This position will cover both Santa Cruz and Salinas. Position...
Tax Accountant - Tax - Global Compliance and Reporting - Manager - Multiple Positions - 1596977
- San Jose, CA (24 miles from Santa Cruz, CA)
- 15 days ago
- San Jose, CA (24 miles from Santa Cruz, CA)
- 15 days ago
At EY, you'll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture and technology to become the best version of you. And we're counting on your...
Tax Accountant - Tax - Global Compliance and Reporting - Manager - Multiple Positions - 1596977
- San Jose, CA (23 miles from Santa Cruz, CA)
- 18 days ago
- San Jose, CA (23 miles from Santa Cruz, CA)
- 18 days ago
At EY, youll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture and technology to become the best version of you. And were counting on your...
Cybersecurity Risk & Compliance Manager
- Santa Clara, CA (22 miles from Santa Cruz, CA)
- 26 days ago
- Santa Clara, CA (22 miles from Santa Cruz, CA)
- 26 days ago
Your Team, Your Impact As a Cybersecurity Risk and Compliance Manager at Marvell Technology, you will lead our cybersecurity team in ensuring the organization's adherence to industry regulations, standards...
- San Jose, CA (24 miles from Santa Cruz, CA)
- 30+ days ago
- San Jose, CA (24 miles from Santa Cruz, CA)
- 30+ days ago
The Company PayPal has been revolutionizing commerce globally for more than 25 years. Creating innovative experiences that make moving money, selling, and shopping simple, personalized, and...
Sanctions Compliance Officer (SCO)
- San Jose, CA (24 miles from Santa Cruz, CA)
- 45+ days ago
- San Jose, CA (24 miles from Santa Cruz, CA)
- 45+ days ago
designations and related regulatory announcements for potential impact on the organization o Assist with testing and audits of the sanctions compliance program and periodic OFAC and sanctions risk...
- Santa Clara, CA (22 miles from Santa Cruz, CA)
- 45+ days ago
- Santa Clara, CA (22 miles from Santa Cruz, CA)
- 45+ days ago
MICRO CENTER is the nation’s leading computer and electronic device big box retailer! Our technology superstore has an industry-leading 40,000+ selection of premier computer products and the most...
Staff Product Compliance Manager - Money Movement
- Mountain View, CA (24 miles from Santa Cruz, CA)
- 90+ days ago
- Mountain View, CA (24 miles from Santa Cruz, CA)
- 90+ days ago
We are seeking a Staff Product Compliance Manager - Money Movement for product compliance management to guide the company as it grows its consumer money movement programs and capabilities....
Demographic Data for Santa Cruz, CA
Moving to Santa Cruz, CA? Find some basic demographic data about Santa Cruz, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Santa Cruz, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Santa Cruz, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Automotive Repair
- Insurance Verification
- Environmental Compliance
- Revenue Cycle
- Water Quality
- Collaboration
- Flexibility
- Implementation
- Cost Reduction
- Securities and Exchange Commission
- Fixed Income
- National Pollutant Discharge Elimination System
- Control & Countermeasure
- Lending
- BSA
- Know Your Customer
- Automated Clearing House
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Mortgage Processing
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Internal Control
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Prioritizing
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Documentation
- Mentoring
- Data Analysis
- Reporting
- Bachelor's Degree
- Coaching
- Filing
- Regulations
- Microsoft PowerPoint
- Policy Development
- Problem Solving
- Project Management
- Microsoft Excel
- Microsoft Office
- Time Management
- Staff Supervision
- Organization
- Customer Service
- Research Skills
- Scheduling
- Leadership
- Communication Skills
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