Compliance Manager Jobs in Long Beach, CA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Los Angeles, CA (10 miles from Long Beach, CA)
- 1 day ago
- Los Angeles, CA (10 miles from Long Beach, CA)
- 1 day ago
Compliance Director Location: Alternate locations may be considered. This position will work in a hybrid model (remote and office). The ideal candidate will live within 50 miles of one of our...
Legal and Compliance Coordinator
- Santa Ana, CA (23 miles from Long Beach, CA)
- 6 days ago
- Santa Ana, CA (23 miles from Long Beach, CA)
- 6 days ago
ILLUMINATION FOUNDATION Legal and Compliance Coordinator in Santa Ana , California Every person deserves compassion, dignity, and the safety of a place to call home. Homelessness is the largest...
- Rancho Palos Verdes, CA (7 miles from Long Beach, CA)
- 9 days ago
- Rancho Palos Verdes, CA (7 miles from Long Beach, CA)
- 9 days ago
EDUCATION AND WORK EXPERIENCE: • Minimum seven (7) years’ work experience in affordable property management field as an Occupancy Specialist or Compliance Manager level or higher providing compliance...
Regulatory Compliance, Manager
- Los Angeles, CA (10 miles from Long Beach, CA)
- 9 days ago
- Los Angeles, CA (10 miles from Long Beach, CA)
- 9 days ago
The estimated pay scale for the Regulatory Compliance Manager role based in Los Angeles, CA, is $110,615 to $140,000 annual salary....
Invst Operations Securities Specialist
- Los Angeles, CA (10 miles from Long Beach, CA)
- 15 days ago
- Los Angeles, CA (10 miles from Long Beach, CA)
- 15 days ago
INVST OPERATIONS SECURITIES SPECIALIST WHAT IS THE OPPORTUNITY? The Securities Specialist will support responsibilities assigned to the Trust Operations team. Position will serve as a liaison...
Export Compliance Officer II for Training & Communication
- Torrance, CA (3 miles from Long Beach, CA)
- 15 days ago
- Torrance, CA (3 miles from Long Beach, CA)
- 15 days ago
Senior Export Compliance Officer for Training & Communications Clearwater, FL #hybrid after first 90 days The future is what you make it. When you join Honeywell, you become a member of our global...
Fair Banking Compliance Officer
- Los Angeles, CA (10 miles from Long Beach, CA)
- 16 days ago
- Los Angeles, CA (10 miles from Long Beach, CA)
- 16 days ago
services, including its affiliates, specifically focused on deposits and consumer lending....
- Orange, CA (23 miles from Long Beach, CA)
- 17 days ago
- Orange, CA (23 miles from Long Beach, CA)
- 17 days ago
Join the transformative team at City of Hope, where we're changing lives and making a real difference in the fight against cancer, diabetes, and other life-threatening illnesses. City of Hopes...
Investment Operations Securities Specialist Senior
- Los Angeles, CA (10 miles from Long Beach, CA)
- 20 days ago
- Los Angeles, CA (10 miles from Long Beach, CA)
- 20 days ago
INVESTMENT OPERATIONS SECURITIES SPECIALIST SENIOR WHAT IS THE OPPORTUNITY? The Senior Securities Specialist will support responsibilities assigned to the Trust Operations team. Position will...
SOX Compliance Officer - Remote
- Los Angeles, CA (10 miles from Long Beach, CA)
- 21 days ago
- Los Angeles, CA (10 miles from Long Beach, CA)
- 21 days ago
Responsibilities: Oversee SOX compliance of routine processes that include lending, deposit, and investment processes within Zions Bancorporation and its affiliates....
Remote Work- Los Angeles, CA (10 miles from Long Beach, CA)
- 23 days ago
- Los Angeles, CA (10 miles from Long Beach, CA)
- 23 days ago
Proficient in consumer lending, mortgage and commercial lending laws and regulations....
Compliance Manager - Commercial Lending
- Los Angeles, CA (10 miles from Long Beach, CA)
- 30+ days ago
- Los Angeles, CA (10 miles from Long Beach, CA)
- 30+ days ago
This position is responsible for compliance oversight for all Commercial and Private Bank Lending department areas including lending and depository functions....
- Santa Ana, CA (23 miles from Long Beach, CA)
- 30+ days ago
- Santa Ana, CA (23 miles from Long Beach, CA)
- 30+ days ago
Position Overview We are hiring a Sr. Manager, Regulatory Affairs. The Sr. Manager, Regulatory Affairs will be responsible for ensuring that product, process, and procedures are sufficiently...
- Santa Monica, CA (18 miles from Long Beach, CA)
- 30+ days ago
- Santa Monica, CA (18 miles from Long Beach, CA)
- 30+ days ago
laundering program....
EMPLOYEE RELATIONS AND COMPLIANCE MANAGER Located onsite at Rocket Lab's global headquarters in Long Beach, CA, the Employee Relations and Compliance Manager will be leading a team of hard-working and...
Demographic Data for Long Beach, CA
Moving to Long Beach, CA? Find some basic demographic data about Long Beach, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Long Beach, CA
Highest Education Level
Compliance Managers in Long Beach, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Driving
- Automotive Repair
- Environmental Compliance
- Network Security
- Process Management
- Collaboration
- Flexibility
- Implementation
- Certified Information Systems Security Pro
- Securities and Exchange Commission
- ServiceNow
- Certified Information Systems Auditor
- IT Governance
- Control & Countermeasure
- Environmental Regulations
- SOC 2
- Lending
- BSA
- Know Your Customer
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Internal Control
- Due Diligence
- Resolution
- Data Analytics
- Strategy Development
- Risk Management
- Finance
- Accounting
- Prioritizing
- Auditing
- Investigation
- Verbal Communication
- Written Communication
- Mentoring
- Coaching
- Documentation
- Data Analysis
- Interpersonal Skills
- Bachelor's Degree
- Employee Development
- Filing
- Reporting
- Regulations
- Microsoft PowerPoint
- Policy Development
- Project Management
- Microsoft Excel
- Microsoft Office
- Problem Solving
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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