Compliance Manager Jobs in Fountain Valley, CA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Compliance Coordinator - Newport Beach, CA
- Newport Beach, CA (10 miles from Fountain Valley, CA)
- 14 hours ago
- Newport Beach, CA (10 miles from Fountain Valley, CA)
- 14 hours ago
Company Description As a leading healthcare education organization, Unitek Learnings family of schools helps thousands of students launch and accelerate their careers every year. As a rapidly...
Legal and Compliance Coordinator
- Santa Ana, CA (5 miles from Fountain Valley, CA)
- 6 days ago
- Santa Ana, CA (5 miles from Fountain Valley, CA)
- 6 days ago
ILLUMINATION FOUNDATION Legal and Compliance Coordinator in Santa Ana , California Every person deserves compassion, dignity, and the safety of a place to call home. Homelessness is the largest...
- Rancho Palos Verdes, CA (23 miles from Fountain Valley, CA)
- 9 days ago
- Rancho Palos Verdes, CA (23 miles from Fountain Valley, CA)
- 9 days ago
EDUCATION AND WORK EXPERIENCE: • Minimum seven (7) years’ work experience in affordable property management field as an Occupancy Specialist or Compliance Manager level or higher providing compliance...
Compliance Supervisor (Returns-Repairs)
- Chino, CA (24 miles from Fountain Valley, CA)
- 9 days ago
- Chino, CA (24 miles from Fountain Valley, CA)
- 9 days ago
Compliance Supervisor (Returns-Repairs) 3.8 3.8 out of 5 stars Chino, CA Contract type Full-Time Location Chino, CA Specialty Retail Salary $25.00/hr - $28.00/hr. Remote No Reference 483037...
Export Compliance Officer II for Training & Communication
- Torrance, CA (22 miles from Fountain Valley, CA)
- 15 days ago
- Torrance, CA (22 miles from Fountain Valley, CA)
- 15 days ago
Senior Export Compliance Officer for Training & Communications Clearwater, FL #hybrid after first 90 days The future is what you make it. When you join Honeywell, you become a member of our global...
- Orange, CA (7 miles from Fountain Valley, CA)
- 17 days ago
- Orange, CA (7 miles from Fountain Valley, CA)
- 17 days ago
Join the transformative team at City of Hope, where we're changing lives and making a real difference in the fight against cancer, diabetes, and other life-threatening illnesses. City of Hopes...
Quality Assurance & Compliance Coordinator - Food Industry
- Irvine, CA (11 miles from Fountain Valley, CA)
- 18 days ago
- Irvine, CA (11 miles from Fountain Valley, CA)
- 18 days ago
Quality Assurance & Compliance Coordinator - Food Industry Adecco - 3.7 Irvine, CA Job Details $50,000 - $60,000 a year 2 days ago Benefits Paid holidays Disability insurance Health insurance...
- Santa Ana, CA (5 miles from Fountain Valley, CA)
- 30+ days ago
- Santa Ana, CA (5 miles from Fountain Valley, CA)
- 30+ days ago
Position Overview We are hiring a Sr. Manager, Regulatory Affairs. The Sr. Manager, Regulatory Affairs will be responsible for ensuring that product, process, and procedures are sufficiently...
Employee Relations and Compliance Manager
- Long Beach, CA (19 miles from Fountain Valley, CA)
- 30+ days ago
- Long Beach, CA (19 miles from Fountain Valley, CA)
- 30+ days ago
EMPLOYEE RELATIONS AND COMPLIANCE MANAGER Located onsite at Rocket Lab's global headquarters in Long Beach, CA, the Employee Relations and Compliance Manager will be leading a team of hard-working and...
Quality Food Safety Compliance Supervisor
- City of Industry, CA (20 miles from Fountain Valley, CA)
- 30+ days ago
- City of Industry, CA (20 miles from Fountain Valley, CA)
- 30+ days ago
At Danone, manufacturing high-quality products and meeting demand are key priorities for our plant teams. We have an opening for a Quality and Food Safety Compliance Supervisor based in our City...
- Newport Beach, CA (10 miles from Fountain Valley, CA)
- 45+ days ago
- Newport Beach, CA (10 miles from Fountain Valley, CA)
- 45+ days ago
Evolus is a performance beauty company with a customer-centric approach focused on delivering breakthrough products.We are seeking an experienced and driven Regulatory Affairs Manager to join our...
- Buena Park, CA (9 miles from Fountain Valley, CA)
- 45+ days ago
- Buena Park, CA (9 miles from Fountain Valley, CA)
- 45+ days ago
Description Ensure that marketing and information is within regulations for advertisements, e comm platforms, social media and US and global markets Assist with expansion into newer markets like...
ACAM / Compliance Coordinator (ACA2025-7886)
- Anaheim, CA (9 miles from Fountain Valley, CA)
- 45+ days ago
- Anaheim, CA (9 miles from Fountain Valley, CA)
- 45+ days ago
Overview Imagine working for a dynamic, technology-driven HOA management company that is rapidly expanding, offering abundant opportunities for career advancement, and fostering a company culture...
- Irvine, CA (11 miles from Fountain Valley, CA)
- 45+ days ago
- Irvine, CA (11 miles from Fountain Valley, CA)
- 45+ days ago
Job Title: Assistant Compliance Manager Location: CA - Irvine What you'll do: The Assistant Compliance Manager works under the direction of the Corporate Compliance Associate Director to oversee Mortgage...
- Irvine, CA (11 miles from Fountain Valley, CA)
- 90+ days ago
- Irvine, CA (11 miles from Fountain Valley, CA)
- 90+ days ago
Reporting to the HR Compliance Manager, the HR Compliance Supervisor oversees and manages the implementation and adherence to employment laws affecting each phase of the Associate lifecycle, from recruitment...
Demographic Data for Fountain Valley, CA
Moving to Fountain Valley, CA? Find some basic demographic data about Fountain Valley, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Fountain Valley, CA
Highest Education Level
Compliance Managers in Fountain Valley, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Driving
- Automotive Repair
- Environmental Compliance
- Network Security
- Process Management
- Collaboration
- Flexibility
- Implementation
- Certified Information Systems Security Pro
- Securities and Exchange Commission
- ServiceNow
- Certified Information Systems Auditor
- IT Governance
- Control & Countermeasure
- Environmental Regulations
- SOC 2
- Lending
- BSA
- Know Your Customer
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Internal Control
- Due Diligence
- Resolution
- Data Analytics
- Strategy Development
- Risk Management
- Finance
- Accounting
- Prioritizing
- Auditing
- Investigation
- Verbal Communication
- Written Communication
- Mentoring
- Coaching
- Documentation
- Data Analysis
- Interpersonal Skills
- Bachelor's Degree
- Employee Development
- Filing
- Reporting
- Regulations
- Microsoft PowerPoint
- Policy Development
- Project Management
- Microsoft Excel
- Microsoft Office
- Problem Solving
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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