Compliance Manager Jobs in Norwalk, CA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Los Angeles, CA (10 miles from Norwalk, CA)
- 6 hours ago
- Los Angeles, CA (10 miles from Norwalk, CA)
- 6 hours ago
Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), and/or Certified Financial Services Auditor (CFSA) designation a plus....
- Los Angeles, CA (10 miles from Norwalk, CA)
- 2 days ago
- Los Angeles, CA (10 miles from Norwalk, CA)
- 2 days ago
Compliance Director Location: Alternate locations may be considered. This position will work in a hybrid model (remote and office). The ideal candidate will live within 50 miles of one of our...
Online Programs: Credit Enrichment Compliance Coordinator
- Irwindale, CA (18 miles from Norwalk, CA)
- 4 days ago
- Irwindale, CA (18 miles from Norwalk, CA)
- 4 days ago
Are you seeking an opportunity to impact students lives positively? Do you believe that every student should have the opportunity for success? If so, Options For Youth (OFY) is the place for you!...
Legal and Compliance Coordinator
- Santa Ana, CA (16 miles from Norwalk, CA)
- 7 days ago
- Santa Ana, CA (16 miles from Norwalk, CA)
- 7 days ago
ILLUMINATION FOUNDATION Legal and Compliance Coordinator in Santa Ana , California Every person deserves compassion, dignity, and the safety of a place to call home. Homelessness is the largest...
- Rancho Palos Verdes, CA (19 miles from Norwalk, CA)
- 9 days ago
- Rancho Palos Verdes, CA (19 miles from Norwalk, CA)
- 9 days ago
EDUCATION AND WORK EXPERIENCE: • Minimum seven (7) years’ work experience in affordable property management field as an Occupancy Specialist or Compliance Manager level or higher providing compliance...
Compliance Supervisor (Returns-Repairs)
- Chino, CA (24 miles from Norwalk, CA)
- 10 days ago
- Chino, CA (24 miles from Norwalk, CA)
- 10 days ago
Compliance Supervisor (Returns-Repairs) 3.8 3.8 out of 5 stars Chino, CA Contract type Full-Time Location Chino, CA Specialty Retail Salary $25.00/hr - $28.00/hr. Remote No Reference 483037...
Regulatory Compliance, Manager
- Los Angeles, CA (10 miles from Norwalk, CA)
- 10 days ago
- Los Angeles, CA (10 miles from Norwalk, CA)
- 10 days ago
The estimated pay scale for the Regulatory Compliance Manager role based in Los Angeles, CA, is $110,615 to $140,000 annual salary....
Invst Operations Securities Specialist
- Los Angeles, CA (10 miles from Norwalk, CA)
- 16 days ago
- Los Angeles, CA (10 miles from Norwalk, CA)
- 16 days ago
INVST OPERATIONS SECURITIES SPECIALIST WHAT IS THE OPPORTUNITY? The Securities Specialist will support responsibilities assigned to the Trust Operations team. Position will serve as a liaison...
Export Compliance Officer II for Training & Communication
- Torrance, CA (14 miles from Norwalk, CA)
- 16 days ago
- Torrance, CA (14 miles from Norwalk, CA)
- 16 days ago
Senior Export Compliance Officer for Training & Communications Clearwater, FL #hybrid after first 90 days The future is what you make it. When you join Honeywell, you become a member of our global...
Fair Banking Compliance Officer
- Los Angeles, CA (10 miles from Norwalk, CA)
- 17 days ago
- Los Angeles, CA (10 miles from Norwalk, CA)
- 17 days ago
services, including its affiliates, specifically focused on deposits and consumer lending....
- Orange, CA (15 miles from Norwalk, CA)
- 18 days ago
- Orange, CA (15 miles from Norwalk, CA)
- 18 days ago
Join the transformative team at City of Hope, where we're changing lives and making a real difference in the fight against cancer, diabetes, and other life-threatening illnesses. City of Hopes...
Quality Assurance & Compliance Coordinator - Food Industry
- Irvine, CA (21 miles from Norwalk, CA)
- 19 days ago
- Irvine, CA (21 miles from Norwalk, CA)
- 19 days ago
Quality Assurance & Compliance Coordinator - Food Industry Adecco - 3.7 Irvine, CA Job Details $50,000 - $60,000 a year 2 days ago Benefits Paid holidays Disability insurance Health insurance...
Investment Operations Securities Specialist Senior
- Los Angeles, CA (10 miles from Norwalk, CA)
- 21 days ago
- Los Angeles, CA (10 miles from Norwalk, CA)
- 21 days ago
INVESTMENT OPERATIONS SECURITIES SPECIALIST SENIOR WHAT IS THE OPPORTUNITY? The Senior Securities Specialist will support responsibilities assigned to the Trust Operations team. Position will...
SOX Compliance Officer - Remote
- Los Angeles, CA (10 miles from Norwalk, CA)
- 22 days ago
- Los Angeles, CA (10 miles from Norwalk, CA)
- 22 days ago
Responsibilities: Oversee SOX compliance of routine processes that include lending, deposit, and investment processes within Zions Bancorporation and its affiliates....
Remote Work- Los Angeles, CA (10 miles from Norwalk, CA)
- 24 days ago
- Los Angeles, CA (10 miles from Norwalk, CA)
- 24 days ago
Proficient in consumer lending, mortgage and commercial lending laws and regulations....
Demographic Data for Norwalk, CA
Moving to Norwalk, CA? Find some basic demographic data about Norwalk, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Norwalk, CA
Highest Education Level
Compliance Managers in Norwalk, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Driving
- Environmental Compliance
- Network Security
- Process Management
- Collaboration
- Flexibility
- Implementation
- Certified Information Systems Security Pro
- Securities and Exchange Commission
- ServiceNow
- Certified Information Systems Auditor
- IT Governance
- Environmental Regulations
- SOC 2
- Lending
- BSA
- Know Your Customer
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Financial Statements
- Internal Control
- Account Reconciliation
- Reconciliations
- Due Diligence
- Financial Reporting
- Resolution
- Strategy Development
- Risk Management
- Finance
- Collections
- Accounting
- Prioritizing
- Auditing
- Investigation
- Verbal Communication
- Written Communication
- Mentoring
- Coaching
- Documentation
- Bachelor's Degree
- Filing
- Reporting
- Regulations
- Microsoft PowerPoint
- Policy Development
- Project Management
- Microsoft Excel
- Microsoft Office
- Problem Solving
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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