Compliance Manager Jobs in Tempe, AZ
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Regulatory Compliance Analyst ( Med Supp ) / Med Supp Compliance Coordinator
- U-Haul - Oxford Life Insurance
- Phoenix, AZ (14 miles from Tempe, AZ)
- 13 days ago
- U-Haul - Oxford Life Insurance
- Phoenix, AZ (14 miles from Tempe, AZ)
- 13 days ago
Growth Path: This role provides an opportunity to grow into a Regulatory Compliance Manager or Senior Compliance Analyst with additional experience and regulatory knowledge....
Manager-Compliance; Anti-Corruption Payments Monitoring
- Phoenix, AZ (9 miles from Tempe, AZ)
- moments ago
- Phoenix, AZ (9 miles from Tempe, AZ)
- moments ago
Anti-Corruption related issues, enhancements to the compliance framework, and the review of business activities as appropriate Minimum Qualifications 5+ years of work experience in an Anti-Corruption or Anti-Money...
Payroll and Compliance Coordinator
- Phoenix, AZ (9 miles from Tempe, AZ)
- 2 days ago
- Phoenix, AZ (9 miles from Tempe, AZ)
- 2 days ago
If you are a current worker, please log into Workday and access our internal career site to apply. Salary Range: $48,000.00 - $57,500.00 USD annually.As part of Arizona State Universitys charter...
Manager-Compliance; Anti-Money Laundering
- Phoenix, AZ (9 miles from Tempe, AZ)
- 7 days ago
- Phoenix, AZ (9 miles from Tempe, AZ)
- 7 days ago
matter expert and point of contact for globally dispersed FIU colleagues Minimum Qualifications 3+ years of work experience in a financial services or payment institution in any of the following areas: Anti-Money...
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Security Risk and Compliance Director
- Phoenix, AZ (9 miles from Tempe, AZ)
- 8 days ago
- Phoenix, AZ (9 miles from Tempe, AZ)
- 8 days ago
Job Title: Security Risk and Compliance Director Location: CityScape What you'll do: The Director of Security and Privacy Compliance is vested with the authority to facilitate the development,...
- Phoenix, AZ (9 miles from Tempe, AZ)
- 8 days ago
- Phoenix, AZ (9 miles from Tempe, AZ)
- 8 days ago
Job Description Pathways In Education is a small non-profit charter school in the Phoenix area, dedicated to serving the local community and supporting at-risk and underserved students. Pathways...
- Scottsdale, AZ (7 miles from Tempe, AZ)
- 8 days ago
- Scottsdale, AZ (7 miles from Tempe, AZ)
- 8 days ago
Job Description: We are seeking a highly skilled and experienced Manager of Compliance Investigations to join our first line Anti-Money Laundering organization....
- Phoenix, AZ (9 miles from Tempe, AZ)
- 13 days ago
- Phoenix, AZ (9 miles from Tempe, AZ)
- 13 days ago
This job was posted by : For moreinformation, please see: Title: Operations & Compliance Coordinator\Location: Remote\Reports To: Executive Director / Administrator\Job Type: Full-Time \|...
Position: Student Record and Compliance Coordinator I (Tempe) Type: Charter Location: Suburban Job ID: 128437 County: East Maricopa Posted: April 16, 2025 Contact Information: ASU Preparatory...
Student Record and Compliance Coordinator I
- Phoenix, AZ (9 miles from Tempe, AZ)
- 16 days ago
- Phoenix, AZ (9 miles from Tempe, AZ)
- 16 days ago
If you are a current worker, please log into Workday and access our internal career site to apply. Salary Range: $16.00 - $22.00 USD hourly.As part of Arizona State Universitys charter to provide...
Food Safety and Regulatory Affairs Manager
- Phoenix, AZ (9 miles from Tempe, AZ)
- 60+ days ago
- Phoenix, AZ (9 miles from Tempe, AZ)
- 60+ days ago
Description Central Garden & Pet is a market leader in the Garden and Pet industries. For over 40 years, Central has proudly nurtured happy and healthy homes by bringing innovative and trusted...
In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines...
Model Risk Manager - Compliance and Fraud, Vice President
- Tempe, AZ
- 45+ days ago
- Tempe, AZ
- 45+ days ago
effective model operational controls Qualifications: 5-7 years of experience in the banking industry in a risk management capacity related to transaction monitoring and modeling in the Compliance (OFAC...
- Phoenix, AZ (9 miles from Tempe, AZ)
- 60+ days ago
- Phoenix, AZ (9 miles from Tempe, AZ)
- 60+ days ago
Trade Compliance Manager - Western Region! Are you a seasoned professional with a passion for international trade compliance?...
Compliance Coordinator, COE Diligence
- Phoenix, AZ (9 miles from Tempe, AZ)
- 60+ days ago
- Phoenix, AZ (9 miles from Tempe, AZ)
- 60+ days ago
You will be based in Tampa, Phoenix, or San Jose and report to the Compliance Manager, COE Diligence, Americas who is based in Tampa, Florida....
Demographic Data for Tempe, AZ
Moving to Tempe, AZ? Find some basic demographic data about Tempe, AZ below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Tempe, AZ
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Tempe, AZ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Automotive Repair
- Insurance Verification
- Employee Benefits
- Revenue Cycle
- Flexibility
- Implementation
- Cost Reduction
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Loss Control
- Certified Management Accountant
- Lending
- BSA
- Know Your Customer
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Mortgage Processing
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Internal Control
- Investment Banking
- Due Diligence
- Resolution
- Risk Management
- Finance
- Collections
- Listening
- Written Communication
- Verbal Communication
- Investigation
- Prioritizing
- Auditing
- Documentation
- Collaboration
- Data Analysis
- Bachelor's Degree
- Coaching
- Filing
- Reporting
- Regulations
- Microsoft PowerPoint
- Multitasking
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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