Compliance Manager Jobs in Queen Creek, AZ
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Compliance Coordinator - Hybrid Tempe, AZ
- Tempe, AZ (24 miles from Queen Creek, AZ)
- 6 hours ago
- Tempe, AZ (24 miles from Queen Creek, AZ)
- 6 hours ago
Company Description As a leading healthcare education organization, Unitek Learnings family of schools helps thousands of students launch and accelerate their careers every year. As a rapidly...
US E EA - IT Governance & Compliance Mgr - CIO SA
- Tempe, AZ (24 miles from Queen Creek, AZ)
- 2 days ago
- Tempe, AZ (24 miles from Queen Creek, AZ)
- 2 days ago
CL5 DT-US Service Assurance Compliance Manager Description: Become a part of the expanding DT-US Service Assurance - Compliance team where you will have the opportunity to create an impact by ensuring...
Model Risk Manager - Compliance and Fraud, Vice President
- Tempe, AZ (24 miles from Queen Creek, AZ)
- 7 days ago
- Tempe, AZ (24 miles from Queen Creek, AZ)
- 7 days ago
effective model operational controls Qualifications: 5-7 years of experience in the banking industry in a risk management capacity related to transaction monitoring and modeling in the Compliance (OFAC...
Financial Crimes Compliance Audit Manager, Vice President
- Tempe, AZ (24 miles from Queen Creek, AZ)
- 18 days ago
- Tempe, AZ (24 miles from Queen Creek, AZ)
- 18 days ago
Manager (CRCM) Certified Anti-Money Laundering Specialist (CAMS) The typical base pay range for this role is between $134K - $168K depending on job-related knowledge, skills, experience, and location...
Governmental Interactions Compliance Manager
- Tempe, AZ (24 miles from Queen Creek, AZ)
- 45+ days ago
- Tempe, AZ (24 miles from Queen Creek, AZ)
- 45+ days ago
In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines...
Global Corporate & Investment Banking - Compliance Officer, Vice President
- Tempe, AZ (24 miles from Queen Creek, AZ)
- 90+ days ago
- Tempe, AZ (24 miles from Queen Creek, AZ)
- 90+ days ago
Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across the globe, we're...
Contracts & Export Compliance Manager
- Chandler, AZ (20 miles from Queen Creek, AZ)
- 90+ days ago
- Chandler, AZ (20 miles from Queen Creek, AZ)
- 90+ days ago
Crane Aerospace and Electronics has an exciting opportunity for a Contracts and Export Compliance Manager at our Chandler, AZ location....
Demographic Data for Queen Creek, AZ
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Salary for Compliance Manager Jobs in Queen Creek, AZ
Highest Education Level
Compliance Managers in Queen Creek, AZ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Driving
- Automotive Repair
- Environmental Compliance
- Stormwater Management
- Network Security
- Process Management
- Collaboration
- Flexibility
- Implementation
- Certified Information Systems Security Pro
- Securities and Exchange Commission
- ServiceNow
- Certified Information Systems Auditor
- IT Governance
- Control & Countermeasure
- Environmental Regulations
- SOC 2
- Lending
- BSA
- Know Your Customer
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Internal Control
- Due Diligence
- Resolution
- Data Analytics
- Strategy Development
- Risk Management
- Finance
- Accounting
- Prioritizing
- Auditing
- Investigation
- Verbal Communication
- Written Communication
- Mentoring
- Coaching
- Documentation
- Data Analysis
- Interpersonal Skills
- Bachelor's Degree
- Employee Development
- Filing
- Reporting
- Regulations
- Microsoft PowerPoint
- Policy Development
- Project Management
- Microsoft Excel
- Microsoft Office
- Problem Solving
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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