Compliance Manager Jobs in Palo Alto, CA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- San Jose, CA (15 miles from Palo Alto, CA)
- 4 days ago
- San Jose, CA (15 miles from Palo Alto, CA)
- 4 days ago
The Regulatory Affairs Manager will be responsible for developing and executing regulatory strategies for medical devices in accordance with health authority regulations/guidance and global...
Sr Regulatory Affairs Manager - Transcatheter Mitral and Tricuspid Valve Repair (on-site)
- Santa Clara, CA (12 miles from Palo Alto, CA)
- 7 days ago
- Santa Clara, CA (12 miles from Palo Alto, CA)
- 7 days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Regulatory Affairs Manager Vascular (on-site)
- Santa Clara, CA (12 miles from Palo Alto, CA)
- 8 days ago
- Santa Clara, CA (12 miles from Palo Alto, CA)
- 8 days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Regulatory Affairs Manager - Heart Failure (on-site)
- Pleasanton, CA (21 miles from Palo Alto, CA)
- 10 days ago
- Pleasanton, CA (21 miles from Palo Alto, CA)
- 10 days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
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. _ Key Responsibilities: Design, implement, and manage a comprehensive control testing program to evaluate the effectiveness of compliance controls across various compliance functions (e.g., anti-money...
Staff Product Compliance Manager
- Mountain View, CA (5 miles from Palo Alto, CA)
- 16 days ago
- Mountain View, CA (5 miles from Palo Alto, CA)
- 16 days ago
In support of their needs, we are looking for a Staff Product Compliance Manager Job Description: Job Title: Staff Product Compliance Manager Job Type: Full-time Job Location: Mountain View, CA or San...
Quality Compliance Coordinator, Registered Nurse, Home Health
- San Mateo, CA (12 miles from Palo Alto, CA)
- 28 days ago
- San Mateo, CA (12 miles from Palo Alto, CA)
- 28 days ago
We are so glad you are interested in joining Sutter Health! Organization: SCAH-Sutter Care at Home - Bay Position Overview: Successful candidate will have strong Home Health experience plus...
Tax Accountant - Tax - Global Compliance and Reporting - Manager - Multiple Positions - 1596977
- San Jose, CA (15 miles from Palo Alto, CA)
- 30+ days ago
- San Jose, CA (15 miles from Palo Alto, CA)
- 30+ days ago
At EY, you'll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture and technology to become the best version of you. And we're counting on your...
Environmental Compliance Supervisor
- Union City, CA (12 miles from Palo Alto, CA)
- 30+ days ago
- Union City, CA (12 miles from Palo Alto, CA)
- 30+ days ago
Environmental Compliance Supervisor Make a Difference in Protecting Our Water and Environment Are you passionate about environmental protection and regulatory compliance? Do you thrive in a...
Tax Accountant - Tax - Global Compliance and Reporting - Manager - Multiple Positions - 1596977
- San Jose, CA (15 miles from Palo Alto, CA)
- 30+ days ago
- San Jose, CA (15 miles from Palo Alto, CA)
- 30+ days ago
At EY, youll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture and technology to become the best version of you. And were counting on your...
Senior Regulatory Affairs Manager APAC - Diabetes Care (on-site)
- Alameda, CA (23 miles from Palo Alto, CA)
- 30+ days ago
- Alameda, CA (23 miles from Palo Alto, CA)
- 30+ days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Regulatory Affairs Manager - International Compliance Operations - Diabetes Care (on-site)
- Alameda, CA (23 miles from Palo Alto, CA)
- 45+ days ago
- Alameda, CA (23 miles from Palo Alto, CA)
- 45+ days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
- Oakland, CA (23 miles from Palo Alto, CA)
- 60+ days ago
- Oakland, CA (23 miles from Palo Alto, CA)
- 60+ days ago
Summary SUMMARY: Plans, coordinates, monitors compliance with federal, state and local regulations; manages accreditation activities necessary for maintaining required accreditation; manages...
Cybersecurity Risk & Compliance Manager
- Santa Clara, CA (12 miles from Palo Alto, CA)
- 30+ days ago
- Santa Clara, CA (12 miles from Palo Alto, CA)
- 30+ days ago
Your Team, Your Impact As a Cybersecurity Risk and Compliance Manager at Marvell Technology, you will lead our cybersecurity team in ensuring the organization's adherence to industry regulations, standards...
- Redwood City, CA (5 miles from Palo Alto, CA)
- 45+ days ago
- Redwood City, CA (5 miles from Palo Alto, CA)
- 45+ days ago
This includes overseeing the Bank Secrecy Act (BSA), Anti-Money Laundering (AML), Third-Party Risk Management (TPRM), operational compliance, testing, and more....
Demographic Data for Palo Alto, CA
Moving to Palo Alto, CA? Find some basic demographic data about Palo Alto, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Palo Alto, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Palo Alto, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Executive Management
- Business Processes
- Change Management
- Flexibility
- Implementation
- Prioritizing
- Cost Reduction
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Certified Management Accountant
- Lending
- BSA
- Know Your Customer
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Mortgage Processing
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Internal Control
- Investment Banking
- Due Diligence
- Resolution
- Business Administration
- Risk Management
- Finance
- Strategy Development
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Documentation
- Collaboration
- Mentoring
- Data Analysis
- Employee Development
- Bachelor's Degree
- Coaching
- Reporting
- Filing
- Regulations
- Microsoft PowerPoint
- Multitasking
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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