Compliance Manager Jobs in City Of Industry, CA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Irvine, CA (23 miles from City Of Industry, CA)
- 2 days ago
- Irvine, CA (23 miles from City Of Industry, CA)
- 2 days ago
Certified anti money laundering, Global Sanctions Specialist. Pay: $120k/Y. recblid ajvjuqi5girgwn091dewtn19lwtoj5...
- Los Angeles, CA (12 miles from City Of Industry, CA)
- 3 days ago
- Los Angeles, CA (12 miles from City Of Industry, CA)
- 3 days ago
Act as an information source to management, lending officers, operations personnel, customer contact personnel, and other staff in relations to compliance laws and regulations....
- Los Angeles, CA (12 miles from City Of Industry, CA)
- 5 days ago
- Los Angeles, CA (12 miles from City Of Industry, CA)
- 5 days ago
Position Summary The Regulatory Reporting Manager is responsible for managing the strategy and roadmap for operational execution of regulatory obligations for TCW. This includes overseeing the...
- Los Angeles, CA (12 miles from City Of Industry, CA)
- 6 days ago
- Los Angeles, CA (12 miles from City Of Industry, CA)
- 6 days ago
Paralegal certificate and experience preferred. 5+ years of relevant experience in lending or financial services. Proven lending compliance experience....
Healthcare Compliance Coordinator
- Glendale, CA (19 miles from City Of Industry, CA)
- 10 days ago
- Glendale, CA (19 miles from City Of Industry, CA)
- 10 days ago
Description HEALTHCARE COMPLIANCE COORDINATOR JOB SUMMARY This position primarily provides administrative support to the CAO and serves as CCHC's Privacy Officer. The individual will work as a...
Quality/SHE Compliance Supervisor
- Santa Ana, CA (20 miles from City Of Industry, CA)
- 12 days ago
- Santa Ana, CA (20 miles from City Of Industry, CA)
- 12 days ago
Overview Primo Brands is a leading branded beverage company in North America with a focus on healthy hydration. We are proud to offer an extensive and iconic portfolio of highly recognizable,...
- Los Angeles, CA (12 miles from City Of Industry, CA)
- 14 days ago
- Los Angeles, CA (12 miles from City Of Industry, CA)
- 14 days ago
Date Posted: 2025-04-22 Country: United States of America Location: OT335: SA - LOS ANGELES, CA 2701 Media Center Drive, Los Angeles, CA, 90065 USA Job Description Would you like to join a truly...
Clinical Site Compliance Coordinator, Physical Therapy Department Mount Saint Mary's University
- Los Angeles, CA (12 miles from City Of Industry, CA)
- 18 days ago
- Los Angeles, CA (12 miles from City Of Industry, CA)
- 18 days ago
Clinical Site Compliance Coordinator, Physical Therapy Department Clinical Site Compliance Coordinator will work collaboratively with the Director of Clinical Education and will support and...
Expanded Learning Compliance Coordinator
- Los Angeles, CA (12 miles from City Of Industry, CA)
- 30+ days ago
- Los Angeles, CA (12 miles from City Of Industry, CA)
- 30+ days ago
Who We Are KIPP SoCal Public Schools is a nonprofit organization that operates 20 tuition-free, open-enrollment charter public schools, within 20 Local Education Agencies (LEA), educating more...
Chief Compliance Officer (Wealth Advisor)
- Irvine, CA (23 miles from City Of Industry, CA)
- 30+ days ago
- Irvine, CA (23 miles from City Of Industry, CA)
- 30+ days ago
Understand and fulfill duties and responsibilities related to the Bank Secrecy Act (BSA), Anti-Money Laundering Act (AML), and Office of Foreign Assets Control Regulations (OFAC), including participation...
- Ontario, CA (21 miles from City Of Industry, CA)
- 30+ days ago
- Ontario, CA (21 miles from City Of Industry, CA)
- 30+ days ago
Product Compliance Coordinator at Masco Canada (Onsite St. Thomas, ON Office) Come build the future with us! At Masco Canada, we are passionate about delivering innovative solutions and...
- Los Angeles, CA (12 miles from City Of Industry, CA)
- 30+ days ago
- Los Angeles, CA (12 miles from City Of Industry, CA)
- 30+ days ago
Responsibilities: Oversight of scheduled loan level documentation reviews, regulatory change management communication, and transactional testing on all lending products through focused and random sample...
- Los Angeles, CA (12 miles from City Of Industry, CA)
- 30+ days ago
- Los Angeles, CA (12 miles from City Of Industry, CA)
- 30+ days ago
Compliance and Audit Manager At CSUN we aspire to continually grow as an inclusive, cooperative community! CSUN strives to be a destination workplace, where everyone understands that they belong...
- Los Angeles, CA (12 miles from City Of Industry, CA)
- 30+ days ago
- Los Angeles, CA (12 miles from City Of Industry, CA)
- 30+ days ago
REGULATORY AFFAIRS MANAGER LOS ANGELES, CA Who We Are Tower 28 is a clean beauty brand born and bred in Santa Monica. All products are designed for sensitive skin, high-performance, and 100%...
- Monterey Park, CA (7 miles from City Of Industry, CA)
- 30+ days ago
- Monterey Park, CA (7 miles from City Of Industry, CA)
- 30+ days ago
Serves as the organization's Compliance Manager. Consults with and advises operating units and managers on all compliance related issues....
Demographic Data for City Of Industry, CA
Moving to City Of Industry, CA? Find some basic demographic data about City Of Industry, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in City Of Industry, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in City Of Industry, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Executive Management
- Business Processes
- Change Management
- Flexibility
- Implementation
- Prioritizing
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Certified Management Accountant
- Lending
- BSA
- Know Your Customer
- Automated Clearing House
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Mortgage Processing
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Internal Control
- Investment Banking
- Fraud Investigation
- Due Diligence
- Complaint Resolution
- Resolution
- Business Administration
- Risk Management
- Finance
- Strategy Development
- Auditing
- Written Communication
- Verbal Communication
- Investigation
- Documentation
- Mentoring
- Employee Development
- Collaboration
- Bachelor's Degree
- Coaching
- Filing
- Microsoft PowerPoint
- Regulations
- Reporting
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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