Compliance Manager Jobs in Novato, CA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Emeryville, CA (24 miles from Novato, CA)
- 45+ days ago
- Emeryville, CA (24 miles from Novato, CA)
- 45+ days ago
What the Role Is Babylist is looking for a Production Compliance Manager to ensure that all Owned Brands products meet stringent regulatory, safety, and quality standards....
Demographic Data for Novato, CA
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Salary for Compliance Manager Jobs in Novato, CA
Highest Education Level
Compliance Managers in Novato, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Driving
- Environmental Compliance
- Network Security
- Process Management
- Collaboration
- Flexibility
- Implementation
- Certified Information Systems Security Pro
- Securities and Exchange Commission
- ServiceNow
- Certified Information Systems Auditor
- IT Governance
- Environmental Regulations
- SOC 2
- Lending
- BSA
- Know Your Customer
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Financial Statements
- Internal Control
- Account Reconciliation
- Reconciliations
- Due Diligence
- Financial Reporting
- Resolution
- Strategy Development
- Risk Management
- Finance
- Collections
- Accounting
- Prioritizing
- Auditing
- Investigation
- Verbal Communication
- Written Communication
- Mentoring
- Coaching
- Documentation
- Bachelor's Degree
- Employee Development
- Filing
- Reporting
- Regulations
- Microsoft PowerPoint
- Policy Development
- Project Management
- Microsoft Excel
- Microsoft Office
- Problem Solving
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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