Compliance Manager Jobs in Brea, CA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Compliance Coordinator - Newport Beach, CA
- Newport Beach, CA (23 miles from Brea, CA)
- 20 hours ago
- Newport Beach, CA (23 miles from Brea, CA)
- 20 hours ago
Company Description As a leading healthcare education organization, Unitek Learnings family of schools helps thousands of students launch and accelerate their careers every year. As a rapidly...
- Los Angeles, CA (21 miles from Brea, CA)
- 1 day ago
- Los Angeles, CA (21 miles from Brea, CA)
- 1 day ago
Compliance Director Location: Alternate locations may be considered. This position will work in a hybrid model (remote and office). The ideal candidate will live within 50 miles of one of our...
Online Programs: Credit Enrichment Compliance Coordinator
- Irwindale, CA (14 miles from Brea, CA)
- 4 days ago
- Irwindale, CA (14 miles from Brea, CA)
- 4 days ago
Are you seeking an opportunity to impact students lives positively? Do you believe that every student should have the opportunity for success? If so, Options For Youth (OFY) is the place for you!...
Legal and Compliance Coordinator
- Santa Ana, CA (12 miles from Brea, CA)
- 6 days ago
- Santa Ana, CA (12 miles from Brea, CA)
- 6 days ago
ILLUMINATION FOUNDATION Legal and Compliance Coordinator in Santa Ana , California Every person deserves compassion, dignity, and the safety of a place to call home. Homelessness is the largest...
Compliance Supervisor (Returns-Repairs)
- Chino, CA (13 miles from Brea, CA)
- 9 days ago
- Chino, CA (13 miles from Brea, CA)
- 9 days ago
Compliance Supervisor (Returns-Repairs) 3.8 3.8 out of 5 stars Chino, CA Contract type Full-Time Location Chino, CA Specialty Retail Salary $25.00/hr - $28.00/hr. Remote No Reference 483037...
Regulatory Compliance, Manager
- Los Angeles, CA (21 miles from Brea, CA)
- 9 days ago
- Los Angeles, CA (21 miles from Brea, CA)
- 9 days ago
The estimated pay scale for the Regulatory Compliance Manager role based in Los Angeles, CA, is $110,615 to $140,000 annual salary....
Invst Operations Securities Specialist
- Los Angeles, CA (21 miles from Brea, CA)
- 15 days ago
- Los Angeles, CA (21 miles from Brea, CA)
- 15 days ago
INVST OPERATIONS SECURITIES SPECIALIST WHAT IS THE OPPORTUNITY? The Securities Specialist will support responsibilities assigned to the Trust Operations team. Position will serve as a liaison...
Fair Banking Compliance Officer
- Los Angeles, CA (21 miles from Brea, CA)
- 17 days ago
- Los Angeles, CA (21 miles from Brea, CA)
- 17 days ago
services, including its affiliates, specifically focused on deposits and consumer lending....
- Orange, CA (9 miles from Brea, CA)
- 17 days ago
- Orange, CA (9 miles from Brea, CA)
- 17 days ago
Join the transformative team at City of Hope, where we're changing lives and making a real difference in the fight against cancer, diabetes, and other life-threatening illnesses. City of Hopes...
Quality Assurance & Compliance Coordinator - Food Industry
- Irvine, CA (14 miles from Brea, CA)
- 18 days ago
- Irvine, CA (14 miles from Brea, CA)
- 18 days ago
Quality Assurance & Compliance Coordinator - Food Industry Adecco - 3.7 Irvine, CA Job Details $50,000 - $60,000 a year 2 days ago Benefits Paid holidays Disability insurance Health insurance...
Investment Operations Securities Specialist Senior
- Los Angeles, CA (21 miles from Brea, CA)
- 20 days ago
- Los Angeles, CA (21 miles from Brea, CA)
- 20 days ago
INVESTMENT OPERATIONS SECURITIES SPECIALIST SENIOR WHAT IS THE OPPORTUNITY? The Senior Securities Specialist will support responsibilities assigned to the Trust Operations team. Position will...
SOX Compliance Officer - Remote
- Los Angeles, CA (21 miles from Brea, CA)
- 21 days ago
- Los Angeles, CA (21 miles from Brea, CA)
- 21 days ago
Responsibilities: Oversee SOX compliance of routine processes that include lending, deposit, and investment processes within Zions Bancorporation and its affiliates....
Remote Work- Los Angeles, CA (21 miles from Brea, CA)
- 23 days ago
- Los Angeles, CA (21 miles from Brea, CA)
- 23 days ago
Proficient in consumer lending, mortgage and commercial lending laws and regulations....
Compliance Manager - Commercial Lending
- Los Angeles, CA (21 miles from Brea, CA)
- 30+ days ago
- Los Angeles, CA (21 miles from Brea, CA)
- 30+ days ago
This position is responsible for compliance oversight for all Commercial and Private Bank Lending department areas including lending and depository functions....
- Santa Ana, CA (12 miles from Brea, CA)
- 30+ days ago
- Santa Ana, CA (12 miles from Brea, CA)
- 30+ days ago
Position Overview We are hiring a Sr. Manager, Regulatory Affairs. The Sr. Manager, Regulatory Affairs will be responsible for ensuring that product, process, and procedures are sufficiently...
Demographic Data for Brea, CA
Moving to Brea, CA? Find some basic demographic data about Brea, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Brea, CA
Highest Education Level
Compliance Managers in Brea, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Driving
- Automotive Repair
- Environmental Compliance
- Network Security
- Process Management
- Collaboration
- Flexibility
- Implementation
- Certified Information Systems Security Pro
- Securities and Exchange Commission
- ServiceNow
- Certified Information Systems Auditor
- IT Governance
- Control & Countermeasure
- Environmental Regulations
- SOC 2
- Lending
- BSA
- Know Your Customer
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Internal Control
- Due Diligence
- Resolution
- Data Analytics
- Strategy Development
- Risk Management
- Finance
- Accounting
- Prioritizing
- Auditing
- Investigation
- Verbal Communication
- Written Communication
- Mentoring
- Coaching
- Documentation
- Data Analysis
- Interpersonal Skills
- Bachelor's Degree
- Employee Development
- Filing
- Reporting
- Regulations
- Microsoft PowerPoint
- Policy Development
- Project Management
- Microsoft Excel
- Microsoft Office
- Problem Solving
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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