Compliance Manager Jobs in Duarte, CA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Los Angeles, CA (19 miles from Duarte, CA)
- 1 day ago
- Los Angeles, CA (19 miles from Duarte, CA)
- 1 day ago
Compliance Director Location: Alternate locations may be considered. This position will work in a hybrid model (remote and office). The ideal candidate will live within 50 miles of one of our...
Online Programs: Credit Enrichment Compliance Coordinator
- Irwindale, CA (3 miles from Duarte, CA)
- 3 days ago
- Irwindale, CA (3 miles from Duarte, CA)
- 3 days ago
Are you seeking an opportunity to impact students lives positively? Do you believe that every student should have the opportunity for success? If so, Options For Youth (OFY) is the place for you!...
Compliance Supervisor (Returns-Repairs)
- Chino, CA (22 miles from Duarte, CA)
- 8 days ago
- Chino, CA (22 miles from Duarte, CA)
- 8 days ago
Compliance Supervisor (Returns-Repairs) 3.8 3.8 out of 5 stars Chino, CA Contract type Full-Time Location Chino, CA Specialty Retail Salary $25.00/hr - $28.00/hr. Remote No Reference 483037...
Regulatory Compliance, Manager
- Los Angeles, CA (19 miles from Duarte, CA)
- 9 days ago
- Los Angeles, CA (19 miles from Duarte, CA)
- 9 days ago
The estimated pay scale for the Regulatory Compliance Manager role based in Los Angeles, CA, is $110,615 to $140,000 annual salary....
Invst Operations Securities Specialist
- Los Angeles, CA (19 miles from Duarte, CA)
- 14 days ago
- Los Angeles, CA (19 miles from Duarte, CA)
- 14 days ago
INVST OPERATIONS SECURITIES SPECIALIST WHAT IS THE OPPORTUNITY? The Securities Specialist will support responsibilities assigned to the Trust Operations team. Position will serve as a liaison...
Fair Banking Compliance Officer
- Los Angeles, CA (19 miles from Duarte, CA)
- 16 days ago
- Los Angeles, CA (19 miles from Duarte, CA)
- 16 days ago
services, including its affiliates, specifically focused on deposits and consumer lending....
Investment Operations Securities Specialist Senior
- Los Angeles, CA (19 miles from Duarte, CA)
- 19 days ago
- Los Angeles, CA (19 miles from Duarte, CA)
- 19 days ago
INVESTMENT OPERATIONS SECURITIES SPECIALIST SENIOR WHAT IS THE OPPORTUNITY? The Senior Securities Specialist will support responsibilities assigned to the Trust Operations team. Position will...
SOX Compliance Officer - Remote
- Los Angeles, CA (19 miles from Duarte, CA)
- 21 days ago
- Los Angeles, CA (19 miles from Duarte, CA)
- 21 days ago
Responsibilities: Oversee SOX compliance of routine processes that include lending, deposit, and investment processes within Zions Bancorporation and its affiliates....
Remote Work- Los Angeles, CA (19 miles from Duarte, CA)
- 23 days ago
- Los Angeles, CA (19 miles from Duarte, CA)
- 23 days ago
Proficient in consumer lending, mortgage and commercial lending laws and regulations....
Compliance Manager - Commercial Lending
- Los Angeles, CA (19 miles from Duarte, CA)
- 30+ days ago
- Los Angeles, CA (19 miles from Duarte, CA)
- 30+ days ago
This position is responsible for compliance oversight for all Commercial and Private Bank Lending department areas including lending and depository functions....
- Los Angeles, CA (19 miles from Duarte, CA)
- 30+ days ago
- Los Angeles, CA (19 miles from Duarte, CA)
- 30+ days ago
Works with Senior Compliance Officer, Compliance Manager to maintain audit tracking logs and other tracking reports as deemed necessary....
Quality Food Safety Compliance Supervisor
- City of Industry, CA (9 miles from Duarte, CA)
- 30+ days ago
- City of Industry, CA (9 miles from Duarte, CA)
- 30+ days ago
At Danone, manufacturing high-quality products and meeting demand are key priorities for our plant teams. We have an opening for a Quality and Food Safety Compliance Supervisor based in our City...
Governmental Interactions Compliance Manager
- Los Angeles, CA (19 miles from Duarte, CA)
- 45+ days ago
- Los Angeles, CA (19 miles from Duarte, CA)
- 45+ days ago
In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines...
- Buena Park, CA (20 miles from Duarte, CA)
- 45+ days ago
- Buena Park, CA (20 miles from Duarte, CA)
- 45+ days ago
Description Ensure that marketing and information is within regulations for advertisements, e comm platforms, social media and US and global markets Assist with expansion into newer markets like...
ACAM / Compliance Coordinator (ACA2025-7886)
- Anaheim, CA (20 miles from Duarte, CA)
- 45+ days ago
- Anaheim, CA (20 miles from Duarte, CA)
- 45+ days ago
Overview Imagine working for a dynamic, technology-driven HOA management company that is rapidly expanding, offering abundant opportunities for career advancement, and fostering a company culture...
Demographic Data for Duarte, CA
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Salary for Compliance Manager Jobs in Duarte, CA
Highest Education Level
Compliance Managers in Duarte, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Driving
- Automotive Repair
- Environmental Compliance
- Stormwater Management
- Network Security
- Process Management
- Collaboration
- Flexibility
- Implementation
- Certified Information Systems Security Pro
- Securities and Exchange Commission
- ServiceNow
- Certified Information Systems Auditor
- IT Governance
- Control & Countermeasure
- Environmental Regulations
- SOC 2
- Lending
- BSA
- Know Your Customer
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Internal Control
- Due Diligence
- Resolution
- Data Analytics
- Strategy Development
- Risk Management
- Finance
- Accounting
- Prioritizing
- Auditing
- Investigation
- Verbal Communication
- Written Communication
- Mentoring
- Coaching
- Documentation
- Data Analysis
- Interpersonal Skills
- Bachelor's Degree
- Employee Development
- Filing
- Reporting
- Regulations
- Microsoft PowerPoint
- Policy Development
- Project Management
- Microsoft Excel
- Microsoft Office
- Problem Solving
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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