Compliance Manager Jobs in Cypress, CA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Strategic Employment Partners
- Los Angeles, CA (24 miles from Cypress, CA)
- 5 days ago
- Strategic Employment Partners
- Los Angeles, CA (24 miles from Cypress, CA)
- 5 days ago
Title : Compliance Manager Location : On-site in Los Angeles, CA Compensation : Up to $180k in base + Benefits What we’re looking for: Strong knowledge of banking regulations (BSA/AML, OFAC, CRA, consumer...
Financial Institution Regulatory Compliance Manager
- Irvine, CA (17 miles from Cypress, CA)
- 5 days ago
- Irvine, CA (17 miles from Cypress, CA)
- 5 days ago
If yes, consider joining Baker Tilly (BT) as a Regulatory Compliance Manager!...
Remote Work- Irvine, CA (17 miles from Cypress, CA)
- 8 days ago
- Irvine, CA (17 miles from Cypress, CA)
- 8 days ago
. + Provides administrative oversight to a wide variety of bank compliance programs including areas such as AML-BSA, Regulatory Change Management, Compliance Complaint, Fair and Responsible Practices...
Compliance Coordinator (Fashion)
- Culver City, CA (24 miles from Cypress, CA)
- 10 days ago
- Culver City, CA (24 miles from Cypress, CA)
- 10 days ago
Were looking for a proactive and detail-oriented Compliance Coordinator to join a fast-moving team in the apparel industry. In this role, youll be the linchpin between development and...
Expanded Learning Compliance Coordinator
- Los Angeles, CA (16 miles from Cypress, CA)
- 10 days ago
- Los Angeles, CA (16 miles from Cypress, CA)
- 10 days ago
Who We Are KIPP SoCal Public Schools is a nonprofit organization that operates 20 tuition-free, open-enrollment charter public schools, within 20 Local Education Agencies (LEA), educating more...
- Irvine, CA (17 miles from Cypress, CA)
- 11 days ago
- Irvine, CA (17 miles from Cypress, CA)
- 11 days ago
Understand and fulfill duties and responsibilities related to the Bank Secrecy Act (BSA), Anti-Money Laundering Act (AML), and Office of Foreign Assets Control Regulations (OFAC), including participation...
- Los Angeles, CA (16 miles from Cypress, CA)
- 16 days ago
- Los Angeles, CA (16 miles from Cypress, CA)
- 16 days ago
Responsibilities: Oversight of scheduled loan level documentation reviews, regulatory change management communication, and transactional testing on all lending products through focused and random sample...
- Los Angeles, CA (16 miles from Cypress, CA)
- 16 days ago
- Los Angeles, CA (16 miles from Cypress, CA)
- 16 days ago
Compliance and Audit Manager At CSUN we aspire to continually grow as an inclusive, cooperative community! CSUN strives to be a destination workplace, where everyone understands that they belong...
- Los Angeles, CA (16 miles from Cypress, CA)
- 18 days ago
- Los Angeles, CA (16 miles from Cypress, CA)
- 18 days ago
Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), and/or Certified Financial Services Auditor (CFSA) designation a plus....
- Los Angeles, CA (16 miles from Cypress, CA)
- 19 days ago
- Los Angeles, CA (16 miles from Cypress, CA)
- 19 days ago
REGULATORY AFFAIRS MANAGER LOS ANGELES, CA Who We Are Tower 28 is a clean beauty brand born and bred in Santa Monica. All products are designed for sensitive skin, high-performance, and 100%...
- Monterey Park, CA (17 miles from Cypress, CA)
- 20 days ago
- Monterey Park, CA (17 miles from Cypress, CA)
- 20 days ago
Serves as the organization's Compliance Manager. Consults with and advises operating units and managers on all compliance related issues....
- Lakewood, CA (6 miles from Cypress, CA)
- 21 days ago
- Lakewood, CA (6 miles from Cypress, CA)
- 21 days ago
Complies with all State and Federal Banking regulatory requirements, including but not limited to: BSA, Anti-Money Laundering OFAC, CIP, Financial Elder Abuse Reporting, Sexual Harassment, Information...
- Lakewood, CA (6 miles from Cypress, CA)
- 21 days ago
- Lakewood, CA (6 miles from Cypress, CA)
- 21 days ago
Complies with all State and Federal Banking regulatory requirements, including but not limited to: BSA, Anti-Money Laundering OFAC, CIP, Financial Elder Abuse Reporting, Sexual Harassment, Information...
ACAM / Compliance Coordinator (ACA2025-8111)
- Anaheim, CA (5 miles from Cypress, CA)
- 26 days ago
- Anaheim, CA (5 miles from Cypress, CA)
- 26 days ago
Overview Imagine working for a dynamic, technology-driven HOA management company that is rapidly expanding, offering abundant opportunities for career advancement, and fostering a company culture...
Investment Operations Securities Specialist Senior
- Los Angeles, CA (16 miles from Cypress, CA)
- 45+ days ago
- Los Angeles, CA (16 miles from Cypress, CA)
- 45+ days ago
INVESTMENT OPERATIONS SECURITIES SPECIALIST SENIOR WHAT IS THE OPPORTUNITY? The Senior Securities Specialist will support responsibilities assigned to the Trust Operations team. Position will...
Demographic Data for Cypress, CA
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Salary for Compliance Manager Jobs in Cypress, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Cypress, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Automotive Repair
- Environmental Compliance
- Water Quality
- Collaboration
- Flexibility
- Implementation
- Cost Reduction
- Securities and Exchange Commission
- Fixed Income
- National Pollutant Discharge Elimination System
- Control & Countermeasure
- Environmental Regulations
- Lending
- BSA
- Know Your Customer
- Automated Clearing House
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Mortgage Processing
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Internal Control
- Due Diligence
- Resolution
- Business Administration
- Risk Management
- Finance
- Strategy Development
- Prioritizing
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Documentation
- Mentoring
- Data Analysis
- Reporting
- Bachelor's Degree
- Coaching
- Filing
- Regulations
- Microsoft PowerPoint
- Policy Development
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Staff Supervision
- Organization
- Customer Service
- Research Skills
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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